Hong Kong SFC licence holder AZO325, GAO Li 高麗

These are the details that were found for SFC licence holder AZO325 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Credit Suisse (Hong Kong) Limited RE Dealing in Securities 2012-05-28 2016-07-13
Credit Suisse (Hong Kong) Limited RE Advising on Securities 2012-05-28 2016-07-13
Credit Suisse (Hong Kong) Limited RE Advising on Corporate Finance 2012-05-28 2016-07-13
J.P. Morgan Securities (Far East) Limited RE Dealing in Securities 2016-09-27
J.P. Morgan Securities (Far East) Limited RE Advising on Securities 2016-09-27
J.P. Morgan Securities (Far East) Limited RE Advising on Corporate Finance 2016-09-27

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