Hong Kong SFC licence holder BAD848, WONG San Ngai 黃燊毅

These are the details that were found for SFC licence holder BAD848 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Zhongtai International Asset Management Limited RE Advising on Securities 2017-03-02 2017-12-09
Zhongtai International Asset Management Limited RE Asset Management 2017-03-02 2017-12-09
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2013-03-25 2016-12-01
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2013-03-25 2016-12-01
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2013-11-18 2016-12-01
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2015-03-23 2016-12-01
Phillip Securities (Hong Kong) Limited RE Dealing in Securities 2012-09-05 2013-03-07
Phillip Commodities (HK) Limited RE Dealing in Futures Contracts 2012-09-05 2013-03-07

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