Hong Kong SFC licence holder AHT594, CHO Kwong Lun 曹廣麟

These are the details that were found for SFC licence holder AHT594 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Merrill Lynch (Asia Pacific) Limited RE Dealing in Securities 2010-07-15 2015-07-03
Merrill Lynch Far East Limited RE Dealing in Securities 2010-07-15 2015-07-03
Merrill Lynch (Asia Pacific) Limited RE Advising on Securities 2010-07-15 2015-07-03
Merrill Lynch Far East Limited RE Advising on Securities 2010-07-15 2015-07-03
Merrill Lynch (Asia Pacific) Limited RE Advising on Corporate Finance 2010-07-15 2015-07-03
Merrill Lynch Far East Limited RE Advising on Corporate Finance 2010-07-15 2015-07-03
BNP Paribas Securities (Asia) Limited RE Dealing in Securities 2008-09-30 2010-07-14
BNP Paribas Capital (Asia Pacific) Limited RE Dealing in Securities 2008-09-30 2010-07-14
Credit Suisse (Hong Kong) Limited RE Dealing in Securities 2006-05-16 2008-01-28
Credit Suisse (Hong Kong) Limited RE Advising on Securities 2006-05-16 2008-01-28
Credit Suisse (Hong Kong) Limited RE Advising on Corporate Finance 2006-05-16 2008-01-28
BlackRock (Hong Kong) Limited RE Advising on Securities 2003-04-01 2003-06-07
BlackRock (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2003-06-07
BlackRock (Hong Kong) Limited RE Asset Management 2003-04-01 2003-06-07
J.P. Morgan Securities (Far East) Limited RE Dealing in Securities 2015-10-06
J.P. Morgan Securities (Far East) Limited RE Advising on Securities 2015-10-06
J.P. Morgan Securities (Far East) Limited RE Advising on Corporate Finance 2015-10-06

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