Hong Kong SFC licence holder AUE953, BANGHART III James Munger

These are the details that were found for SFC licence holder AUE953 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
J.P. Morgan Broking (Hong Kong) Limited RE Dealing in Futures Contracts 2014-05-21 2017-10-30
J.P. Morgan Broking (Hong Kong) Limited RE Advising on Futures Contracts 2014-05-21 2017-10-30
J.P. Morgan Securities (Far East) Limited RO Dealing in Securities 2015-11-25 2016-09-23
J.P. Morgan Securities (Far East) Limited RO Advising on Securities 2015-11-25 2016-09-23
J.P. Morgan Broking (Hong Kong) Limited RO Dealing in Securities 2012-11-09 2016-09-13
J.P. Morgan Broking (Hong Kong) Limited RO Advising on Securities 2012-11-09 2016-09-13
J.P. Morgan Securities (Far East) Limited RE Dealing in Securities 2015-04-20 2015-11-25
J.P. Morgan Securities (Far East) Limited RE Advising on Securities 2015-04-20 2015-11-25
J.P. Morgan Broking (Hong Kong) Limited RE Dealing in Securities 2009-11-25 2012-11-09
J.P. Morgan Broking (Hong Kong) Limited RE Advising on Securities 2009-11-25 2012-11-09
J.P. Morgan Broking (Hong Kong) Limited RO Dealing in Futures Contracts 2017-10-30
J.P. Morgan Broking (Hong Kong) Limited RO Advising on Futures Contracts 2017-10-30

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