Hong Kong SFC licence institution AAA121, JF Asset Management Limited

These are the licence-holders that were found for SFC licence institution AAA121 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA066 WHITE Mark Barry Ewart RE Advising on Securities 2003-04-01 2004-12-29
AAA066 WHITE Mark Barry Ewart RE Advising on Corporate Finance 2003-04-01 2004-04-06
AAA066 WHITE Mark Barry Ewart RE Asset Management 2003-04-01 2004-12-29
AAA244 KELLY LAU Judith RE Advising on Securities 2003-04-01
AAA244 KELLY LAU Judith RE Advising on Corporate Finance 2003-04-01 2004-04-02
AAA244 KELLY LAU Judith RE Asset Management 2003-04-01
AAA882 NG Seng Leong 黃成良 RE Dealing in Securities 2004-09-01 2007-12-10
AAA882 NG Seng Leong 黃成良 RO Dealing in Securities 2007-12-10 2013-03-28
AAA882 NG Seng Leong 黃成良 RE Dealing in Futures Contracts 2006-02-17 2007-12-10
AAA882 NG Seng Leong 黃成良 RO Dealing in Futures Contracts 2007-12-10 2013-03-28
AAA882 NG Seng Leong 黃成良 RE Advising on Securities 2004-09-01 2007-12-10
AAA882 NG Seng Leong 黃成良 RO Advising on Securities 2007-12-10 2013-03-28
AAA882 NG Seng Leong 黃成良 RE Advising on Futures Contracts 2004-09-01 2007-12-10
AAA882 NG Seng Leong 黃成良 RO Advising on Futures Contracts 2007-12-10 2013-03-28
AAA882 NG Seng Leong 黃成良 RE Asset Management 2004-09-01 2007-12-10
AAA882 NG Seng Leong 黃成良 RO Asset Management 2007-12-10 2013-03-28
AAC679 LITHERLAND Piers Aidan RE Dealing in Securities 2003-04-28 2004-11-19
AAC679 LITHERLAND Piers Aidan RO Dealing in Securities 2004-11-19 2012-01-19
AAC679 LITHERLAND Piers Aidan RO Dealing in Futures Contracts 2006-02-16 2012-01-19
AAC679 LITHERLAND Piers Aidan RO Advising on Securities 2003-04-01 2012-01-19
AAC679 LITHERLAND Piers Aidan RO Advising on Futures Contracts 2003-04-01 2012-01-19
AAC679 LITHERLAND Piers Aidan RO Advising on Corporate Finance 2003-04-01 2004-11-19
AAC679 LITHERLAND Piers Aidan RO Asset Management 2003-04-01 2012-01-19
AAC687 LOWE Jonathan Christopher RE Advising on Securities 2003-04-01 2017-09-28
AAC687 LOWE Jonathan Christopher RE Advising on Corporate Finance 2003-04-01 2004-04-06
AAC687 LOWE Jonathan Christopher RE Asset Management 2003-04-01 2017-09-28
AAC756 KOH Ann Kheng, Michael RE Advising on Securities 2003-04-01 2014-04-29
AAC756 KOH Ann Kheng, Michael RE Advising on Corporate Finance 2003-04-01 2004-04-02
AAC756 KOH Ann Kheng, Michael RE Asset Management 2003-04-01 2014-04-29
AAD156 EU Andrew Douglas 余義焜 RO Advising on Securities 2003-04-01 2006-07-10
AAD156 EU Andrew Douglas 余義焜 RO Advising on Futures Contracts 2003-04-01 2006-07-10
AAD156 EU Andrew Douglas 余義焜 RO Asset Management 2003-04-01 2006-07-10
AAJ046 AU Mei Tak, Betty 歐美德 RE Advising on Securities 2003-04-01 2008-04-30
AAJ046 AU Mei Tak, Betty 歐美德 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AAJ046 AU Mei Tak, Betty 歐美德 RE Asset Management 2003-04-01 2008-04-30
AAJ072 EBRAHIM Ayaz Hatim RE Advising on Securities 2015-12-01 2016-02-02
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Securities 2016-02-02
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Futures Contracts 2017-10-03
AAJ072 EBRAHIM Ayaz Hatim RE Asset Management 2015-12-01 2016-02-02
AAJ072 EBRAHIM Ayaz Hatim RO Asset Management 2016-02-02
AAJ868 PULLING Edward Leffingwell RE Dealing in Securities 2012-01-06 2012-02-02
AAJ868 PULLING Edward Leffingwell RO Dealing in Securities 2012-02-02 2015-09-05
AAJ868 PULLING Edward Leffingwell RE Dealing in Futures Contracts 2012-01-06 2012-02-02
AAJ868 PULLING Edward Leffingwell RO Dealing in Futures Contracts 2012-02-02 2015-09-05
AAJ868 PULLING Edward Leffingwell RE Advising on Securities 2003-04-01 2012-02-02
AAJ868 PULLING Edward Leffingwell RO Advising on Securities 2012-02-02 2015-09-05
AAJ868 PULLING Edward Leffingwell RE Advising on Futures Contracts 2003-04-01 2012-02-02
AAJ868 PULLING Edward Leffingwell RO Advising on Futures Contracts 2012-02-02 2015-09-05
AAJ868 PULLING Edward Leffingwell RE Advising on Corporate Finance 2003-04-01 2004-04-27
AAJ868 PULLING Edward Leffingwell RE Asset Management 2003-04-01 2012-02-02
AAJ868 PULLING Edward Leffingwell RO Asset Management 2012-02-02 2015-09-05
AAL416 NUTTALL Neill David RE Advising on Securities 2007-01-24 2007-01-31
AAL416 NUTTALL Neill David RE Advising on Securities 2013-01-14 2013-01-16
AAN845 YEW Li Lin, Charlotte 余麗玲 RE Advising on Securities 2003-04-01 2005-12-15
AAN845 YEW Li Lin, Charlotte 余麗玲 RE Advising on Futures Contracts 2003-04-01 2005-12-15
AAN845 YEW Li Lin, Charlotte 余麗玲 RE Advising on Corporate Finance 2003-04-01 2004-04-15
AAN845 YEW Li Lin, Charlotte 余麗玲 RE Asset Management 2003-04-01 2005-12-15
AAV590 LUK Ka Cheung 陸家祥 RE Advising on Securities 2003-04-01 2005-09-01
AAV590 LUK Ka Cheung 陸家祥 RE Advising on Futures Contracts 2003-04-01 2005-09-01
AAV590 LUK Ka Cheung 陸家祥 RE Advising on Corporate Finance 2003-04-01 2004-04-28
AAV590 LUK Ka Cheung 陸家祥 RE Asset Management 2003-04-01 2005-09-01
AAW443 HSU Li-Ching 許立慶 RO Dealing in Securities 2004-07-28 2011-04-09
AAW443 HSU Li-Ching 許立慶 RO Advising on Securities 2003-04-01 2011-04-09
AAW443 HSU Li-Ching 許立慶 RO Asset Management 2003-04-01 2011-04-09
AAZ043 CHOI David RE Advising on Securities 2003-04-01
AAZ043 CHOI David RE Advising on Futures Contracts 2003-04-01
AAZ043 CHOI David RE Advising on Corporate Finance 2003-04-01 2003-09-22
AAZ043 CHOI David RE Asset Management 2003-04-01
ABA264 LEVENTHORPE Thomas Rooper RE Advising on Securities 2008-08-05 2009-05-18
ABF493 TITHERINGTON Richard Edward RE Dealing in Securities 2015-05-20 2016-01-08
ABF493 TITHERINGTON Richard Edward RE Dealing in Futures Contracts 2015-05-20 2016-01-08
ABF493 TITHERINGTON Richard Edward RE Advising on Securities 2003-04-01 2014-06-12
ABF493 TITHERINGTON Richard Edward RE Advising on Securities 2015-05-20 2016-01-25
ABF493 TITHERINGTON Richard Edward RO Advising on Securities 2016-01-25
ABF493 TITHERINGTON Richard Edward RE Advising on Futures Contracts 2003-04-01 2014-06-12
ABF493 TITHERINGTON Richard Edward RE Advising on Futures Contracts 2015-05-20 2016-01-25
ABF493 TITHERINGTON Richard Edward RO Advising on Futures Contracts 2016-01-25
ABF493 TITHERINGTON Richard Edward RE Advising on Corporate Finance 2003-04-01 2004-04-27
ABF493 TITHERINGTON Richard Edward RE Asset Management 2003-04-01 2014-06-12
ABF493 TITHERINGTON Richard Edward RE Asset Management 2015-05-20 2016-01-25
ABF493 TITHERINGTON Richard Edward RO Asset Management 2016-01-25
ABG697 CHUNG Man Wing 鍾民穎 RE Advising on Securities 2003-04-01 2005-07-26
ABG697 CHUNG Man Wing 鍾民穎 RE Advising on Futures Contracts 2003-04-01 2005-07-26
ABG697 CHUNG Man Wing 鍾民穎 RE Advising on Corporate Finance 2003-04-01 2004-04-02
ABG697 CHUNG Man Wing 鍾民穎 RE Asset Management 2003-04-01 2005-07-26
ABG882 FUKUYAMA Motoji RE Advising on Securities 2003-04-01 2010-04-16
ABG882 FUKUYAMA Motoji RE Advising on Futures Contracts 2003-04-01 2010-04-16
ABG882 FUKUYAMA Motoji RE Advising on Corporate Finance 2003-04-01 2003-09-22
ABG882 FUKUYAMA Motoji RE Asset Management 2003-04-01 2010-04-16
ABH432 LUNG Nai Cheung, Patrick 龍乃翔 RE Advising on Securities 2003-04-01 2008-12-01
ABH432 LUNG Nai Cheung, Patrick 龍乃翔 RE Advising on Futures Contracts 2003-04-01 2008-12-01
ABH432 LUNG Nai Cheung, Patrick 龍乃翔 RE Advising on Corporate Finance 2003-04-01 2003-09-22
