Hong Kong SFC licence holder AMF528, LAU Pak Sun 劉栢燊

These are the details that were found for SFC licence holder AMF528 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Sinolink Securities (Hong Kong) Company Limited RE Dealing in Securities 2016-11-16 2017-05-23
CIS Securities Asset Management Limited RE Dealing in Securities 2015-01-12 2016-10-25
China Industrial Securities International Capital Limited RE Dealing in Securities 2014-04-30 2014-12-04
China Industrial Securities International Capital Limited RE Advising on Corporate Finance 2014-04-30 2014-12-04
Yuanta Securities (Hong Kong) Company Limited RE Dealing in Securities 2013-07-19 2014-04-24
Yuanta Securities (Hong Kong) Company Limited RE Advising on Securities 2013-07-19 2014-04-24
Yuanta Securities (Hong Kong) Company Limited RE Advising on Corporate Finance 2014-02-04 2014-04-24
Lippo Securities Limited RE Dealing in Securities 2012-08-08 2013-01-31
Lippo Futures Limited RE Dealing in Futures Contracts 2012-08-08 2013-01-31
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2011-09-09 2012-07-24
Sun Hung Kai Investment Services Limited RE Advising on Securities 2011-09-09 2012-07-24
ABCI Securities Company Limited RE Dealing in Securities 2011-05-30 2011-08-22
KGI Asia Limited RE Dealing in Securities 2008-05-23 2011-05-14
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2008-05-23 2011-05-14
Delta Asia Securities Limited RE Dealing in Securities 2005-08-09 2005-11-07
Sinolink Securities (Hong Kong) Company Limited RO Dealing in Securities 2017-05-23
Sinolink Securities (Hong Kong) Company Limited RE Advising on Securities 2017-02-28
Sinolink Securities (Hong Kong) Company Limited RE Advising on Corporate Finance 2017-02-28

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