Hong Kong SFC licence holder AQN540, CHAU Man Ting 周文婷

These are the details that were found for SFC licence holder AQN540 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Taiping Securities (HK) Co Limited RE Dealing in Securities 2009-06-18 2018-05-15
SinoPac Securities (Asia) Limited RE Dealing in Securities 2008-04-28 2009-06-11
SinoPac Futures (Asia) Limited RE Dealing in Futures Contracts 2009-05-27 2009-06-11
Shenwan Hongyuan Securities (H.K.) Limited RE Dealing in Securities 2008-02-25 2008-04-18
Shenyin Wanguo Online Broker (H.K.) Limited RE Dealing in Securities 2008-02-25 2008-04-18
Prudential Brokerage Limited RE Dealing in Securities 2018-06-15

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