ABH432 LUNG Nai Cheung, Patrick 龍乃翔 RE Asset Management 2003-04-01 2008-12-01
ABR876 WONG Constance 黃子欣 RE Advising on Securities 2012-08-20 2016-06-10
ABR876 WONG Constance 黃子欣 RE Asset Management 2012-08-20 2016-06-10
ABZ342 PAN San Kong, Terry 潘新江 RO Asset Management 2007-03-20 2015-01-05
ACC213 LEWIS Geoffrey Richard RE Advising on Securities 2003-04-01 2015-04-06
ACC213 LEWIS Geoffrey Richard RE Advising on Corporate Finance 2003-04-01 2004-04-02
ACC213 LEWIS Geoffrey Richard RE Asset Management 2003-04-01 2015-04-06
ACC976 NG Joo Yeow Gerry 黃祖耀 RE Dealing in Securities 2003-04-16 2004-11-22
ACC976 NG Joo Yeow Gerry 黃祖耀 RO Advising on Securities 2003-04-01 2004-12-01
ACC976 NG Joo Yeow Gerry 黃祖耀 RO Asset Management 2003-04-01 2004-12-01
ACD659 LAM Chi Kwong, Jonathan 林志廣 RE Advising on Securities 2006-07-10 2007-02-28
ACD659 LAM Chi Kwong, Jonathan 林志廣 RE Asset Management 2006-07-10 2007-02-28
ACD876 HO Kai Yin, Anthony 何啟賢 RE Advising on Securities 2013-03-28 2014-09-13
ACD876 HO Kai Yin, Anthony 何啟賢 RE Asset Management 2013-03-28 2014-09-13
ACM349 BRADY Michael Scott RE Dealing in Securities 2003-04-16 2004-10-31
ACM349 BRADY Michael Scott RO Advising on Securities 2003-04-01 2004-10-31
ACM349 BRADY Michael Scott RO Advising on Futures Contracts 2003-04-01 2004-10-31
ACM349 BRADY Michael Scott RO Advising on Corporate Finance 2003-04-01 2004-10-31
ACM349 BRADY Michael Scott RO Asset Management 2003-04-01 2004-10-31
ACN447 STOWE Sau Yan, Samantha 陳秀恩 RE Dealing in Securities 2003-04-16 2014-01-09
ACN447 STOWE Sau Yan, Samantha 陳秀恩 RO Dealing in Securities 2014-01-09 2016-09-30
ACN447 STOWE Sau Yan, Samantha 陳秀恩 RE Dealing in Futures Contracts 2006-02-17 2014-01-09
ACN447 STOWE Sau Yan, Samantha 陳秀恩 RO Dealing in Futures Contracts 2014-01-09 2016-09-30
ACN447 STOWE Sau Yan, Samantha 陳秀恩 RE Advising on Securities 2003-04-01 2016-03-16
ACN447 STOWE Sau Yan, Samantha 陳秀恩 RE Advising on Futures Contracts 2003-04-01 2016-03-16
ACN447 STOWE Sau Yan, Samantha 陳秀恩 RE Advising on Corporate Finance 2003-04-01 2004-04-27
ACN447 STOWE Sau Yan, Samantha 陳秀恩 RE Asset Management 2003-04-01 2014-01-09
ACN447 STOWE Sau Yan, Samantha 陳秀恩 RO Asset Management 2014-01-09 2016-09-30
ACQ909 NG Ka Yiu, Desmond 吳家耀 RE Advising on Securities 2005-01-06 2006-08-18
ACQ909 NG Ka Yiu, Desmond 吳家耀 RE Asset Management 2005-01-06 2006-08-18
ACS891 YIP Emerson Yee Shun 葉義信 RE Advising on Securities 2006-05-26
ACS891 YIP Emerson Yee Shun 葉義信 RE Advising on Futures Contracts 2006-05-26
ACS891 YIP Emerson Yee Shun 葉義信 RE Asset Management 2006-05-26
ACT426 ATKINSON David Graham RE Advising on Securities 2003-04-01 2003-06-19
ACT426 ATKINSON David Graham RE Advising on Futures Contracts 2003-04-01 2003-06-19
ACT426 ATKINSON David Graham RE Advising on Corporate Finance 2003-04-01 2003-06-19
ACT426 ATKINSON David Graham RE Asset Management 2003-04-01 2003-06-19
ADA909 LEUNG Bik Han, Lilian 梁碧嫻 RE Advising on Securities 2010-04-29
ADA909 LEUNG Bik Han, Lilian 梁碧嫻 RE Advising on Futures Contracts 2010-04-29
ADA909 LEUNG Bik Han, Lilian 梁碧嫻 RE Asset Management 2010-04-29
ADB469 WONG Jessica Yuen Man 黃婉雯 RE Dealing in Securities 2003-04-16 2009-11-30
ADB469 WONG Jessica Yuen Man 黃婉雯 RE Dealing in Futures Contracts 2006-02-17 2009-11-30
ADB469 WONG Jessica Yuen Man 黃婉雯 RE Advising on Securities 2003-04-01 2009-11-30
ADB469 WONG Jessica Yuen Man 黃婉雯 RE Advising on Futures Contracts 2003-04-01 2009-11-30
ADB469 WONG Jessica Yuen Man 黃婉雯 RE Advising on Corporate Finance 2003-04-01 2004-04-02
ADB469 WONG Jessica Yuen Man 黃婉雯 RE Asset Management 2003-04-01 2009-11-30
ADB780 HUI Karen Man Wai 許文慧 RE Dealing in Securities 2003-04-16 2004-04-06
ADB780 HUI Karen Man Wai 許文慧 RE Advising on Securities 2003-04-01 2005-06-14
ADB780 HUI Karen Man Wai 許文慧 RE Advising on Futures Contracts 2003-04-01 2004-04-06
ADB780 HUI Karen Man Wai 許文慧 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ADB780 HUI Karen Man Wai 許文慧 RE Asset Management 2003-04-01 2005-06-14
ADF222 FONG Chung Shun 馮忠信 RO Asset Management 2006-12-11 2018-03-31
ADG648 LUI Kin Keung, Clement 呂健強 RE Advising on Securities 2003-04-01 2016-12-02
ADG648 LUI Kin Keung, Clement 呂健強 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ADG648 LUI Kin Keung, Clement 呂健強 RE Asset Management 2003-04-01 2016-12-02
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RE Advising on Securities 2007-10-16 2010-12-22
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RO Advising on Securities 2010-12-22
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RE Asset Management 2007-10-16 2010-12-22
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RO Asset Management 2010-12-22
ADH967 CHUI Wing Cheong 崔永昌 RE Advising on Securities 2003-04-01 2017-07-07
ADH967 CHUI Wing Cheong 崔永昌 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ADH967 CHUI Wing Cheong 崔永昌 RE Asset Management 2003-04-01 2017-07-07
ADI989 CHAN Yuen Fong, Vista 陳婉芳 RE Advising on Securities 2003-04-01 2010-11-30
ADI989 CHAN Yuen Fong, Vista 陳婉芳 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ADI989 CHAN Yuen Fong, Vista 陳婉芳 RE Asset Management 2003-04-01 2010-11-30
ADM477 WANG Howard Hao RE Dealing in Securities 2005-07-04 2005-07-15
ADM477 WANG Howard Hao RO Dealing in Securities 2005-07-15 2017-11-23
ADM477 WANG Howard Hao RE Advising on Securities 2005-07-15 2012-06-27
ADM477 WANG Howard Hao RE Advising on Securities 2017-11-23
ADM477 WANG Howard Hao RO Advising on Securities 2012-06-27 2017-11-23
ADM477 WANG Howard Hao RE Advising on Futures Contracts 2007-10-30
ADM477 WANG Howard Hao RE Asset Management 2005-07-15 2012-06-27
ADM477 WANG Howard Hao RE Asset Management 2017-11-23
ADM477 WANG Howard Hao RO Asset Management 2012-06-27 2017-11-23
ADN407 HUANG Shu Min 黃淑敏 RE Advising on Securities 2006-02-21
ADN407 HUANG Shu Min 黃淑敏 RE Advising on Futures Contracts 2008-06-19
ADN407 HUANG Shu Min 黃淑敏 RE Asset Management 2006-02-23
ADN787 LAM Shui Kuen, Angela 林瑞娟 RE Dealing in Securities 2003-04-16 2004-04-02
ADN787 LAM Shui Kuen, Angela 林瑞娟 RE Advising on Securities 2003-04-01 2012-06-14
ADN787 LAM Shui Kuen, Angela 林瑞娟 RE Advising on Corporate Finance 2003-04-01 2004-04-02
ADN787 LAM Shui Kuen, Angela 林瑞娟 RE Asset Management 2003-04-01 2012-06-14
ADN837 TANG Wai Nam 鄧偉南 RE Dealing in Securities 2007-07-03 2016-05-17
ADN837 TANG Wai Nam 鄧偉南 RO Dealing in Securities 2016-05-17
ADN837 TANG Wai Nam 鄧偉南 RE Dealing in Futures Contracts 2007-07-11 2016-05-17
ADN837 TANG Wai Nam 鄧偉南 RO Dealing in Futures Contracts 2016-05-17
ADN837 TANG Wai Nam 鄧偉南 RE Advising on Securities 2007-07-11 2016-02-18
ADN837 TANG Wai Nam 鄧偉南 RE Advising on Futures Contracts 2007-07-11 2016-02-18
ADN837 TANG Wai Nam 鄧偉南 RE Asset Management 2007-07-03 2016-05-17
ADN837 TANG Wai Nam 鄧偉南 RO Asset Management 2016-05-17
ADO756 GELDARD Miles Anthony Sloan RE Advising on Securities 2004-01-15 2006-05-05
ADO756 GELDARD Miles Anthony Sloan RO Advising on Securities 2003-04-01 2004-01-15
ADO756 GELDARD Miles Anthony Sloan RE Advising on Futures Contracts 2004-01-15 2006-05-05
ADO756 GELDARD Miles Anthony Sloan RO Advising on Futures Contracts 2003-04-01 2004-01-15
ADO756 GELDARD Miles Anthony Sloan RO Advising on Corporate Finance 2003-04-01 2004-01-15
ADO756 GELDARD Miles Anthony Sloan RE Asset Management 2004-01-15 2006-05-05
