Hong Kong SFC licence holder AVJ413, CHOY Siu Kwan 蔡小軍

These are the details that were found for SFC licence holder AVJ413 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Vision Quest International Futures Company Limited RE Dealing in Futures Contracts 2018-06-13 2018-07-23
Vision Quest International Futures Company Limited RE Advising on Futures Contracts 2018-06-13 2018-07-23
Fulbright Futures Limited RE Dealing in Futures Contracts 2018-03-08 2018-04-18
Fulbright Futures Limited RE Advising on Futures Contracts 2018-03-08 2018-04-18
Grand International Futures Co., Limited RO Dealing in Futures Contracts 2017-10-03 2018-02-19
Grand International Futures Co., Limited RO Advising on Futures Contracts 2017-10-03 2018-02-19
Marigold International Securities Limited RO Dealing in Securities 2016-10-31 2017-01-31
Marigold International Securities Limited RO Dealing in Futures Contracts 2016-10-31 2017-01-31
Marigold International Securities Limited RE Dealing in Securities 2016-10-03 2016-10-31
Marigold International Securities Limited RE Dealing in Futures Contracts 2016-10-03 2016-10-31
SSIF Securities Limited RE Dealing in Securities 2016-02-22 2016-09-24
Shanxi Securities International Financial Holdings Limited RE Dealing in Futures Contracts 2016-02-22 2016-09-24
Rifa Securities Limited RE Dealing in Securities 2015-07-13 2016-02-12
Rifa Futures Limited RE Dealing in Futures Contracts 2015-06-26 2016-02-12
Horizon Commodities and Futures Company Limited RE Dealing in Futures Contracts 2015-04-01 2015-05-06
Holly Su Futures (Hongkong) Co., Limited RE Dealing in Futures Contracts 2013-02-05 2015-03-02
Golden Mountain Financial Limited RE Dealing in Futures Contracts 2012-09-26 2012-12-07
Phillip Securities (Hong Kong) Limited RE Dealing in Securities 2011-07-21 2012-09-22
Phillip Commodities (HK) Limited RE Dealing in Futures Contracts 2011-07-21 2012-09-22
Southwest Securities (HK) Brokerage Limited RE Dealing in Securities 2010-12-17 2011-06-18
Polaris Securities (Hong Kong) Limited RE Dealing in Securities 2010-06-22 2010-12-08
Polaris Securities (Hong Kong) Limited RE Dealing in Futures Contracts 2010-06-22 2010-12-08

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