Hong Kong SFC licence holder AQD598, AU YEUNG Man 歐陽敏

These are the details that were found for SFC licence holder AQD598 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2016-09-30 2017-06-05
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2016-09-30 2017-06-05
Sun Hung Kai Forex Limited RE Leveraged Foreign Exchange Trading 2016-09-30 2017-06-05
UOB Kay Hian (Hong Kong) Limited RE Dealing in Securities 2015-07-13 2016-09-21
UOB Kay Hian Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2015-07-13 2016-09-21
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2008-04-23 2015-07-04
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2007-12-11 2015-07-04
Sun Hung Kai Forex Limited RE Leveraged Foreign Exchange Trading 2008-04-23 2015-07-04
Sun Hung Kai Investment Services Limited RO Dealing in Securities 2017-06-05
SHK Online (Securities) Limited RO Dealing in Securities 2017-06-05
China Everbright Securities (HK) Limited RO Dealing in Securities 2017-10-31
Sun Hung Kai Commodities Limited RO Dealing in Futures Contracts 2017-06-05
China Everbright Forex & Futures (HK) Limited RO Dealing in Futures Contracts 2017-10-31
Sun Hung Kai Forex Limited RO Leveraged Foreign Exchange Trading 2017-06-05
China Everbright Forex & Futures (HK) Limited RO Leveraged Foreign Exchange Trading 2017-10-31

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