ADO756 GELDARD Miles Anthony Sloan RO Asset Management 2003-04-01 2004-01-15
ADS824 YAN Shuk Fan, Jeannie 甄淑芬 RE Advising on Securities 2003-04-01 2003-10-31
ADS824 YAN Shuk Fan, Jeannie 甄淑芬 RE Advising on Corporate Finance 2003-04-01 2003-10-31
ADS824 YAN Shuk Fan, Jeannie 甄淑芬 RE Asset Management 2003-04-01 2003-10-31
ADT328 FOK Mei Ling 霍美玲 RE Asset Management 2007-09-13
ADX154 WONG Ka Po, Johnny 黃家寶 RE Dealing in Securities 2003-04-16 2015-09-25
ADX154 WONG Ka Po, Johnny 黃家寶 RE Dealing in Futures Contracts 2006-02-17 2015-09-25
ADX154 WONG Ka Po, Johnny 黃家寶 RE Advising on Securities 2003-04-01 2015-09-25
ADX154 WONG Ka Po, Johnny 黃家寶 RE Advising on Futures Contracts 2003-04-01 2015-09-25
ADX154 WONG Ka Po, Johnny 黃家寶 RE Advising on Corporate Finance 2003-04-01 2004-04-02
ADX154 WONG Ka Po, Johnny 黃家寶 RE Asset Management 2003-04-01 2015-09-25
ADX157 NG Tze Mai, Stella 吳紫媚 RE Dealing in Securities 2003-04-16 2015-09-25
ADX157 NG Tze Mai, Stella 吳紫媚 RE Dealing in Futures Contracts 2006-02-17 2015-09-25
ADX157 NG Tze Mai, Stella 吳紫媚 RE Advising on Securities 2003-04-01 2015-09-25
ADX157 NG Tze Mai, Stella 吳紫媚 RE Advising on Futures Contracts 2003-04-01 2015-09-25
ADX157 NG Tze Mai, Stella 吳紫媚 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ADX157 NG Tze Mai, Stella 吳紫媚 RE Asset Management 2003-04-01 2015-09-25
AED561 GOLDFELD Leon RE Advising on Securities 2016-05-06 2016-07-25
AED561 GOLDFELD Leon RO Advising on Securities 2016-07-25
AED561 GOLDFELD Leon RO Advising on Futures Contracts 2018-08-07
AED561 GOLDFELD Leon RE Asset Management 2016-05-06 2016-07-25
AED561 GOLDFELD Leon RO Asset Management 2016-07-25
AED788 ROSKELL Jeffrey James RE Dealing in Securities 2012-04-17 2012-06-27
AED788 ROSKELL Jeffrey James RO Dealing in Securities 2012-06-27 2017-12-04
AED788 ROSKELL Jeffrey James RE Dealing in Futures Contracts 2012-04-17 2012-06-27
AED788 ROSKELL Jeffrey James RO Dealing in Futures Contracts 2012-06-27 2017-12-04
AED788 ROSKELL Jeffrey James RE Advising on Securities 2003-04-01 2012-06-27
AED788 ROSKELL Jeffrey James RE Advising on Securities 2017-12-04
AED788 ROSKELL Jeffrey James RO Advising on Securities 2012-06-27 2017-12-04
AED788 ROSKELL Jeffrey James RE Advising on Futures Contracts 2003-04-01 2012-06-27
AED788 ROSKELL Jeffrey James RE Advising on Futures Contracts 2017-12-04
AED788 ROSKELL Jeffrey James RO Advising on Futures Contracts 2012-06-27 2017-12-04
AED788 ROSKELL Jeffrey James RE Advising on Corporate Finance 2003-04-01 2003-09-22
AED788 ROSKELL Jeffrey James RE Asset Management 2003-04-01 2012-06-27
AED788 ROSKELL Jeffrey James RE Asset Management 2017-12-04
AED788 ROSKELL Jeffrey James RO Asset Management 2012-06-27 2017-12-04
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Dealing in Securities 2003-04-16 2004-04-02
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Advising on Securities 2003-04-01 2006-09-19
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Asset Management 2003-04-01 2006-09-19
AEH159 LAU Chu Ming, Arthur Egbert 劉曙明 RE Advising on Securities 2005-12-07 2011-02-02
AEH159 LAU Chu Ming, Arthur Egbert 劉曙明 RE Advising on Futures Contracts 2005-12-07 2011-02-02
AEH159 LAU Chu Ming, Arthur Egbert 劉曙明 RE Asset Management 2005-12-07 2011-02-02
AEI447 PAN Lauren RE Advising on Securities 2003-04-01 2009-02-27
AEI447 PAN Lauren RE Advising on Corporate Finance 2003-04-01 2004-04-27
AEI447 PAN Lauren RE Asset Management 2003-04-01 2009-02-27
AEI590 CHOW Suk Lan 周淑蘭 RE Advising on Securities 2003-04-01 2004-06-28
AEI590 CHOW Suk Lan 周淑蘭 RE Advising on Corporate Finance 2003-04-01 2004-04-06
AEI590 CHOW Suk Lan 周淑蘭 RE Asset Management 2003-04-01 2004-06-28
AEK221 LEE Hung Bun 李鴻斌 RE Dealing in Securities 2012-04-17 2012-06-27
AEK221 LEE Hung Bun 李鴻斌 RO Dealing in Securities 2012-06-27 2015-05-28
AEK221 LEE Hung Bun 李鴻斌 RE Dealing in Futures Contracts 2012-04-17 2012-06-27
AEK221 LEE Hung Bun 李鴻斌 RO Dealing in Futures Contracts 2012-06-27 2015-05-28
AEK221 LEE Hung Bun 李鴻斌 RE Advising on Securities 2003-04-01 2012-06-27
AEK221 LEE Hung Bun 李鴻斌 RO Advising on Securities 2012-06-27 2015-05-28
AEK221 LEE Hung Bun 李鴻斌 RE Advising on Futures Contracts 2003-04-01 2012-06-27
AEK221 LEE Hung Bun 李鴻斌 RO Advising on Futures Contracts 2012-06-27 2015-05-28
AEK221 LEE Hung Bun 李鴻斌 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AEK221 LEE Hung Bun 李鴻斌 RE Asset Management 2003-04-01 2012-06-27
AEK221 LEE Hung Bun 李鴻斌 RO Asset Management 2012-06-27 2015-05-28
AEL035 HO May Sam 何美心 RE Advising on Securities 2003-04-01 2004-09-20
AEL035 HO May Sam 何美心 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AEL035 HO May Sam 何美心 RE Asset Management 2003-04-01 2004-09-20
AER783 CHAN Kwun Chung, Kenneth 陳冠中 RE Dealing in Securities 2012-05-07 2013-12-10
AER783 CHAN Kwun Chung, Kenneth 陳冠中 RE Advising on Securities 2012-05-07 2017-06-07
AER783 CHAN Kwun Chung, Kenneth 陳冠中 RE Advising on Futures Contracts 2012-05-07 2017-06-07
AER783 CHAN Kwun Chung, Kenneth 陳冠中 RE Asset Management 2012-05-07 2017-06-07
AER809 YIM Wai Fan 嚴慧芬 RE Dealing in Securities 2003-04-16 2004-04-02
AER809 YIM Wai Fan 嚴慧芬 RE Advising on Securities 2003-04-01 2006-04-13
AER809 YIM Wai Fan 嚴慧芬 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AER809 YIM Wai Fan 嚴慧芬 RE Asset Management 2003-04-01 2006-04-13
AET484 HEPPER Roger Anthony RO Dealing in Futures Contracts 2006-02-16 2015-03-31
AET484 HEPPER Roger Anthony RO Advising on Securities 2003-04-01 2015-03-31
AET484 HEPPER Roger Anthony RO Advising on Futures Contracts 2011-03-18 2015-03-31
AET484 HEPPER Roger Anthony RO Asset Management 2003-04-01 2015-03-31
AEU889 CHIU Clifford King RE Advising on Securities 2004-07-09 2007-11-16
AEU889 CHIU Clifford King RE Asset Management 2004-07-09 2007-11-16
AFB892 TONG Tak Yu 唐德瑜 RE Advising on Securities 2015-12-23 2017-09-13
AFB892 TONG Tak Yu 唐德瑜 RE Asset Management 2015-12-23 2017-09-13
AFC579 HARRISON Peter RE Advising on Securities 2003-04-01 2004-07-26
AFC579 HARRISON Peter RE Advising on Corporate Finance 2003-04-01 2004-04-02
AFC579 HARRISON Peter RE Asset Management 2003-04-01 2004-07-26
AFD227 COUPLAND Angus Harcourt RE Advising on Securities 2003-04-01 2005-02-15
AFD227 COUPLAND Angus Harcourt RE Advising on Futures Contracts 2003-04-01 2005-02-15
AFD227 COUPLAND Angus Harcourt RE Advising on Corporate Finance 2003-04-01 2004-04-02
AFD227 COUPLAND Angus Harcourt RE Asset Management 2003-04-01 2005-02-15
AFE689 SICKLEN Derek Arthur RE Dealing in Securities 2003-04-16 2003-09-04
AFE689 SICKLEN Derek Arthur RE Advising on Securities 2003-04-01 2003-09-04
AFE689 SICKLEN Derek Arthur RE Advising on Corporate Finance 2003-04-01 2003-08-26
AFE689 SICKLEN Derek Arthur RE Asset Management 2003-04-01 2003-09-04
AFF236 TSE Kit Ting, Monique 謝潔婷 RE Advising on Securities 2003-09-23 2004-07-26
AFF236 TSE Kit Ting, Monique 謝潔婷 RE Asset Management 2003-09-23 2004-07-26
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Advising on Securities 2008-08-15 2011-04-01
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Asset Management 2008-08-15 2011-04-01
AFG745 WARNES Peter James RE Advising on Securities 2003-04-01 2014-07-02
AFG745 WARNES Peter James RE Advising on Corporate Finance 2003-04-01 2004-04-06
AFG745 WARNES Peter James RE Asset Management 2003-04-01 2014-07-02
AFH309 LI Kam Ching 李錦清 RE Advising on Securities 2003-04-01 2004-06-28
