Hong Kong SFC licence holder AXE223, LEUNG Lap Lam 梁立林

These are the details that were found for SFC licence holder AXE223 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Saxo Capital Markets HK Limited RE Dealing in Securities 2016-03-02 2017-09-28
Saxo Capital Markets HK Limited RE Dealing in Futures Contracts 2016-03-02 2017-09-28
Saxo Capital Markets HK Limited RE Leveraged Foreign Exchange Trading 2016-03-02 2017-09-28
Marex Hong Kong Limited RE Dealing in Futures Contracts 2014-06-24 2015-07-16
Phillip Securities (Hong Kong) Limited RE Dealing in Securities 2011-09-09 2014-06-16
Phillip Commodities (HK) Limited RE Dealing in Futures Contracts 2011-09-09 2014-06-16
Phillip Commodities (HK) Limited RE Leveraged Foreign Exchange Trading 2012-02-02 2014-06-16
Okachi Investments (HK) Company Limited RE Dealing in Securities 2011-05-16 2011-08-27
Okachi (Hong Kong) Company Limited RE Dealing in Futures Contracts 2011-05-16 2011-08-27
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2017-11-02
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2017-11-02
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2017-11-02
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2017-11-02

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