Hong Kong SFC licence holder AZR740, LIU Jian 劉見

These are the details that were found for SFC licence holder AZR740 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Guosen Securities (HK) Asset Management Company Limited RE Dealing in Securities 2015-11-18 2017-11-30
Guosen Securities (HK) Asset Management Company Limited RE Advising on Securities 2015-11-18 2017-11-30
Guosen Securities (HK) Asset Management Company Limited RE Asset Management 2015-11-18 2017-11-30
Rifa Securities Limited RE Dealing in Securities 2012-11-21 2015-10-19
Rifa Futures Limited RE Dealing in Futures Contracts 2012-11-21 2015-10-19
CES Capital International (Hong Kong) Co., Limited RE Dealing in Futures Contracts 2012-06-15 2012-10-16
China Asset Management (Hong Kong) Limited RE Dealing in Securities 2017-12-13
China Asset Management (Hong Kong) Limited RE Advising on Securities 2017-12-13
China Asset Management (Hong Kong) Limited RE Asset Management 2017-12-13

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