AFH309 LI Kam Ching 李錦清 RE Advising on Securities 2010-05-06 2015-05-21
AFH309 LI Kam Ching 李錦清 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AFH309 LI Kam Ching 李錦清 RE Asset Management 2003-04-01 2004-06-28
AFH309 LI Kam Ching 李錦清 RE Asset Management 2010-05-06 2015-05-21
AFI577 LEUNG Tak Chuen, Albert 梁德銓 RE Advising on Securities 2007-10-03 2011-04-22
AFI577 LEUNG Tak Chuen, Albert 梁德銓 RE Asset Management 2007-10-03 2011-04-22
AFJ250 TAM Wai Ming, Ken 譚偉明 RO Asset Management 2006-05-30 2012-12-22
AFM432 YEUNG Pui Fung, Anna 楊佩鳳 RE Advising on Securities 2003-04-01 2003-08-01
AFM432 YEUNG Pui Fung, Anna 楊佩鳳 RE Advising on Corporate Finance 2003-04-01 2003-08-01
AFM432 YEUNG Pui Fung, Anna 楊佩鳳 RE Asset Management 2003-04-01 2003-08-01
AFM506 NG Ming Chu 吳明珠 RE Advising on Securities 2004-10-13 2006-02-19
AFM506 NG Ming Chu 吳明珠 RE Asset Management 2004-10-13 2006-02-19
AFM614 CHENG Ping 鄭萍 RE Advising on Securities 2003-04-01 2005-03-22
AFM614 CHENG Ping 鄭萍 RE Advising on Futures Contracts 2003-04-01 2005-03-22
AFM614 CHENG Ping 鄭萍 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AFM614 CHENG Ping 鄭萍 RE Asset Management 2003-04-01 2005-03-22
AFM627 WOOD Mark Robert RE Advising on Securities 2004-08-10 2004-09-02
AFN734 FUNG Kam Ho, Wallace 馮錦河 RE Dealing in Securities 2003-04-16 2004-04-02
AFN734 FUNG Kam Ho, Wallace 馮錦河 RE Advising on Securities 2003-04-01 2006-10-14
AFN734 FUNG Kam Ho, Wallace 馮錦河 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AFN734 FUNG Kam Ho, Wallace 馮錦河 RE Asset Management 2003-04-01 2006-10-14
AFT559 LAW Ka Ying, Catherine 羅家瑩 RE Advising on Securities 2007-05-31 2008-05-15
AFT559 LAW Ka Ying, Catherine 羅家瑩 RE Asset Management 2007-05-21 2008-05-15
AFW026 SIN Nga Hang, Eunice RE Advising on Securities 2008-07-16 2009-03-31
AFW026 SIN Nga Hang, Eunice RE Asset Management 2008-08-13 2009-03-31
AGE884 CHENG Kim Wa 鄭劍樺 RE Advising on Securities 2010-02-24 2011-06-03
AGE884 CHENG Kim Wa 鄭劍樺 RE Asset Management 2010-02-24 2011-06-03
AGG001 MOK Wai Ha 莫惠霞 RE Advising on Securities 2004-09-06 2006-05-23
AGG001 MOK Wai Ha 莫惠霞 RE Asset Management 2004-09-06 2006-05-23
AGG379 CHAN Chung Fai, Benjamin 陳頌暉 RE Advising on Securities 2007-10-02 2008-06-04
AGG379 CHAN Chung Fai, Benjamin 陳頌暉 RE Asset Management 2007-10-02 2008-06-04
AGL487 NALLAMALA Mayur Raoul RE Advising on Securities 2005-05-19 2013-04-13
AGL487 NALLAMALA Mayur Raoul RE Advising on Futures Contracts 2005-06-01 2013-04-13
AGL487 NALLAMALA Mayur Raoul RE Asset Management 2005-06-01 2013-04-13
AGO005 LEE Man Yee 李敏儀 RE Advising on Securities 2008-06-03
AGO005 LEE Man Yee 李敏儀 RE Asset Management 2008-06-03
AGP774 SHAH Hetalkumar Bipinchandra RE Advising on Securities 2007-03-06 2013-04-18
AGP774 SHAH Hetalkumar Bipinchandra RE Asset Management 2007-03-06 2013-04-18
AGS748 TANG Yin Yee 唐雲益 RE Advising on Securities 2003-04-01 2009-02-20
AGS748 TANG Yin Yee 唐雲益 RE Advising on Futures Contracts 2003-04-01 2009-02-20
AGS748 TANG Yin Yee 唐雲益 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AGS748 TANG Yin Yee 唐雲益 RE Asset Management 2003-04-01 2009-02-20
AGS749 SHEN Song 沈松 RE Advising on Securities 2010-03-29 2017-02-09
AGS749 SHEN Song 沈松 RE Advising on Futures Contracts 2010-03-29 2017-02-09
AGS749 SHEN Song 沈松 RE Asset Management 2010-03-29 2017-02-09
AGS909 CHAN Hwang Hsiung RE Advising on Securities 2007-05-18 2009-10-05
AGS909 CHAN Hwang Hsiung RE Advising on Futures Contracts 2007-05-18 2009-10-05
AGS909 CHAN Hwang Hsiung RE Asset Management 2007-05-18 2009-10-05
AHM508 KWOK Wai Hei, Joanna 郭為熹 RE Advising on Securities 2003-04-01
AHM508 KWOK Wai Hei, Joanna 郭為熹 RE Advising on Futures Contracts 2003-04-01
AHM508 KWOK Wai Hei, Joanna 郭為熹 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AHM508 KWOK Wai Hei, Joanna 郭為熹 RE Asset Management 2003-04-01
AHO443 TAY Teck Seng RE Advising on Securities 2004-01-30 2004-02-11
AHO443 TAY Teck Seng RE Advising on Securities 2008-07-29 2008-08-02
AHO443 TAY Teck Seng RE Advising on Securities 2011-02-22 2011-02-25
AHS850 WOO Amelia 胡杰濤 RE Advising on Securities 2003-04-01 2007-04-13
AHS850 WOO Amelia 胡杰濤 RE Advising on Corporate Finance 2003-04-01 2004-04-06
AHS850 WOO Amelia 胡杰濤 RE Asset Management 2003-04-01 2007-04-13
AHS893 LEUNG Man Joe, Joseph 梁文祖 RE Advising on Securities 2015-02-16
AHS893 LEUNG Man Joe, Joseph 梁文祖 RE Advising on Futures Contracts 2015-02-16
AHS893 LEUNG Man Joe, Joseph 梁文祖 RE Asset Management 2015-02-16
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Advising on Securities 2008-10-31 2013-07-28
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Asset Management 2008-10-31 2013-07-28
AIB370 YIM Yeuk King, Claire 嚴若瓊 RE Advising on Securities 2006-07-04 2006-11-17
AIB370 YIM Yeuk King, Claire 嚴若瓊 RE Asset Management 2006-07-04 2006-11-17
AIN692 SHROFF Rukhshad Tehmton RE Dealing in Securities 2012-04-17 2012-06-27
AIN692 SHROFF Rukhshad Tehmton RO Dealing in Securities 2012-06-27 2017-11-23
AIN692 SHROFF Rukhshad Tehmton RE Dealing in Futures Contracts 2012-04-17 2012-06-27
AIN692 SHROFF Rukhshad Tehmton RO Dealing in Futures Contracts 2012-06-27 2017-11-23
AIN692 SHROFF Rukhshad Tehmton RE Advising on Securities 2003-04-01 2012-06-27
AIN692 SHROFF Rukhshad Tehmton RE Advising on Securities 2017-11-23
AIN692 SHROFF Rukhshad Tehmton RO Advising on Securities 2012-06-27 2017-11-23
AIN692 SHROFF Rukhshad Tehmton RE Advising on Futures Contracts 2003-04-01 2012-06-27
AIN692 SHROFF Rukhshad Tehmton RE Advising on Futures Contracts 2017-11-23
AIN692 SHROFF Rukhshad Tehmton RO Advising on Futures Contracts 2012-06-27 2017-11-23
AIN692 SHROFF Rukhshad Tehmton RE Advising on Corporate Finance 2003-04-01 2004-04-27
AIN692 SHROFF Rukhshad Tehmton RE Asset Management 2003-04-01 2012-06-27
AIN692 SHROFF Rukhshad Tehmton RE Asset Management 2017-11-23
AIN692 SHROFF Rukhshad Tehmton RO Asset Management 2012-06-27 2017-11-23
AIQ483 TSE Tak Yee, Livia 謝德怡 RE Advising on Securities 2010-07-12 2017-07-18
AIQ483 TSE Tak Yee, Livia 謝德怡 RE Asset Management 2010-07-12 2017-07-18
AIU616 FORD Benjamin Christopher George RE Advising on Securities 2006-12-13 2014-05-26
AIU616 FORD Benjamin Christopher George RE Asset Management 2006-12-13 2014-05-26
AJC540 LIU Yaojun 劉耀軍 RE Advising on Securities 2003-08-05 2006-03-15
AJC540 LIU Yaojun 劉耀軍 RE Advising on Futures Contracts 2003-08-05 2006-03-15
AJC540 LIU Yaojun 劉耀軍 RE Asset Management 2003-08-05 2006-03-15
AJC732 TAN Lian-kim Khoo RE Advising on Securities 2003-09-19 2015-05-30
AJC732 TAN Lian-kim Khoo RE Asset Management 2003-09-19 2015-05-30
AJD285 MANZI Lee Steven RE Advising on Securities 2003-08-14 2003-10-24
AJD641 LO Pui Man 勞珮雯 RE Advising on Securities 2018-07-26 2018-08-14
AJD641 LO Pui Man 勞珮雯 RE Asset Management 2018-07-26 2018-08-14
AJE365 BIRYULYOV Oleg Igorevich RE Advising on Securities 2003-09-29 2003-10-22
AJE365 BIRYULYOV Oleg Igorevich RE Advising on Securities 2007-10-30 2007-11-05
AJE603 SCOTT David Bruce RE Advising on Securities 2003-10-07 2003-10-22
AJE603 SCOTT David Bruce RE Advising on Securities 2004-01-30 2004-02-11
AJF305 LAU Hoi Yi 劉凱怡 RE Advising on Securities 2004-08-05 2006-03-10
AJF305 LAU Hoi Yi 劉凱怡 RE Asset Management 2004-08-05 2006-03-10
AJG074 CHIU Patrick Kwok Kong 趙國江 RE Advising on Securities 2003-11-14 2012-09-21
