Hong Kong SFC licence holder AOY769, LI Kwok Yin 李國賢

These are the details that were found for SFC licence holder AOY769 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Good Harvest Securities Company Limited RE Dealing in Securities 2018-05-02 2018-09-07
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2007-05-25 2016-12-20
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2007-05-25 2016-12-20
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2007-08-17 2016-12-20
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2015-02-27 2016-12-20
HSBC Broking Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2007-05-25 2013-01-22
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2018-10-12

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