Hong Kong SFC licence holder AQE456, OU Hung Chieh 歐宏杰

These are the details that were found for SFC licence holder AQE456 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
CLC Securities Limited RE Dealing in Securities 2015-12-02 2016-09-20
CLC Securities Limited RE Advising on Securities 2015-12-02 2016-09-20
CLC Asset Management Limited RO Asset Management 2015-11-10 2016-08-21
Capital Global Management Limited RO Advising on Securities 2014-07-03 2015-09-10
Capital Global Management Limited RO Asset Management 2014-07-03 2015-09-10
TC Concord Asset Management Limited RE Advising on Securities 2011-10-26 2014-03-31
TC Concord Asset Management Limited RE Asset Management 2011-10-26 2014-03-31
Polaris Securities (Hong Kong) Limited RO Advising on Securities 2008-02-11 2011-07-10
Polaris Securities (Hong Kong) Limited RE Asset Management 2010-12-15 2011-07-10
Polaris Securities (Hong Kong) Limited RE Dealing in Securities 2008-02-11 2008-09-12
Ever-Long Securities Company Limited RE Dealing in Securities 2016-11-03
Ever-Long Securities Company Limited RE Advising on Securities 2016-11-03
Ever-Long Capital Management Limited RE Asset Management 2016-11-03

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