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Hong Kong SFC licence holder AOG095
LAI Chun Wa
黎俊華

Below are the institutions that were found associated with SFC licence holder AOG095 on the SFC website.

Last updated: 2019-04-16 08:10:02

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
TC Concord Securities Limited RE Dealing in Futures Contracts 2010-11-09 2010-12-30
TC Concord Securities Limited RE Dealing in Securities 2010-11-09 2010-12-30
TC Concord Securities Limited RE Advising on Securities 2010-11-09 2010-12-30
Taiping Securities (HK) Co Limited RE Dealing in Securities 2008-11-12 2010-08-14
Prudential Brokerage Limited RE Dealing in Securities 2007-06-05 2008-03-25
Prudential Index Trading Company Limited RE Dealing in Futures Contracts 2007-10-31 2008-03-25
Rosa Securities Limited RE Dealing in Securities 2007-01-18 2007-05-23
Ewarton Securities Limited RE Dealing in Securities 2006-12-05 2006-12-11

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