These are the details that were found for SFC licence holder ANS149 on the SFC website.
Key for Role: RE = Representative, RO = Responsible Officer
|Institution||Role||Activity||Start date||End date|
|BlackRock (Hong Kong) Limited||RE||Dealing in Securities||2006-08-01||2008-05-02|
|BlackRock (Hong Kong) Limited||RE||Advising on Securities||2006-08-01||2008-05-02|
|Brown Brothers Harriman (Hong Kong) Limited||RE||Dealing in Securities||2016-04-22|
|Brown Brothers Harriman (Hong Kong) Limited||RE||Leveraged Foreign Exchange Trading||2016-10-19|
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