Hong Kong SFC licence holder AVI421, CHAN Cheuk Yiu 陳焯堯

These are the details that were found for SFC licence holder AVI421 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Guosen Securities (HK) Brokerage Company, Limited RE Dealing in Securities 2016-03-18 2017-11-24
Guosen Securities (HK) Capital Company Limited RO Dealing in Securities 2016-06-27 2017-11-24
Guosen Securities (HK) Capital Company Limited RE Advising on Corporate Finance 2015-11-06 2017-11-24
Guosen Securities (HK) Capital Company Limited RE Dealing in Securities 2015-11-06 2016-06-27
Partners Capital Securities Limited RE Dealing in Securities 2015-07-15 2015-09-15
Partners Capital International Limited RE Advising on Corporate Finance 2015-08-17 2015-09-15
Shenwan Hongyuan Securities (H.K.) Limited RE Dealing in Securities 2014-06-04 2015-07-03
Shenwan Hongyuan Futures (H.K.) Limited RE Dealing in Futures Contracts 2014-06-04 2015-07-03
Legends Asset Management Limited RE Asset Management 2013-09-19 2013-11-11
Essence International Securities (Hong Kong) Limited RE Dealing in Securities 2013-01-30 2013-08-26
Essence Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2013-01-30 2013-08-26
Lippo Securities Limited RE Dealing in Securities 2012-08-16 2013-01-15
Lippo Futures Limited RE Dealing in Futures Contracts 2012-08-16 2013-01-15
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2010-06-18 2012-05-13
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2010-08-23 2012-05-13
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2010-08-23 2012-05-13
Fosun Hani Securities Limited RE Dealing in Securities 2018-01-10
Fosun Hani Securities Limited RE Advising on Corporate Finance 2018-01-10

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