Hong Kong SFC licence holder AQD360, CHEN Chih-ching 陳志清

These are the details that were found for SFC licence holder AQD360 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Simplex Asset Management (HK) Company Limited RE Advising on Securities 2018-08-31 2018-10-26
Simplex Asset Management (HK) Company Limited RE Asset Management 2018-08-31 2018-10-26
Starwin Financial Group Limited RO Dealing in Securities 2017-08-04 2018-05-17
Starwin Financial Group Limited RO Advising on Securities 2017-08-04 2018-05-17
Starwin Financial Group Limited RO Asset Management 2017-08-04 2018-05-17
Guotai Junan Fund Management Limited RE Dealing in Securities 2015-11-02 2016-06-23
Guotai Junan Fund Management Limited RE Advising on Securities 2015-11-02 2016-06-23
Guotai Junan Fund Management Limited RE Asset Management 2015-11-02 2016-06-23
Harvest Global Investments Limited RE Advising on Securities 2013-10-22 2015-08-31
Harvest Global Investments Limited RE Asset Management 2013-10-22 2015-08-31
Trinitus Asset Management Limited RE Asset Management 2011-08-23 2013-10-16
Polaris Securities (Hong Kong) Limited RE Advising on Securities 2011-03-29 2011-07-29
Core Pacific - Yamaichi International (H.K.) Limited RE Advising on Securities 2009-06-17 2011-02-25
Core Pacific - Yamaichi International (H.K.) Limited RE Dealing in Securities 2007-12-14 2009-06-07
Core Pacific-Yamaichi Securities (H.K.) Limited RE Dealing in Securities 2007-12-14 2009-06-07
Core Pacific-Yamaichi Futures (H.K.) Limited RE Dealing in Futures Contracts 2007-12-14 2009-06-07
Simplex Asset Management (HK) Company Limited RO Advising on Securities 2018-10-26
Simplex Asset Management (HK) Company Limited RO Asset Management 2018-10-26

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