Hong Kong SFC licence holder BAG338, TING Wai Lok 丁葦樂

These are the details that were found for SFC licence holder BAG338 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
JS Securities Limited RE Dealing in Securities 2016-01-07 2017-07-21
JS Futures Limited RE Dealing in Futures Contracts 2016-12-14 2017-07-21
JS Securities Limited RE Advising on Securities 2017-04-13 2017-07-21
KGI Asia Limited RE Dealing in Securities 2013-06-27 2015-12-04
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2013-06-27 2015-12-04
Lippo Securities Limited RE Dealing in Securities 2012-11-05 2013-06-15
Lippo Futures Limited RE Dealing in Futures Contracts 2012-11-05 2013-06-15
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2017-11-23
China Everbright Securities (HK) Limited RE Dealing in Securities 2017-08-24
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2018-01-08
China Everbright Forex & Futures (HK) Limited RE Dealing in Futures Contracts 2017-08-24
SHK Fund Management Limited RE Asset Management 2017-11-23
China Everbright Securities (HK) Limited RE Asset Management 2017-08-24

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