These are the details that were found for SFC licence holder AXF500 on the SFC website.
Key for Role: RE = Representative, RO = Responsible Officer
|Institution||Role||Activity||Start date||End date|
|Yuanta Securities (Hong Kong) Company Limited||RE||Dealing in Securities||2012-06-20||2012-09-29|
|Polaris Securities (Hong Kong) Limited||RE||Dealing in Securities||2011-05-27||2012-09-29|
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