Hong Kong SFC licence holder ALN833, IP Hon Wah 葉漢華

These are the details that were found for SFC licence holder ALN833 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
GuoKing (HK) Securities & Futures Co., Limited RO Dealing in Securities 2016-03-09 2016-10-03
GuoKing (HK) Securities & Futures Co., Limited RO Dealing in Futures Contracts 2016-03-09 2016-10-03
Avalok Capital Limited RO Dealing in Securities 2015-07-20 2016-02-29
Avalok Capital Limited RO Advising on Securities 2015-07-20 2016-02-29
Avalok Capital Limited RE Asset Management 2015-07-20 2016-02-29
JS Securities Limited RO Dealing in Securities 2013-06-28 2015-01-19
JS Securities Limited RO Advising on Securities 2014-07-30 2015-01-19
JS Securities Limited RE Dealing in Securities 2013-05-10 2013-06-28
Rifa Securities Limited RO Dealing in Securities 2011-04-28 2013-03-20
Rifa Futures Limited RO Dealing in Futures Contracts 2011-04-28 2013-03-20
TFI Asset Management Limited RO Advising on Securities 2013-01-28 2013-03-20
Rifa Securities Limited RE Dealing in Securities 2011-04-15 2011-04-28
Rifa Futures Limited RE Dealing in Futures Contracts 2011-04-15 2011-04-28
Well Link Securities Limited RE Dealing in Securities 2009-05-21 2011-04-01
Well Link Securities Limited RO Dealing in Futures Contracts 2009-09-15 2011-04-01
Rifa Securities Limited RO Dealing in Securities 2008-08-26 2009-05-20
Rifa Futures Limited RO Dealing in Futures Contracts 2008-12-01 2009-05-20
Rifa Securities Limited RE Dealing in Securities 2008-04-01 2008-08-26
Tung Shing Securities (Brokers) Limited RE Dealing in Securities 2007-12-07 2008-03-01
Tung Shing Futures (Brokers) Limited RE Dealing in Futures Contracts 2007-12-07 2008-03-01
Roctec Securities Company Limited RE Dealing in Securities 2007-06-12 2007-11-29
Roctec Futures Trading Company Limited RE Dealing in Futures Contracts 2007-06-12 2007-11-29
South China Securities Limited RE Dealing in Securities 2005-04-22 2007-05-31
South China Commodities Limited RE Dealing in Futures Contracts 2005-04-22 2007-05-31
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2004-12-15 2005-01-26
NFH Securities and Futures Limited RO Dealing in Securities 2016-11-21
NFH Securities and Futures Limited RO Dealing in Futures Contracts 2016-11-21
NFH Asset Management Limited RO Advising on Securities 2016-11-21
NFH Securities and Futures Limited RO Advising on Futures Contracts 2016-11-21
NFH Asset Management Limited RO Asset Management 2016-11-21

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