Hong Kong SFC licence holder ARI646, LAU Yan Kit 劉恩傑

These are the details that were found for SFC licence holder ARI646 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
SP Securities Limited RE Dealing in Securities 2017-11-01 2018-02-08
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2017-09-15 2017-10-17
China Everbright Securities (HK) Limited RE Dealing in Securities 2011-06-03 2017-10-17
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2017-09-15 2017-10-17
China Everbright Forex & Futures (HK) Limited RE Dealing in Futures Contracts 2011-06-03 2017-10-17
Sun Hung Kai Forex Limited RE Leveraged Foreign Exchange Trading 2017-09-15 2017-10-17
China Everbright Forex & Futures (HK) Limited RE Leveraged Foreign Exchange Trading 2013-02-01 2017-10-17
Lippo Securities Limited RE Dealing in Securities 2008-08-18 2011-05-22
Lippo Futures Limited RE Dealing in Futures Contracts 2008-08-18 2011-05-22
SP Securities Limited RO Dealing in Securities 2018-02-08
SP Securities Limited RE Advising on Securities 2017-12-11
SP Securities Limited RE Asset Management 2018-11-01

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