AJG074 CHIU Patrick Kwok Kong 趙國江 RE Advising on Futures Contracts 2011-02-14 2012-09-21
AJG074 CHIU Patrick Kwok Kong 趙國江 RE Asset Management 2003-11-14 2012-09-21
AJI242 LOW Seow Che 劉曉奇 RE Advising on Securities 2003-12-18 2005-06-14
AJI242 LOW Seow Che 劉曉奇 RE Advising on Futures Contracts 2003-12-18 2005-06-14
AJI242 LOW Seow Che 劉曉奇 RE Asset Management 2003-12-18 2005-06-14
AJK798 MANN Chi Sam 文志生 RE Dealing in Securities 2010-05-24
AJK798 MANN Chi Sam 文志生 RE Dealing in Futures Contracts 2010-05-24
AJK798 MANN Chi Sam 文志生 RE Advising on Securities 2010-05-24 2016-06-10
AJK798 MANN Chi Sam 文志生 RE Advising on Futures Contracts 2010-05-24 2016-06-10
AJK798 MANN Chi Sam 文志生 RE Asset Management 2010-05-24
AJL084 MO Chao-chi Richard 莫兆奇 RE Advising on Securities 2007-09-14 2015-09-05
AJL084 MO Chao-chi Richard 莫兆奇 RE Asset Management 2007-09-14 2015-09-05
AJM784 SMITH David Andrew RE Advising on Securities 2004-02-25 2010-08-25
AJM784 SMITH David Andrew RE Advising on Futures Contracts 2004-02-25 2010-08-25
AJM784 SMITH David Andrew RE Asset Management 2004-02-25 2010-08-25
AJO207 WONG Stephen 黃錦豪 RE Dealing in Securities 2011-12-02
AJO207 WONG Stephen 黃錦豪 RE Dealing in Futures Contracts 2011-12-02
AJO207 WONG Stephen 黃錦豪 RE Advising on Securities 2011-12-02 2016-06-10
AJO207 WONG Stephen 黃錦豪 RE Advising on Futures Contracts 2011-12-02 2016-06-10
AJO207 WONG Stephen 黃錦豪 RE Asset Management 2011-12-02
AJX913 YAHATA Naoyoshi RE Advising on Securities 2004-03-26 2004-04-09
AKL718 CHANG Koon Bong, Stephen 張冠邦 RE Dealing in Securities 2011-04-18 2013-12-10
AKL718 CHANG Koon Bong, Stephen 張冠邦 RO Dealing in Securities 2014-10-21 2018-02-26
AKL718 CHANG Koon Bong, Stephen 張冠邦 RO Dealing in Futures Contracts 2014-10-21 2018-02-26
AKL718 CHANG Koon Bong, Stephen 張冠邦 RE Advising on Securities 2004-04-27 2014-10-21
AKL718 CHANG Koon Bong, Stephen 張冠邦 RO Advising on Securities 2014-10-21 2018-02-26
AKL718 CHANG Koon Bong, Stephen 張冠邦 RE Advising on Futures Contracts 2004-04-27 2014-10-21
AKL718 CHANG Koon Bong, Stephen 張冠邦 RO Advising on Futures Contracts 2014-10-21 2018-02-26
AKL718 CHANG Koon Bong, Stephen 張冠邦 RE Asset Management 2004-04-27 2014-10-21
AKL718 CHANG Koon Bong, Stephen 張冠邦 RO Asset Management 2014-10-21 2018-02-26
AKO863 OTA Tadashi RE Advising on Securities 2004-05-13 2004-05-21
AKW893 CHUI Hoi Yan 崔凱茵 RE Advising on Securities 2006-02-22 2007-02-09
AKW893 CHUI Hoi Yan 崔凱茵 RE Asset Management 2006-02-22 2007-02-09
ALB580 HUGHES Michael Talbot Alleyne RE Advising on Securities 2004-08-06 2004-09-02
ALB848 PRICE Jonathan David RE Advising on Securities 2004-08-19 2004-08-26
ALC058 WU Ngai See, Cecilia 胡毅詩 RE Advising on Securities 2007-12-11 2011-05-18
ALC058 WU Ngai See, Cecilia 胡毅詩 RE Asset Management 2007-12-11 2011-05-18
ALC488 BUNDY Nicholas Michael RE Dealing in Securities 2004-09-01 2004-12-01
ALC488 BUNDY Nicholas Michael RE Advising on Securities 2004-09-01 2004-12-01
ALC488 BUNDY Nicholas Michael RE Advising on Futures Contracts 2004-09-01 2004-12-01
ALE992 MARONILLA Ramon Gregory Jr. Fong RE Advising on Securities 2011-04-29
ALE992 MARONILLA Ramon Gregory Jr. Fong RE Asset Management 2011-04-29
ALG171 WILLIAMS Howard RE Advising on Securities 2004-09-28 2004-10-08
ALH735 MA Suk Ying 馬淑英 RE Advising on Securities 2015-06-18 2016-05-11
ALH735 MA Suk Ying 馬淑英 RE Asset Management 2015-06-18 2016-05-11
ALI156 SWAN Andrew Warren RE Advising on Securities 2004-11-01 2011-05-20
ALI156 SWAN Andrew Warren RE Advising on Futures Contracts 2004-11-01 2011-05-20
ALI156 SWAN Andrew Warren RE Asset Management 2004-11-01 2011-05-20
ALI733 WANG Qionghui 王琼慧 RE Advising on Securities 2008-06-10 2015-07-20
ALI733 WANG Qionghui 王琼慧 RO Advising on Securities 2015-07-20
ALI733 WANG Qionghui 王琼慧 RE Asset Management 2008-06-10 2015-07-20
ALI733 WANG Qionghui 王琼慧 RO Asset Management 2015-07-20
ALN365 TAM Wai Man, Grace 譚慧敏 RE Advising on Securities 2005-01-20 2015-08-31
ALN365 TAM Wai Man, Grace 譚慧敏 RE Asset Management 2005-01-20 2015-08-31
ALQ198 WONG Tak Ming, Billy 王德明 RE Advising on Securities 2005-03-14 2012-03-31
ALQ198 WONG Tak Ming, Billy 王德明 RE Asset Management 2005-03-14 2012-03-31
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Advising on Securities 2018-07-26
ALR002 TUEN MUK Hoi Ning, Helen 端木愷寧 RE Asset Management 2018-07-26
ALS150 WONG Suet Han 王雪嫻 RE Advising on Securities 2005-02-07 2006-05-31
ALS150 WONG Suet Han 王雪嫻 RE Asset Management 2005-02-07 2006-05-31
ALW321 MITCHINSON David Nicholas RE Advising on Securities 2005-04-11 2005-04-19
ALW321 MITCHINSON David Nicholas RE Advising on Securities 2005-09-27 2005-10-07
ALW321 MITCHINSON David Nicholas RE Advising on Securities 2010-11-05 2012-09-21
ALW321 MITCHINSON David Nicholas RE Advising on Futures Contracts 2010-11-05 2012-09-21
ALW321 MITCHINSON David Nicholas RE Asset Management 2010-11-05 2012-09-21
ALW322 KOGA Hirohisa 古賀?久 RE Advising on Securities 2005-04-11 2005-04-19
ALY369 PHO Tjeng Hoen Fanny 傅清芬 RE Advising on Securities 2005-04-26 2007-09-07
ALY891 LEE Chun Sing 李振聲 RE Advising on Securities 2005-05-03 2007-03-15
ALY891 LEE Chun Sing 李振聲 RE Asset Management 2005-05-03 2007-03-15
ALZ307 FUNG Kin Chueng 馮健昌 RE Dealing in Securities 2007-05-10 2007-06-22
ALZ307 FUNG Kin Chueng 馮健昌 RE Dealing in Futures Contracts 2007-05-10 2007-06-22
ALZ307 FUNG Kin Chueng 馮健昌 RE Advising on Securities 2007-05-10 2007-06-22
ALZ307 FUNG Kin Chueng 馮健昌 RE Advising on Futures Contracts 2007-05-10 2007-06-22
ALZ307 FUNG Kin Chueng 馮健昌 RE Asset Management 2007-05-10 2007-06-22
AMB378 SHEVLIN Aidan Daniel RE Dealing in Securities 2011-04-20 2013-12-10
AMB378 SHEVLIN Aidan Daniel RE Advising on Securities 2005-06-06 2015-05-28
AMB378 SHEVLIN Aidan Daniel RO Advising on Securities 2015-05-28
AMB378 SHEVLIN Aidan Daniel RE Advising on Futures Contracts 2005-06-06 2015-05-28
AMB378 SHEVLIN Aidan Daniel RO Advising on Futures Contracts 2015-05-28
AMB378 SHEVLIN Aidan Daniel RE Asset Management 2005-06-06 2015-05-28
AMB378 SHEVLIN Aidan Daniel RO Asset Management 2015-05-28
AMB643 CHO John Won-Ki RE Advising on Securities 2011-06-01
AMB643 CHO John Won-Ki RE Advising on Futures Contracts 2011-06-01
AMB643 CHO John Won-Ki RE Asset Management 2011-06-01
AME367 OGOSHI Aisa RE Advising on Securities 2005-06-28
AME367 OGOSHI Aisa RE Advising on Futures Contracts 2005-06-28
AME367 OGOSHI Aisa RE Asset Management 2005-06-28
AMF907 NAIR Rajendra Ramachandran RE Advising on Securities 2005-07-22
AMF907 NAIR Rajendra Ramachandran RE Advising on Futures Contracts 2005-07-22
AMF907 NAIR Rajendra Ramachandran RE Asset Management 2005-07-22
AMI069 XIONG Tao 熊濤 RE Advising on Securities 2005-08-03 2010-08-06
AMI069 XIONG Tao 熊濤 RE Advising on Securities 2014-03-10
AMI069 XIONG Tao 熊濤 RE Asset Management 2005-08-03 2010-08-06
AMI069 XIONG Tao 熊濤 RE Asset Management 2014-03-10
AMI233 SITTON Jose Daniel RE Advising on Securities 2005-08-08 2005-10-08
AMI308 LAU Suet Lai, Lily 劉雪麗 RO Asset Management 2006-01-17 2012-06-30
AML205 WANG Yifu 王一富 RE Advising on Securities 2016-07-04
AML205 WANG Yifu 王一富 RE Advising on Futures Contracts 2016-07-04
AML205 WANG Yifu 王一富 RE Asset Management 2016-07-04
AMN761 YEUNG Lik, David 楊力 RE Advising on Securities 2005-10-04 2006-02-28
AMN761 YEUNG Lik, David 楊力 RE Asset Management 2005-10-04 2006-02-28
