Hong Kong SFC licence holder ALA618, CHAN Pauline 陳麗文

These are the details that were found for SFC licence holder ALA618 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Polaris Securities (Hong Kong) Limited RE Dealing in Securities 2011-04-19 2015-12-30
Polaris Securities (Hong Kong) Limited RE Dealing in Futures Contracts 2011-04-19 2015-12-30
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2004-10-11 2011-04-09
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2007-08-21 2011-04-09
Yuanta Securities (Hong Kong) Company Limited RE Dealing in Securities 2012-06-14
Yuanta Securities (Hong Kong) Company Limited RE Dealing in Futures Contracts 2012-06-14

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