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Hong Kong SFC licence holder AUI050
MA Chui Yee
馬翠兒

Below are the institutions that were found associated with SFC licence holder AUI050 on the SFC website.

Last updated: 2019-02-12 17:24:31

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Convoy Asset Management Limited RO Dealing in Securities 2018-10-22 2018-12-13
Convoy Asset Management Limited RO Advising on Securities 2018-10-22 2018-12-13
Convoy Asset Management Limited RE Asset Management 2018-10-15 2018-12-13
Convoy Asset Management Limited RE Dealing in Securities 2011-09-23 2018-10-22
Convoy Asset Management Limited RE Advising on Securities 2011-09-23 2018-10-22
Polaris Securities (Hong Kong) Limited RE Dealing in Securities 2010-01-14 2010-07-02
Polaris Securities (Hong Kong) Limited RE Advising on Securities 2010-01-14 2010-07-02

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