AMV304 TO Kok Wing 杜國榮 RO Advising on Futures Contracts 2006-02-07 2008-12-01
AMW536 MOK Siu Kin 莫紹堅 RE Dealing in Securities 2006-01-03 2011-06-09
AMW536 MOK Siu Kin 莫紹堅 RE Dealing in Futures Contracts 2006-04-12 2011-06-09
AMW536 MOK Siu Kin 莫紹堅 RE Advising on Securities 2006-01-03 2011-06-09
AMW536 MOK Siu Kin 莫紹堅 RE Advising on Futures Contracts 2006-01-03 2011-06-09
AMW536 MOK Siu Kin 莫紹堅 RE Asset Management 2006-01-03 2011-06-09
AMY293 NG Ka Yuk 吳家鈺 RE Advising on Securities 2009-05-22 2012-11-19
AMY293 NG Ka Yuk 吳家鈺 RE Asset Management 2009-05-22 2012-11-19
AMZ208 LEE Miu Fan 李妙芬 RE Advising on Securities 2006-02-01 2016-10-06
AMZ208 LEE Miu Fan 李妙芬 RE Asset Management 2006-02-01 2016-10-06
AMZ891 IEONG James Hou Fong 楊浩鋒 RE Advising on Securities 2006-02-01 2006-09-12
AMZ891 IEONG James Hou Fong 楊浩鋒 RE Asset Management 2006-02-01 2006-09-12
ANA541 YEUNG Ka Lee 楊嘉莉 RE Advising on Securities 2006-02-14 2008-10-31
ANA541 YEUNG Ka Lee 楊嘉莉 RE Asset Management 2006-02-14 2008-10-31
ANA757 PARK Nam Seok RE Advising on Securities 2013-09-30
ANA757 PARK Nam Seok RE Asset Management 2013-09-30
ANB181 WILLIAMS Andrew Winston RE Advising on Securities 2006-03-06 2006-03-08
ANB181 WILLIAMS Andrew Winston RE Advising on Securities 2007-10-05 2007-10-12
ANH551 SPENCE Travis Warner RE Advising on Securities 2006-06-06 2016-08-05
ANH551 SPENCE Travis Warner RE Asset Management 2009-05-14 2016-08-05
ANJ210 TSOI Cheuk Yin 蔡卓然 RE Advising on Securities 2006-05-08 2017-07-07
ANJ210 TSOI Cheuk Yin 蔡卓然 RE Asset Management 2006-05-08 2017-07-07
ANP858 NG Ka Li 吳家俐 RE Advising on Securities 2017-08-21 2017-12-13
ANP858 NG Ka Li 吳家俐 RO Advising on Securities 2017-12-13
ANP858 NG Ka Li 吳家俐 RE Asset Management 2017-08-21 2017-12-13
ANP858 NG Ka Li 吳家俐 RO Asset Management 2017-12-13
ANQ084 YEUNG Wing Sze 楊詠詩 RE Advising on Securities 2006-07-04 2018-08-02
ANQ084 YEUNG Wing Sze 楊詠詩 RO Advising on Securities 2018-08-02
ANQ084 YEUNG Wing Sze 楊詠詩 RE Asset Management 2006-07-04 2018-08-02
ANQ084 YEUNG Wing Sze 楊詠詩 RO Asset Management 2018-08-02
ANQ257 KALOGIROU Paul Robert RE Advising on Securities 2006-08-15 2010-06-30
ANQ257 KALOGIROU Paul Robert RE Asset Management 2006-08-15 2010-06-30
ANR249 LOK Hiu Kwan, Mandy 駱曉筠 RE Advising on Securities 2007-10-03 2009-03-19
ANR249 LOK Hiu Kwan, Mandy 駱曉筠 RE Asset Management 2007-10-03 2009-03-19
ANT422 KONG Man Ying 江汶櫻 RE Advising on Securities 2011-11-02 2015-07-01
ANT422 KONG Man Ying 江汶櫻 RE Asset Management 2011-11-02 2015-07-01
ANT885 SHUTES Paul David RE Advising on Securities 2006-08-14 2006-08-17
ANT922 PANG Jason Yat Sing 彭逸升 RE Advising on Securities 2016-10-14
ANT922 PANG Jason Yat Sing 彭逸升 RE Advising on Futures Contracts 2016-10-14
ANT922 PANG Jason Yat Sing 彭逸升 RE Asset Management 2016-10-14
ANW530 HO Shaw Yann 何少燕 RE Dealing in Securities 2011-05-11 2013-12-10
ANW530 HO Shaw Yann 何少燕 RO Dealing in Securities 2018-05-29
ANW530 HO Shaw Yann 何少燕 RO Dealing in Futures Contracts 2018-05-29
ANW530 HO Shaw Yann 何少燕 RE Advising on Securities 2011-05-11 2018-05-29
ANW530 HO Shaw Yann 何少燕 RO Advising on Securities 2018-05-29
ANW530 HO Shaw Yann 何少燕 RE Advising on Futures Contracts 2011-05-11 2018-05-29
ANW530 HO Shaw Yann 何少燕 RO Advising on Futures Contracts 2018-05-29
ANW530 HO Shaw Yann 何少燕 RE Asset Management 2011-05-11 2018-05-29
ANW530 HO Shaw Yann 何少燕 RO Asset Management 2018-05-29
ANY202 HUI Yik Sin 許亦先 RE Advising on Securities 2007-09-18 2014-05-15
ANY202 HUI Yik Sin 許亦先 RE Asset Management 2007-09-18 2014-05-15
ANY390 LI Xin 李昕 RE Advising on Securities 2006-09-22 2008-11-14
ANY390 LI Xin 李昕 RE Asset Management 2006-09-22 2008-11-14
AOB896 COX Oliver Roland Charles RE Advising on Securities 2015-11-16
AOB896 COX Oliver Roland Charles RE Advising on Futures Contracts 2015-11-16
AOB896 COX Oliver Roland Charles RE Asset Management 2015-11-16
AOC862 LEUNG Kin Shing, Jason 梁健城 RE Advising on Securities 2017-12-01
AOC862 LEUNG Kin Shing, Jason 梁健城 RE Asset Management 2017-12-01
AOC989 GOTTLIEB Gregor RE Advising on Securities 2007-02-05 2009-12-01
AOC989 GOTTLIEB Gregor RE Asset Management 2007-02-05 2009-12-01
AOD998 WONG How King, Alistair 黃效敬 RE Advising on Securities 2006-11-17 2008-05-30
AOD998 WONG How King, Alistair 黃效敬 RE Asset Management 2006-11-17 2008-05-30
AOG288 GENTLE Sally Kate RE Advising on Securities 2007-02-15 2007-10-15
AOG288 GENTLE Sally Kate RE Advising on Securities 2007-11-29 2018-11-09
AOG288 GENTLE Sally Kate RE Asset Management 2007-02-15 2007-10-15
AOG288 GENTLE Sally Kate RE Asset Management 2007-11-29 2018-11-09
AOH905 LIU Lu 劉璐 RE Advising on Securities 2006-12-19 2008-03-31
AOH905 LIU Lu 劉璐 RE Asset Management 2006-12-19 2008-03-31
AOS564 UPTON Adam Boyd RE Advising on Securities 2007-03-23 2012-09-21
AOS564 UPTON Adam Boyd RE Advising on Futures Contracts 2007-03-23 2012-09-21
AOS564 UPTON Adam Boyd RE Asset Management 2007-03-23 2012-09-21
AOV613 LU Junyu 呂俊瑜 RE Advising on Securities 2007-04-25
AOV613 LU Junyu 呂俊瑜 RE Asset Management 2007-04-25
AOV920 D'ACRE Sharon 吳韻薇 RE Advising on Securities 2007-05-02 2008-03-31
AOV920 D'ACRE Sharon 吳韻薇 RE Asset Management 2007-05-02 2008-03-31
AOX183 DELOMIER Eric Denys Patrick RE Advising on Securities 2007-05-10 2013-10-19
AOX183 DELOMIER Eric Denys Patrick RE Asset Management 2007-05-10 2013-10-19
APG835 CHIN Pak Kin, Owen 錢栢堅 RE Advising on Securities 2011-04-01 2014-12-18
APG835 CHIN Pak Kin, Owen 錢栢堅 RE Asset Management 2011-04-01 2014-12-18
API272 LAM Lok Yee, Yvonne 林樂怡 RE Dealing in Securities 2007-08-01 2015-02-04
API272 LAM Lok Yee, Yvonne 林樂怡 RE Dealing in Futures Contracts 2007-08-01 2015-02-04
API272 LAM Lok Yee, Yvonne 林樂怡 RE Advising on Securities 2007-08-01 2015-02-04
API272 LAM Lok Yee, Yvonne 林樂怡 RE Advising on Futures Contracts 2007-08-01 2015-02-04
API272 LAM Lok Yee, Yvonne 林樂怡 RE Asset Management 2007-08-01 2015-02-04
APL614 WANG Xixi 王皙皙 RE Advising on Securities 2007-08-22 2009-11-06
APL614 WANG Xixi 王皙皙 RE Asset Management 2007-08-22 2009-11-06
APL615 ZHANG Ying 張瑩 RE Advising on Securities 2007-08-20 2012-03-31
APL615 ZHANG Ying 張瑩 RE Asset Management 2007-08-20 2012-03-31
APN544 TSANG Hiu Kei, Janet 曾曉琪 RE Advising on Securities 2007-08-29
APN544 TSANG Hiu Kei, Janet 曾曉琪 RE Asset Management 2007-08-29
APO038 BRADER-ELLIS Alice Maria RE Advising on Securities 2007-09-03 2014-06-03
APO038 BRADER-ELLIS Alice Maria RE Asset Management 2007-09-03 2014-06-03
APP201 YIP Pak Kin Alan 葉栢堅 RE Advising on Securities 2013-05-20
APP201 YIP Pak Kin Alan 葉栢堅 RE Asset Management 2013-05-20
APQ434 MORRELL Christopher John Alston RE Advising on Securities 2007-09-19 2007-09-23
APQ996 MOU Yuan Hui 莫媛惠 RE Advising on Securities 2007-09-19
APQ996 MOU Yuan Hui 莫媛惠 RE Asset Management 2007-09-19
APR024 LIAO Nancy Lihua 廖麗華 RE Advising on Securities 2007-09-20 2008-11-24
APR024 LIAO Nancy Lihua 廖麗華 RE Asset Management 2007-09-20 2008-11-24
APS258 KETCHUM Dylan Dent RE Advising on Securities 2007-09-28 2010-05-14
APS258 KETCHUM Dylan Dent RE Asset Management 2008-11-24 2010-05-14
APV891 LI Gang 李綱 RE Advising on Securities 2007-10-22 2015-06-05
APV891 LI Gang 李綱 RE Asset Management 2007-10-22 2015-06-05
APW231 KUO Pui Lam, Berinda 李沛琳 RE Advising on Securities 2007-10-31 2012-05-10
APW231 KUO Pui Lam, Berinda 李沛琳 RE Asset Management 2007-10-31 2012-05-10
