Hong Kong SFC licence holder ALI101, LI Patrick 李栢祺

These are the details that were found for SFC licence holder ALI101 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
China Rise Securities Asset Management Company Limited RE Dealing in Securities 2016-11-17 2017-01-12
China Rise Securities Asset Management Company Limited RE Advising on Securities 2016-11-17 2017-01-12
China Rise Securities Asset Management Company Limited RE Asset Management 2016-11-17 2017-01-12
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2014-03-12 2014-10-03
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2014-03-12 2014-10-03
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2014-03-12 2014-10-03
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2004-10-11 2014-02-14
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2004-10-11 2014-02-14
Sun Hung Kai Forex Limited RE Leveraged Foreign Exchange Trading 2006-11-22 2014-02-14
SHK Fund Management Limited RE Asset Management 2012-03-20 2014-02-14
China Rise Securities Asset Management Company Limited RO Dealing in Securities 2017-01-12
China Rise Securities Asset Management Company Limited RO Advising on Securities 2017-01-12
China Rise Securities Asset Management Company Limited RO Asset Management 2017-01-12

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