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Hong Kong SFC licence holder AXK985
MCLAREN Colin Scott

Below are the institutions that were found associated with SFC licence holder AXK985 on the SFC website.

Last updated: 2019-01-19 07:06:37

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Brown Brothers Harriman (Hong Kong) Limited RO Advising on Securities 2012-09-05 2014-07-03
Brown Brothers Harriman (Hong Kong) Limited RE Dealing in Securities 2011-06-28 2012-09-05
Brown Brothers Harriman (Hong Kong) Limited RE Leveraged Foreign Exchange Trading 2011-06-28 2012-09-05
Brown Brothers Harriman (Hong Kong) Limited RO Dealing in Securities 2012-09-05
Brown Brothers Harriman (Hong Kong) Limited RO Leveraged Foreign Exchange Trading 2012-09-05

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