APW596 ECONOMOS Andrew RE Advising on Securities 2010-09-01 2011-07-27
APW596 ECONOMOS Andrew RO Advising on Securities 2011-07-27 2014-03-11
APW596 ECONOMOS Andrew RE Asset Management 2010-09-01 2014-03-11
APX167 TSE Sze Man, Bonny 謝思敏 RE Advising on Securities 2010-07-20 2013-06-24
APX167 TSE Sze Man, Bonny 謝思敏 RE Asset Management 2010-07-20 2013-06-24
AQA110 XIA Xiaosui 夏小穗 RE Advising on Securities 2010-08-10
AQA110 XIA Xiaosui 夏小穗 RE Asset Management 2010-08-10
AQA848 JIANG Xiaojing 姜曉菁 RE Advising on Securities 2007-11-26 2010-03-05
AQA848 JIANG Xiaojing 姜曉菁 RE Asset Management 2007-11-26 2010-03-05
AQA972 CHOW Ka Chun 周嘉俊 RE Advising on Securities 2017-08-07
AQA972 CHOW Ka Chun 周嘉俊 RE Advising on Futures Contracts 2017-08-07
AQA972 CHOW Ka Chun 周嘉俊 RE Asset Management 2017-08-07
AQC505 CHUNG Lai Ping 鍾麗萍 RE Advising on Securities 2010-06-10 2013-04-01
AQC505 CHUNG Lai Ping 鍾麗萍 RE Asset Management 2010-06-10 2013-04-01
AQG774 YOU Chou Wen 尤昭文 RE Advising on Securities 2016-08-05 2017-04-11
AQG774 YOU Chou Wen 尤昭文 RE Asset Management 2016-08-05 2017-04-11
AQI581 MATTHEWS Adam Wells RE Advising on Securities 2008-01-22 2011-07-08
AQI581 MATTHEWS Adam Wells RE Asset Management 2008-01-22 2011-07-08
AQJ463 POON Kok Kuen 潘國權 RE Advising on Securities 2008-02-01 2008-08-13
AQJ463 POON Kok Kuen 潘國權 RE Asset Management 2008-02-01 2008-08-13
AQN823 EWINGER James Patrick RE Advising on Securities 2008-02-22 2016-02-12
AQN823 EWINGER James Patrick RE Advising on Futures Contracts 2008-02-22 2016-02-12
AQN823 EWINGER James Patrick RE Asset Management 2008-02-22 2016-02-12
AQW236 LAU Ka Yi, Vera 劉嘉怡 RE Advising on Securities 2016-10-17 2018-02-26
AQW236 LAU Ka Yi, Vera 劉嘉怡 RE Asset Management 2016-10-17 2018-02-26
AQZ908 BRAY Lee Matthew RE Dealing in Securities 2008-06-02 2008-06-14
AQZ908 BRAY Lee Matthew RE Dealing in Securities 2013-05-03 2015-11-26
AQZ908 BRAY Lee Matthew RO Dealing in Securities 2015-11-26
AQZ908 BRAY Lee Matthew RE Dealing in Futures Contracts 2013-05-03 2015-11-26
AQZ908 BRAY Lee Matthew RO Dealing in Futures Contracts 2015-11-26
AQZ908 BRAY Lee Matthew RE Advising on Securities 2013-05-03 2016-03-17
AQZ908 BRAY Lee Matthew RE Advising on Futures Contracts 2013-05-03 2016-03-17
AQZ908 BRAY Lee Matthew RE Asset Management 2013-05-03 2015-11-26
AQZ908 BRAY Lee Matthew RO Asset Management 2015-11-26
ARA347 SHI Tingting 施婷婷 RE Advising on Securities 2010-07-26 2013-06-01
ARA347 SHI Tingting 施婷婷 RE Asset Management 2010-07-26 2013-06-01
ARD221 TONG Kar Loong, William 唐嘉瀧 RE Advising on Securities 2008-05-26 2014-05-09
ARD221 TONG Kar Loong, William 唐嘉瀧 RE Advising on Futures Contracts 2008-05-26 2014-05-09
ARD221 TONG Kar Loong, William 唐嘉瀧 RE Asset Management 2008-05-26 2014-05-09
ARI742 TAN Fang 譚方 RE Advising on Securities 2009-11-09 2012-09-01
ARI742 TAN Fang 譚方 RE Asset Management 2009-11-09 2012-09-01
ARJ501 SHEN Yi 沈懿 RE Advising on Securities 2008-07-25 2009-09-16
ARJ501 SHEN Yi 沈懿 RE Asset Management 2008-07-25 2009-09-16
ARL101 LIU Regina Alexandra 廖卓慧 RE Advising on Securities 2010-02-24
ARL101 LIU Regina Alexandra 廖卓慧 RE Asset Management 2010-02-24
ARN150 YU Sonia Bon Tsing 虞邦靜 RE Advising on Securities 2012-09-05 2016-04-12
ARN150 YU Sonia Bon Tsing 虞邦靜 RE Advising on Futures Contracts 2012-09-05 2016-04-12
ARN150 YU Sonia Bon Tsing 虞邦靜 RE Asset Management 2012-09-05 2016-04-12
ARN422 XU Dong 許東 RE Advising on Securities 2017-06-28 2017-09-30
ARN422 XU Dong 許東 RE Advising on Futures Contracts 2017-06-28 2017-09-30
ARN422 XU Dong 許東 RE Asset Management 2017-06-28 2017-09-30
ARN514 LAU Chi Yan 劉智仁 RE Advising on Securities 2008-08-19 2010-01-29
ARN514 LAU Chi Yan 劉智仁 RE Asset Management 2008-08-19 2010-01-29
ARQ373 PANJWANI Rajesh RE Advising on Securities 2017-08-16
ARQ373 PANJWANI Rajesh RE Advising on Futures Contracts 2017-08-16
ARQ373 PANJWANI Rajesh RE Asset Management 2017-08-16
ARR536 YU Pui Ling, Selina 余佩玲 RE Dealing in Securities 2011-06-30 2013-12-10
ARR536 YU Pui Ling, Selina 余佩玲 RE Advising on Securities 2011-06-30
ARR536 YU Pui Ling, Selina 余佩玲 RE Advising on Futures Contracts 2011-06-30
ARR536 YU Pui Ling, Selina 余佩玲 RE Asset Management 2011-06-30
ARW592 REID Matthew David RE Advising on Securities 2008-11-17 2016-03-04
ARW592 REID Matthew David RE Asset Management 2008-11-17 2016-03-04
ASD279 LEUNG Kelvin Yiu Chung 梁曜充 RE Advising on Securities 2018-02-28
ASD279 LEUNG Kelvin Yiu Chung 梁曜充 RE Asset Management 2018-02-28
ASE655 CHEUNG Chi Hoi 張志海 RO Advising on Futures Contracts 2009-02-04 2014-06-18
ASH978 LI Xiaming 李夏明 RE Advising on Securities 2009-01-20 2012-04-12
ASH978 LI Xiaming 李夏明 RE Asset Management 2009-01-20 2012-04-12
ASU039 CHEAH Kheng Leong RE Advising on Securities 2009-04-20 2014-04-16
ASU039 CHEAH Kheng Leong RE Advising on Securities 2016-08-01
ASU039 CHEAH Kheng Leong RE Asset Management 2009-04-20 2014-04-16
ASU039 CHEAH Kheng Leong RE Asset Management 2016-08-01
ASX849 LAU Wai Yee, Virginia 劉慧儀 RE Advising on Securities 2009-05-07 2010-05-07
ASX849 LAU Wai Yee, Virginia 劉慧儀 RE Asset Management 2009-05-07 2010-05-07
ATC988 ZHANG Fan 張帆 RE Advising on Securities 2010-10-12 2013-06-28
ATC988 ZHANG Fan 張帆 RE Asset Management 2010-10-12 2013-06-28
ATN431 YIN Junhua 尹俊驊 RE Advising on Securities 2010-01-19 2014-02-17
ATN431 YIN Junhua 尹俊驊 RE Asset Management 2010-01-19 2014-02-17
ATQ871 LLOYD JR Robert Donald RE Advising on Securities 2009-08-26
ATQ871 LLOYD JR Robert Donald RE Advising on Futures Contracts 2009-08-26
ATQ871 LLOYD JR Robert Donald RE Asset Management 2009-08-26
AUE960 LI Ken Ning 李鍵靈 RE Advising on Securities 2016-07-12
AUE960 LI Ken Ning 李鍵靈 RE Asset Management 2016-07-12
AUE966 DAVIDS Mark Robert John RE Advising on Securities 2009-12-01 2017-11-17
AUE966 DAVIDS Mark Robert John RO Advising on Securities 2017-11-17
AUE966 DAVIDS Mark Robert John RE Advising on Futures Contracts 2009-12-01 2017-11-17
AUE966 DAVIDS Mark Robert John RO Advising on Futures Contracts 2017-11-17
AUE966 DAVIDS Mark Robert John RE Asset Management 2009-12-01 2017-11-17
AUE966 DAVIDS Mark Robert John RO Asset Management 2017-11-17
AUF131 PENG Vivian R 彭曉如 RE Dealing in Securities 2016-09-01
AUF131 PENG Vivian R 彭曉如 RE Dealing in Futures Contracts 2016-09-01
AUF131 PENG Vivian R 彭曉如 RE Asset Management 2016-09-01
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Dealing in Securities 2015-08-18
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Dealing in Futures Contracts 2015-08-18
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Advising on Securities 2015-08-18 2016-06-10
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Advising on Futures Contracts 2015-08-18 2016-06-10
AUO037 KUNIMOTO (ALAWDEEN) Reza RE Asset Management 2015-08-18
AUP359 WONG Chun Wah 黃春華 RE Advising on Securities 2010-01-19 2012-06-29
AUP359 WONG Chun Wah 黃春華 RE Asset Management 2010-01-19 2012-06-29
AUR559 KWAN Ting Gee 關婷之 RE Advising on Securities 2016-10-05 2018-08-03
AUR559 KWAN Ting Gee 關婷之 RE Asset Management 2016-10-05 2018-08-03
AUT780 MAESTRI Sergio RE Advising on Securities 2010-02-24 2016-07-08
AUT780 MAESTRI Sergio RE Asset Management 2010-02-24 2016-07-08
AUW124 HOARE Geoffrey Peter RE Advising on Securities 2010-03-08 2017-08-30
AUW124 HOARE Geoffrey Peter RE Advising on Futures Contracts 2010-03-08 2017-08-30
AUW124 HOARE Geoffrey Peter RE Asset Management 2010-03-08 2017-08-30
