Hong Kong SFC licence holder AWS533, YAU Ho Pan 邱浩彬

These are the details that were found for SFC licence holder AWS533 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Zhongrong International Securities Company Limited RE Dealing in Securities 2015-09-10 2015-10-22
Zhongrong International Futures Co., Limited RO Dealing in Futures Contracts 2014-03-31 2015-10-22
Zhongrong International Investment Consulting Company Limited RO Advising on Futures Contracts 2014-05-19 2015-10-22
Zhongrong International Futures Co., Limited RO Asset Management 2014-05-19 2015-10-22
Zhongrong International Futures Co., Limited RE Asset Management 2013-01-31 2014-05-19
Zhongrong International Futures Co., Limited RE Dealing in Futures Contracts 2011-02-24 2014-03-31
Zheshang International Financial Holdings Co., Limited RO Dealing in Futures Contracts 2016-03-09
Zheshang International Financial Holdings Co., Limited RO Advising on Futures Contracts 2016-03-09

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