Hong Kong SFC licence holder AOJ711, HO Wing Pong 何永邦

These are the details that were found for SFC licence holder AOJ711 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Luk Fook Securities (HK) Limited RE Dealing in Securities 2015-05-21 2016-04-09
Luk Fook Futures (HK) Limited RE Dealing in Futures Contracts 2015-05-21 2016-04-09
Luk Fook Securities (HK) Limited RE Asset Management 2015-05-21 2016-04-09
Rifa Securities Limited RE Dealing in Securities 2013-11-22 2015-05-15
Rifa Futures Limited RE Dealing in Futures Contracts 2013-11-22 2015-05-15
TFI Asset Management Limited RE Asset Management 2014-07-24 2015-05-15
Huarong International Securities Limited RE Dealing in Securities 2013-08-30 2013-11-12
Huarong International Securities Limited RE Dealing in Futures Contracts 2013-08-30 2013-11-12
China Galaxy International Securities (Hong Kong) Co., Limited RE Dealing in Securities 2012-02-24 2013-08-24
China Galaxy International Futures (Hong Kong) Co., Limited RE Dealing in Futures Contracts 2012-02-24 2013-08-24
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2009-11-24 2012-02-02
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2009-11-24 2012-02-02
Celestial Securities Limited RE Dealing in Securities 2007-01-08 2009-10-28
Celestial Commodities Limited RE Dealing in Futures Contracts 2007-01-08 2009-10-28
CASH Wealth Management Limited RE Advising on Securities 2009-06-08 2009-10-28
CASH Wealth Management Limited RE Asset Management 2009-06-08 2009-10-28
Astrum Capital Management Limited RE Dealing in Securities 2016-04-20
Astrum Capital Management Limited RE Dealing in Futures Contracts 2016-04-20
Astrum Capital Management Limited RE Asset Management 2016-04-20

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