Hong Kong SFC licence holder BDY742, SUM Wai Min, Raymond 沈維銘

These are the details that were found for SFC licence holder BDY742 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Lippo Securities Limited RE Dealing in Securities 2016-07-05 2018-07-01
Lippo Futures Limited RE Dealing in Futures Contracts 2016-07-05 2018-07-01
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2014-08-07 2014-10-03
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2014-08-07 2014-10-03
SinoPac Securities (Asia) Limited RE Dealing in Securities 2018-07-19
SinoPac Securities (Asia) Limited RE Dealing in Futures Contracts 2018-07-19

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