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Hong Kong SFC licence holder ASZ094
MOLDOVAN Jonathan

Below are the institutions that were found associated with SFC licence holder ASZ094 on the SFC website.

Last updated: 2019-01-19 07:00:02

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
SG Securities (HK) Limited RO Dealing in Securities 2015-07-21 2017-07-21
SG Securities (HK) Limited RO Dealing in Futures Contracts 2015-07-21 2017-07-21
SG Securities (HK) Limited RO Providing Automated Trading Services 2015-07-21 2017-07-21
SG Securities (HK) Limited RE Dealing in Securities 2015-04-15 2015-07-21
SG Securities (HK) Limited RE Dealing in Futures Contracts 2015-04-15 2015-07-21
SG Securities (HK) Limited RE Providing Automated Trading Services 2015-04-15 2015-07-21
BNP Paribas Securities (Asia) Limited RE Dealing in Securities 2009-05-15 2013-07-31
BNP Paribas Securities (Asia) Limited RE Dealing in Futures Contracts 2011-09-15 2013-07-31
Paribas Asia Equity Limited (trading as Paribas) RE Dealing in Securities 2009-05-15 2011-12-30
BNP Paribas Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2009-05-15 2011-12-30
BFAM Partners (Hong Kong) Limited RE Asset Management 2017-10-16

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