Hong Kong SFC licence holder AVM658, LO Dickson Tat San 羅達生

These are the details that were found for SFC licence holder AVM658 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
ICBC International Securities Limited RE Dealing in Securities 2014-11-20 2016-01-13
ICBC International Securities Limited RE Dealing in Futures Contracts 2014-11-20 2016-01-13
ICBC International Futures Limited RE Dealing in Futures Contracts 2014-11-20 2016-01-13
RHB Securities Hong Kong Limited RE Dealing in Securities 2014-05-26 2014-11-13
RHB Futures Hong Kong Limited RE Dealing in Futures Contracts 2014-05-26 2014-11-13
Yuanta Securities (Hong Kong) Company Limited RE Dealing in Securities 2012-06-21 2014-05-09
Polaris Securities (Hong Kong) Limited RE Dealing in Securities 2012-05-15 2014-05-09
Yuanta Securities (Hong Kong) Company Limited RE Dealing in Futures Contracts 2012-06-21 2014-05-09
Polaris Securities (Hong Kong) Limited RE Dealing in Futures Contracts 2012-05-15 2014-05-09
Yuanta Securities (Hong Kong) Company Limited RE Leveraged Foreign Exchange Trading 2012-06-21 2014-05-09
Polaris Securities (Hong Kong) Limited RE Leveraged Foreign Exchange Trading 2012-05-15 2014-05-09
Glory Sky Global Markets Limited RE Dealing in Securities 2010-07-14 2012-05-01
Glory Sky Global Markets Limited RE Dealing in Futures Contracts 2010-07-14 2012-05-01
Glory Sky Global Markets Limited RE Leveraged Foreign Exchange Trading 2010-07-14 2012-05-01
TC Concord Securities Limited RE Dealing in Securities 2016-03-01
TC Concord Securities Limited RE Dealing in Futures Contracts 2016-03-01
TC Concord Securities Limited RE Advising on Securities 2018-01-05

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