Hong Kong SFC licence holder AUW640, LI Shulu 李書路

These are the details that were found for SFC licence holder AUW640 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
BNP Paribas Securities (Asia) Limited RE Dealing in Securities 2016-11-14 2017-05-12
Deutsche Securities Asia Limited RE Advising on Corporate Finance 2012-03-05 2016-08-23
RBS Asia Corporate Finance Limited RE Dealing in Securities 2010-03-19 2011-06-29
RBS Asia Corporate Finance Limited RE Advising on Corporate Finance 2010-03-19 2011-06-29

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