Hong Kong SFC licence holder AUB313, CHAN Siu Wai 陳少威

These are the details that were found for SFC licence holder AUB313 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
SinoPac Asset Management (Asia) Limited RE Dealing in Securities 2015-11-10 2017-06-02
SinoPac Asset Management (Asia) Limited RE Advising on Securities 2015-11-10 2017-06-02
SinoPac Asset Management (Asia) Limited RE Asset Management 2015-11-10 2017-06-02
Guotai Junan Securities (Hong Kong) Limited RE Advising on Securities 2014-01-22 2015-08-03
Yuanta Securities (Hong Kong) Company Limited RE Asset Management 2012-06-14 2012-08-06
Polaris Securities (Hong Kong) Limited RE Asset Management 2011-01-27 2012-08-06
IBTS Asia (HK) Limited RE Dealing in Securities 2009-12-02 2011-01-01
IBTS Asia (HK) Limited RE Advising on Securities 2009-12-02 2011-01-01
Rock Hill Asset Management Limited RO Advising on Securities 2017-06-21
Rock Hill Asset Management Limited RO Asset Management 2017-06-21

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