Hong Kong SFC licence holder ATI143, NG Kwai Yee 吳桂儀

These are the details that were found for SFC licence holder ATI143 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Evergrande Securities (Hong Kong) Limited RE Dealing in Securities 2011-07-26 2015-03-07
Evergrande Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2011-07-26 2015-03-07
Evergrande Securities (Hong Kong) Limited RE Advising on Securities 2011-07-26 2015-03-07
Evergrande Futures (Hong Kong) Limited RE Advising on Futures Contracts 2011-07-26 2015-03-07
Phillip Securities (Hong Kong) Limited RE Dealing in Securities 2009-07-07 2011-04-22
Phillip Commodities (HK) Limited RE Dealing in Futures Contracts 2009-07-07 2011-04-22
Taiping Securities (HK) Co Limited RE Dealing in Securities 2015-04-17
Taiping Assets Management (HK) Company Limited RE Advising on Securities 2015-06-19
Taiping Assets Management (HK) Company Limited RE Asset Management 2015-04-17

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