Hong Kong SFC licence holder AMS011, LO Wai See 盧慧思

These are the details that were found for SFC licence holder AMS011 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
KGI Asia Limited RE Dealing in Securities 2006-06-07 2017-10-02
Lippo Securities Limited RE Dealing in Securities 2005-12-23 2006-06-01
Lippo Futures Limited RE Dealing in Futures Contracts 2006-01-12 2006-06-01
KGI Asia Limited RE Dealing in Securities 2017-10-03
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2006-06-07

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