Hong Kong SFC licence holder BCO572, LO Shu Pui 羅樹培

These are the details that were found for SFC licence holder BCO572 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2013-12-27 2018-10-26
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2014-05-08 2018-10-26
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2014-05-08 2018-10-26
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2015-04-08 2018-10-26

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