Hong Kong SFC licence holder AWZ640, QUINN JR James Jerome

These are the details that were found for SFC licence holder AWZ640 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Deutsche Securities Asia Limited RO Dealing in Securities 2014-03-13 2017-09-04
Deutsche Securities Asia Limited RO Dealing in Futures Contracts 2014-03-13 2017-09-04
Deutsche Securities Asia Limited RE Dealing in Securities 2012-02-24 2014-03-13
Deutsche Securities Asia Limited RE Dealing in Futures Contracts 2012-02-24 2014-03-13
Deutsche Securities Asia Limited RE Dealing in Securities 2011-03-16 2011-06-16
Deutsche Securities Asia Limited RE Dealing in Futures Contracts 2011-03-16 2011-06-16

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