Hong Kong SFC licence holder AQJ712, TAI Chuan-Huang 戴傳晃

These are the details that were found for SFC licence holder AQJ712 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
KGI Asia Limited RE Dealing in Securities 2016-11-28 2017-10-02
Beevest Securities Limited RE Dealing in Securities 2015-02-03 2016-07-22
Beevest Securities Limited RE Advising on Securities 2015-02-03 2016-07-22
TC Concord Securities Limited RE Dealing in Securities 2012-07-25 2014-05-30
Polaris Securities (Hong Kong) Limited RE Dealing in Securities 2009-04-06 2011-09-30
KGI Wealth Management Limited RE Dealing in Securities 2008-03-10 2009-02-01
KGI Asia Limited RE Dealing in Securities 2017-10-03
KGI Asset Management Limited RE Asset Management 2017-01-26

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