Hong Kong SFC licence holder AUI050, MA Chui Yee 馬翠兒

These are the details that were found for SFC licence holder AUI050 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Convoy Asset Management Limited RE Dealing in Securities 2011-09-23 2018-10-22
Convoy Asset Management Limited RE Advising on Securities 2011-09-23 2018-10-22
Polaris Securities (Hong Kong) Limited RE Dealing in Securities 2010-01-14 2010-07-02
Polaris Securities (Hong Kong) Limited RE Advising on Securities 2010-01-14 2010-07-02
Convoy Asset Management Limited RO Dealing in Securities 2018-10-22
Convoy Asset Management Limited RO Advising on Securities 2018-10-22
Convoy Asset Management Limited RE Asset Management 2018-10-15

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