These are the details that were found for SFC licence holder ALY336 on the SFC website.
Key for Role: RE = Representative, RO = Responsible Officer
|Institution||Role||Activity||Start date||End date|
|HSBC Broking Securities (Asia) Limited||RE||Dealing in Securities||2005-06-10||2010-10-23|
|HSBC Broking Futures (Asia) Limited||RE||Dealing in Futures Contracts||2005-06-10||2010-10-23|
|HSBC Broking Forex (Asia) Limited||RE||Leveraged Foreign Exchange Trading||2005-04-27||2010-10-23|
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