These are the details that were found for SFC licence holder AUW640 on the SFC website.
Key for Role: RE = Representative, RO = Responsible Officer
|Institution||Role||Activity||Start date||End date|
|BNP Paribas Securities (Asia) Limited||RE||Dealing in Securities||2016-11-14||2017-05-12|
|Deutsche Securities Asia Limited||RE||Advising on Corporate Finance||2012-03-05||2016-08-23|
|RBS Asia Corporate Finance Limited||RE||Dealing in Securities||2010-03-19||2011-06-29|
|RBS Asia Corporate Finance Limited||RE||Advising on Corporate Finance||2010-03-19||2011-06-29|
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