Hong Kong SFC licence holder AVE184, CHAN Tze Ying, Charlotte 陳芷瑩

These are the details that were found for SFC licence holder AVE184 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2015-05-20 2018-04-30
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2015-05-20 2018-04-30
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2016-03-10 2018-04-30
UOB Kay Hian (Hong Kong) Limited RE Dealing in Securities 2010-05-17 2015-04-30

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