Hong Kong SFC licence holder AXC175, CHAO Ruo Han 趙若涵

These are the details that were found for SFC licence holder AXC175 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Guotai Junan Assets (Asia) Limited RE Dealing in Securities 2014-01-15 2017-09-17
Guotai Junan Assets (Asia) Limited RE Asset Management 2014-11-03 2017-09-17
Yuanta Securities (Hong Kong) Company Limited RE Dealing in Securities 2012-06-14 2014-01-03
Polaris Securities (Hong Kong) Limited RE Dealing in Securities 2011-04-27 2014-01-03
China Everbright Assets Management Limited RE Advising on Securities 2017-11-01
China Everbright Assets Management Limited RE Asset Management 2017-11-01

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