Hong Kong SFC licence institution AAA022, K. L. Securities Company 淦聯證券投資公司

These are the licence-holders that were found for SFC licence institution AAA022 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA011 LAI Chun Ying 賴進英 RE Dealing in Securities 2003-04-01 2003-11-01
AAA011 LAI Chun Ying 賴進英 RE Advising on Securities 2003-04-01 2003-11-01
AAA011 LAI Chun Ying 賴進英 RE Advising on Corporate Finance 2003-04-01 2003-11-01
AAA011 LAI Chun Ying 賴進英 RE Asset Management 2003-04-01 2003-11-01
AAA014 NG Siu Wai 伍兆煒 RE Dealing in Securities 2003-04-01 2005-03-21
AAA014 NG Siu Wai 伍兆煒 RE Advising on Securities 2003-04-01 2005-03-21
AAA014 NG Siu Wai 伍兆煒 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AAA014 NG Siu Wai 伍兆煒 RE Asset Management 2003-04-01 2004-02-19
AAA018 TANG Chi Cheung 鄧志章 RE Dealing in Securities 2003-04-01 2005-03-31
AAA018 TANG Chi Cheung 鄧志章 RE Advising on Securities 2003-04-01 2005-03-17
AAA018 TANG Chi Cheung 鄧志章 RE Advising on Corporate Finance 2003-04-01 2005-03-17
AAA018 TANG Chi Cheung 鄧志章 RE Asset Management 2003-04-01 2005-03-17
AAA024 MO Loong Kwong 繆隆光 RO Dealing in Securities 2003-04-01 2005-03-31
AAA024 MO Loong Kwong 繆隆光 RO Advising on Securities 2003-04-01 2005-03-15
AAA024 MO Loong Kwong 繆隆光 RO Advising on Corporate Finance 2003-04-01 2005-03-15
AAA024 MO Loong Kwong 繆隆光 RO Asset Management 2003-04-01 2005-03-15
AAV837 MAN Kwong Wai 文廣威 RE Dealing in Securities 2003-04-01 2005-03-31
AAV837 MAN Kwong Wai 文廣威 RE Advising on Securities 2003-04-01 2005-03-31
AAV837 MAN Kwong Wai 文廣威 RE Advising on Corporate Finance 2003-04-01 2003-07-30
AAV837 MAN Kwong Wai 文廣威 RE Asset Management 2003-04-01 2003-07-30
ADO455 LEUNG Kwok Keung 梁國強 RE Dealing in Securities 2003-04-01 2005-03-31
ADO455 LEUNG Kwok Keung 梁國強 RE Advising on Securities 2003-04-01 2005-02-28
ADO455 LEUNG Kwok Keung 梁國強 RE Advising on Corporate Finance 2003-04-01 2004-01-13
ADO455 LEUNG Kwok Keung 梁國強 RE Asset Management 2003-04-01 2004-01-13
AFT054 LAW Yun Fai 羅潤輝 RE Dealing in Securities 2003-04-01 2004-12-20
AFT054 LAW Yun Fai 羅潤輝 RE Advising on Securities 2003-04-01 2004-12-20
AFT054 LAW Yun Fai 羅潤輝 RE Advising on Corporate Finance 2003-04-01 2004-12-20
AFT054 LAW Yun Fai 羅潤輝 RE Asset Management 2003-04-01 2004-12-20

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