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Hong Kong SFC licence holder ATF072
CHOWDHARY Pranav

Below are the institutions that were found associated with SFC licence holder ATF072 on the SFC website.

Last updated: 2019-04-16 00:48:38

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Citadel Securities (Hong Kong) Limited RO Dealing in Securities 2017-11-13
Citadel Securities (Hong Kong) Limited RO Dealing in Futures Contracts 2017-11-13
Citadel Securities (Hong Kong) Limited RE Dealing in Securities 2015-12-30 2017-11-13
Citadel Securities (Hong Kong) Limited RE Dealing in Futures Contracts 2015-12-30 2017-11-13
Merrill Lynch Far East Limited RE Dealing in Securities 2014-06-09 2015-09-29
Merrill Lynch Far East Limited RE Dealing in Futures Contracts 2014-06-09 2015-09-29
Merrill Lynch (Asia Pacific) Limited RE Dealing in Securities 2014-06-09 2015-09-29
Goldman Sachs (Asia) L.L.C. RE Dealing in Securities 2012-10-16 2014-03-08
Goldman Sachs (Asia) Securities Limited RE Dealing in Securities 2012-10-16 2014-03-08
Goldman Sachs Futures (Asia) Limited RE Dealing in Futures Contracts 2012-10-16 2014-03-08
SG Securities (HK) Limited RE Dealing in Futures Contracts 2009-06-29 2012-06-02
SG Securities (HK) Limited RE Providing Automated Trading Services 2009-06-29 2012-06-02
SG Securities (HK) Limited RE Dealing in Securities 2009-06-29 2012-06-02

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