Hong Kong SFC licence holder ALI325, TSANG On Yee 曾安儀

These are the details that were found for SFC licence holder ALI325 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
RHB Securities Hong Kong Limited RO Dealing in Securities 2018-07-06 2018-11-18
RHB Securities Hong Kong Limited RE Dealing in Securities 2018-05-23 2018-07-06
Hooray Securities Limited RO Dealing in Securities 2017-07-17 2018-04-13
Hooray Capital Limited RO Advising on Corporate Finance 2017-07-17 2018-01-17
Hooray Securities Limited RE Dealing in Securities 2017-05-31 2017-07-17
Hooray Capital Limited RE Advising on Corporate Finance 2017-05-31 2017-07-17
Fortune (HK) Securities Limited RE Dealing in Securities 2016-03-09 2017-03-31
Fortune Financial Capital Limited RE Advising on Corporate Finance 2016-03-09 2017-03-31
Fortune Asset Management Limited RE Advising on Securities 2016-03-09 2016-06-14
Changjiang Securities Brokerage (HK) Limited RE Dealing in Securities 2015-07-15 2016-03-02
Changjiang Futures (HK) Limited RE Dealing in Futures Contracts 2015-07-15 2016-03-02
Changjiang Securities Brokerage (HK) Limited RE Advising on Securities 2016-01-25 2016-03-02
South China Securities Limited RE Dealing in Securities 2013-12-04 2015-04-08
South China Capital Limited RE Advising on Corporate Finance 2013-12-04 2015-04-08
Cinda International Capital Limited RE Dealing in Securities 2011-05-25 2013-03-16
Cinda International Securities Limited RE Dealing in Securities 2011-05-25 2013-03-16
Cinda International Capital Limited RE Advising on Corporate Finance 2011-05-25 2013-03-16
RHB Securities Hong Kong Limited RE Dealing in Securities 2010-09-29 2011-05-15
RHB Capital Hong Kong Limited RE Advising on Corporate Finance 2010-09-29 2011-05-15
Oriental Patron Securities Limited RE Dealing in Securities 2009-05-21 2010-09-16
Piper Jaffray Asia Securities Limited RE Dealing in Securities 2007-10-05 2008-11-01
Piper Jaffray Asia Limited RE Advising on Corporate Finance 2007-10-29 2008-11-01
China Everbright Securities (HK) Limited RE Dealing in Securities 2006-01-16 2007-09-09
China Everbright Capital Limited RE Dealing in Securities 2006-01-16 2007-09-09
SinoPac Securities (Asia) Limited RE Dealing in Securities 2004-10-14 2006-01-02

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