Hong Kong SFC licence holder ATI393, SHEN Peng 沈鵬

These are the details that were found for SFC licence holder ATI393 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Credit Suisse (Hong Kong) Limited RE Dealing in Securities 2014-08-04 2017-03-16
Credit Suisse Securities (Hong Kong) Limited RE Dealing in Securities 2014-08-04 2017-03-16
Credit Suisse (Hong Kong) Limited RE Dealing in Futures Contracts 2014-08-04 2017-03-16
SG Securities (HK) Limited RE Dealing in Securities 2009-07-09 2010-06-26
Nine Masts Capital Limited RE Asset Management 2017-05-02

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