These are the details that were found for SFC licence holder ALL163 on the SFC website.
Key for Role: RE = Representative, RO = Responsible Officer
|Institution||Role||Activity||Start date||End date|
|HSBC Broking Securities (Asia) Limited||RE||Dealing in Securities||2004-11-17||2009-12-12|
|HSBC Broking Futures (Asia) Limited||RE||Dealing in Futures Contracts||2004-11-17||2009-12-12|
|HSBC Broking Forex (Asia) Limited||RE||Leveraged Foreign Exchange Trading||2005-01-18||2009-12-12|
|Topaz Capital Management Limited||RE||Asset Management||2015-12-03|
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