Hong Kong SFC licence holder AJE368, MOK Hiu Lam 莫曉籃

These are the details that were found for SFC licence holder AJE368 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Juhui Financial Securities Limited RO Dealing in Securities 2017-06-29 2017-11-01
Juhui Financial Securities Limited RO Advising on Securities 2017-06-29 2017-11-01
Juhui Financial Securities Limited RE Dealing in Securities 2017-04-27 2017-06-29
Juhui Financial Securities Limited RE Advising on Securities 2017-04-27 2017-06-29
Zhongrong International Securities Company Limited RO Dealing in Securities 2016-11-04 2017-04-22
Zhongrong International Futures Co., Limited RE Dealing in Futures Contracts 2016-09-29 2017-04-22
Zhongrong International Securities Company Limited RE Dealing in Securities 2016-09-29 2016-11-04
Dongxing Securities (Hong Kong) Company Limited RE Dealing in Securities 2016-08-22 2016-09-15
Cinda International Securities Limited RE Dealing in Securities 2014-12-02 2016-08-15
Cinda International Futures Limited RE Dealing in Futures Contracts 2014-12-02 2016-08-15
Yue Xiu Securities Company Limited RE Dealing in Securities 2010-12-22 2014-11-21
Yue Xiu Futures Company Limited RE Dealing in Futures Contracts 2014-03-03 2014-11-21
Yue Xiu Securities Company Limited RE Advising on Securities 2014-03-03 2014-11-21
Yue Xiu Futures Company Limited RE Advising on Futures Contracts 2014-03-03 2014-11-21
Yue Xiu Asset Management Limited RE Asset Management 2014-09-15 2014-11-21
Cinda International Securities Limited RE Dealing in Securities 2007-08-16 2010-02-19
East Asia Securities Company Limited RE Dealing in Securities 2003-09-29 2007-06-01
Lionheart Limited RO Advising on Securities 2018-06-27
Lionheart Limited RO Asset Management 2018-06-27

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