Hong Kong SFC licence holder AMI586, CHEUNG Ka Man, Carmen

These are the details that were found for SFC licence holder AMI586 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Merrill Lynch (Asia Pacific) Limited RE Dealing in Securities 2013-02-01 2013-12-14
Merrill Lynch Far East Limited RE Dealing in Futures Contracts 2013-02-01 2013-12-14
Merrill Lynch (Asia Pacific) Limited RE Advising on Securities 2013-02-01 2013-12-14
Lippo Securities Limited RE Dealing in Securities 2012-12-13 2013-01-31
Lippo Futures Limited RE Dealing in Futures Contracts 2012-12-13 2013-01-31
Merrill Lynch (Asia Pacific) Limited RE Dealing in Securities 2007-05-04 2012-03-05
Merrill Lynch Far East Limited RE Dealing in Futures Contracts 2010-08-31 2012-03-05
Merrill Lynch (Asia Pacific) Limited RE Advising on Securities 2011-10-19 2012-03-05
Merrill Lynch Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2007-05-04 2010-08-31
Morgan Stanley Asia Limited RE Dealing in Securities 2005-08-08 2006-03-25
Morgan Stanley Hong Kong Futures Limited RE Dealing in Futures Contracts 2005-08-08 2006-03-25
Morgan Stanley Asia Limited RE Providing Automated Trading Services 2005-08-08 2006-03-25
Morgan Stanley Hong Kong Futures Limited RE Providing Automated Trading Services 2005-08-08 2006-03-25

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