Hong Kong SFC licence holder AWC345, SHAH Kiran Dhirajlal

These are the details that were found for SFC licence holder AWC345 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Citigroup Global Markets Asia Limited RE Dealing in Securities 2015-09-29 2016-01-29
Citigroup Global Markets Asia Limited RE Dealing in Futures Contracts 2015-09-29 2016-01-29
J.P. Morgan Securities (Far East) Limited RO Dealing in Securities 2013-02-18 2015-06-29
J.P. Morgan Broking (Hong Kong) Limited RO Dealing in Securities 2011-11-10 2015-06-29
J.P. Morgan Broking (Hong Kong) Limited RO Dealing in Futures Contracts 2014-09-25 2015-06-29
J.P. Morgan Securities (Far East) Limited RO Advising on Securities 2013-02-18 2015-06-29
J.P. Morgan Broking (Hong Kong) Limited RO Advising on Securities 2011-11-10 2015-06-29
J.P. Morgan Broking (Hong Kong) Limited RO Advising on Futures Contracts 2014-09-25 2015-06-29
J.P. Morgan Broking (Hong Kong) Limited RO Providing Automated Trading Services 2012-08-07 2015-06-29
J.P. Morgan Broking (Hong Kong) Limited RE Dealing in Futures Contracts 2012-05-08 2014-09-25
J.P. Morgan Broking (Hong Kong) Limited RE Advising on Futures Contracts 2012-05-08 2014-09-25
J.P. Morgan Broking (Hong Kong) Limited RO Dealing in Futures Contracts 2011-11-10 2012-05-08
J.P. Morgan Broking (Hong Kong) Limited RO Advising on Futures Contracts 2011-11-10 2012-05-08
J.P. Morgan Broking (Hong Kong) Limited RE Dealing in Securities 2010-10-22 2011-11-10
J.P. Morgan Broking (Hong Kong) Limited RE Dealing in Futures Contracts 2010-10-22 2011-11-10
J.P. Morgan Broking (Hong Kong) Limited RE Advising on Securities 2010-10-22 2011-11-10
J.P. Morgan Broking (Hong Kong) Limited RE Advising on Futures Contracts 2010-10-22 2011-11-10

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