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Hong Kong SFC licence holder ASI354
LEE Axel Syng
李陞

Below are the institutions that were found associated with SFC licence holder ASI354 on the SFC website.

Last updated: 2019-04-16 06:45:22

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2015-08-28
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2015-08-28
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2015-11-18
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2015-08-28
Stockwell Securities Limited RE Dealing in Securities 2012-02-03 2015-08-17
Stockwell Commodities Limited RE Dealing in Futures Contracts 2012-03-12 2015-08-17
North Beta International Securities Limited RE Dealing in Securities 2010-03-17 2011-12-27
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2009-01-29 2010-02-27
SHK Online (Securities) Limited RE Dealing in Securities 2009-01-29 2010-02-27
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2009-01-29 2010-02-27

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