AVA362 CHANG An-chieh 張安傑 RE Advising on Securities 2015-01-26
AVA362 CHANG An-chieh 張安傑 RE Advising on Futures Contracts 2015-01-26
AVA362 CHANG An-chieh 張安傑 RE Asset Management 2015-01-26
AVD847 MAN Chap Fu, Jeff 文集夫 RE Advising on Securities 2010-05-07 2011-05-13
AVD847 MAN Chap Fu, Jeff 文集夫 RE Asset Management 2010-05-07 2011-05-13
AVH801 HUI Ian Wai Heng 許慧恆 RE Advising on Securities 2012-05-24
AVH801 HUI Ian Wai Heng 許慧恆 RE Asset Management 2012-05-24
AVI320 SHIMADA MASAOMI 島田政臣 RE Dealing in Securities 2011-04-18 2013-12-10
AVI320 SHIMADA MASAOMI 島田政臣 RE Advising on Securities 2010-06-28
AVI320 SHIMADA MASAOMI 島田政臣 RE Advising on Futures Contracts 2010-06-28
AVI320 SHIMADA MASAOMI 島田政臣 RE Asset Management 2010-06-28
AVJ149 LAM Wai Ho 林惠豪 RE Dealing in Securities 2011-04-18 2011-10-01
AVJ149 LAM Wai Ho 林惠豪 RE Advising on Securities 2010-06-21 2011-10-01
AVJ149 LAM Wai Ho 林惠豪 RE Advising on Futures Contracts 2010-06-21 2011-10-01
AVJ149 LAM Wai Ho 林惠豪 RE Asset Management 2010-06-21 2011-10-01
AVJ263 NAKAMURA Spark Takuya RE Dealing in Securities 2013-09-09 2018-08-10
AVJ263 NAKAMURA Spark Takuya RE Dealing in Futures Contracts 2013-09-09 2018-08-10
AVJ263 NAKAMURA Spark Takuya RE Advising on Securities 2013-09-09 2016-06-10
AVJ263 NAKAMURA Spark Takuya RE Advising on Futures Contracts 2013-09-09 2016-06-10
AVJ263 NAKAMURA Spark Takuya RE Asset Management 2013-09-09 2018-08-10
AVJ724 CHOW Woon Tung, Marcella 周奐彤 RE Advising on Securities 2015-12-01
AVJ724 CHOW Woon Tung, Marcella 周奐彤 RE Asset Management 2015-12-01
AVP248 CHU Ka Kin 朱嘉健 RE Advising on Securities 2017-09-18
AVP248 CHU Ka Kin 朱嘉健 RE Advising on Futures Contracts 2017-09-18
AVP248 CHU Ka Kin 朱嘉健 RE Asset Management 2017-09-18
AVQ110 ZHU Jun 朱軍 RE Advising on Securities 2010-07-30 2014-03-22
AVQ110 ZHU Jun 朱軍 RE Asset Management 2010-07-30 2014-03-22
AVQ604 LAI Ting 賴婷 RE Advising on Securities 2010-08-03 2012-04-01
AVQ604 LAI Ting 賴婷 RE Asset Management 2010-08-03 2012-04-01
AVR402 TAM Wei Yeung Sunny 譚衛陽 RE Dealing in Securities 2016-04-06
AVR402 TAM Wei Yeung Sunny 譚衛陽 RE Dealing in Futures Contracts 2016-04-06
AVR402 TAM Wei Yeung Sunny 譚衛陽 RE Advising on Securities 2016-04-06
AVR402 TAM Wei Yeung Sunny 譚衛陽 RE Advising on Futures Contracts 2016-04-06
AVR402 TAM Wei Yeung Sunny 譚衛陽 RE Asset Management 2016-04-06
AVR836 HO Lok Yan, Joyce 何樂忻 RE Advising on Securities 2013-02-14 2014-05-15
AVR836 HO Lok Yan, Joyce 何樂忻 RE Asset Management 2013-02-14 2014-05-15
AVV941 LUO Xia 羅霞 RE Advising on Securities 2010-09-06 2012-10-09
AVV941 LUO Xia 羅霞 RE Asset Management 2010-09-06 2012-10-09
AWC350 CALINOFF Jordan Adam RE Advising on Securities 2010-10-18 2012-05-12
AWC350 CALINOFF Jordan Adam RE Asset Management 2010-10-18 2012-05-12
AWF597 KWONG Wai Chi 鄺慧芷 RE Advising on Securities 2010-11-05 2011-12-27
AWF597 KWONG Wai Chi 鄺慧芷 RE Asset Management 2010-11-05 2011-12-27
AWL740 LAM Yin 林燕 RE Advising on Securities 2010-12-13 2013-08-30
AWL740 LAM Yin 林燕 RE Asset Management 2010-12-13 2013-08-30
AWS530 HADIWIDJAJA Theodorus Suwandana RE Advising on Securities 2011-02-07
AWS530 HADIWIDJAJA Theodorus Suwandana RE Advising on Futures Contracts 2011-02-07
AWS530 HADIWIDJAJA Theodorus Suwandana RE Asset Management 2011-02-07
AWT310 TAN Shieh Leng Jenny RE Advising on Securities 2011-03-02 2011-03-04
AWW191 HO Ka Won Jane Karen 何嘉韻 RE Advising on Securities 2011-03-01 2018-08-23
AWW191 HO Ka Won Jane Karen 何嘉韻 RE Asset Management 2011-03-01 2018-08-23
AWW451 EL ASMAR Philippe RE Advising on Securities 2018-03-28 2018-05-29
AWW451 EL ASMAR Philippe RO Advising on Securities 2018-05-29
AWW451 EL ASMAR Philippe RE Asset Management 2018-03-28 2018-05-29
AWW451 EL ASMAR Philippe RO Asset Management 2018-05-29
AXC526 WU Lan 烏蘭 RE Dealing in Securities 2012-10-15 2013-12-10
AXC526 WU Lan 烏蘭 RE Advising on Securities 2012-10-15
AXC526 WU Lan 烏蘭 RE Advising on Futures Contracts 2012-10-15
AXC526 WU Lan 烏蘭 RE Asset Management 2012-10-15
AXG208 JIANG Yan 江彥 RE Advising on Securities 2017-04-24
AXG208 JIANG Yan 江彥 RE Advising on Futures Contracts 2017-04-24
AXG208 JIANG Yan 江彥 RE Asset Management 2017-04-24
AXG455 MA Qinqin 馬沁沁 RE Advising on Securities 2014-05-26
AXG455 MA Qinqin 馬沁沁 RE Asset Management 2014-05-26
AXH326 CHAN Tsz Yin 陳芷嫣 RE Advising on Securities 2015-02-16 2015-05-01
AXH326 CHAN Tsz Yin 陳芷嫣 RE Asset Management 2015-02-16 2015-05-01
AXK064 WILSON Michael Cyril Murray RE Advising on Securities 2011-06-03 2016-06-30
AXK064 WILSON Michael Cyril Murray RE Asset Management 2011-06-03 2016-06-30
AXK441 CHAN Francesco Chi Ho 陳智灝 RE Advising on Securities 2015-06-10
AXK441 CHAN Francesco Chi Ho 陳智灝 RE Asset Management 2015-06-10
AXL992 TAO Wing On, Anex 杜榮安 RE Advising on Securities 2011-06-21 2014-08-16
AXL992 TAO Wing On, Anex 杜榮安 RE Asset Management 2011-06-21 2014-08-16
AXL995 ZHANG Qian 張倩 RE Advising on Securities 2011-06-21 2016-06-30
AXL995 ZHANG Qian 張倩 RE Asset Management 2011-06-21 2016-06-30
AXQ253 SHUM Wing Sze 岑詠詩 RE Advising on Securities 2011-07-13 2015-12-02
AXQ253 SHUM Wing Sze 岑詠詩 RE Asset Management 2011-07-13 2015-12-02
AXS836 FARRELL Rachel Selah RE Advising on Securities 2014-12-03 2015-12-14
AXS836 FARRELL Rachel Selah RO Advising on Securities 2015-12-14 2017-04-07
AXS836 FARRELL Rachel Selah RE Asset Management 2014-12-03 2015-12-14
AXS836 FARRELL Rachel Selah RO Asset Management 2015-12-14 2017-04-07
AXT527 CHEUNG Yeung 張洋 RE Advising on Securities 2016-06-22 2016-07-15
AXT527 CHEUNG Yeung 張洋 RE Asset Management 2016-06-22 2016-07-15
AXX652 NGO Ian RE Advising on Securities 2011-08-19 2016-07-05
AXX652 NGO Ian RE Asset Management 2011-08-19 2016-07-05
AXY340 NGAN Hoi Yu 顏海如 RE Advising on Securities 2011-08-24 2013-03-04
AXY340 NGAN Hoi Yu 顏海如 RE Asset Management 2011-08-24 2013-03-04
AYI451 LIENHARD Ruben Heinrich RE Advising on Securities 2014-05-02
AYI451 LIENHARD Ruben Heinrich RE Advising on Futures Contracts 2014-05-02
AYI451 LIENHARD Ruben Heinrich RE Asset Management 2014-05-02
AYM473 DITRI Antonio Giuseppe RE Advising on Securities 2011-11-24 2012-02-24
AYM473 DITRI Antonio Giuseppe RE Advising on Securities 2012-02-27 2012-05-27
AYZ498 CHAO Hong 巢虹 RE Advising on Securities 2012-02-10 2014-08-19
AYZ498 CHAO Hong 巢虹 RE Asset Management 2012-02-10 2014-08-19
AZH488 KUROKI Noriko RE Advising on Securities 2016-06-07
AZH488 KUROKI Noriko RE Asset Management 2016-06-07
AZK675 LUK Ting Wai 陸庭偉 RE Advising on Securities 2012-05-04 2017-04-07
AZK675 LUK Ting Wai 陸庭偉 RE Asset Management 2012-05-04 2017-04-07
AZV531 CHAN On Ki RE Advising on Securities 2012-07-04 2017-06-30
AZV531 CHAN On Ki RE Asset Management 2012-07-04 2017-06-30
AZX117 LIM Fui Sze RE Dealing in Securities 2012-07-13 2016-03-15
AZX117 LIM Fui Sze RE Dealing in Futures Contracts 2012-07-13 2016-03-15
AZX117 LIM Fui Sze RE Advising on Securities 2012-07-13 2016-03-15
AZX117 LIM Fui Sze RE Advising on Futures Contracts 2012-07-13 2016-03-15
AZX117 LIM Fui Sze RE Asset Management 2012-07-13 2016-03-15
AZX999 AO IEONG Ka Ian 歐陽嘉恩 RE Advising on Securities 2012-07-20 2013-07-02
AZX999 AO IEONG Ka Ian 歐陽嘉恩 RE Asset Management 2012-07-20 2013-07-02
BAC049 MAO Qiyu 毛起禹 RE Advising on Securities 2017-04-27
BAC049 MAO Qiyu 毛起禹 RE Advising on Futures Contracts 2017-04-27
BAC049 MAO Qiyu 毛起禹 RE Asset Management 2017-04-27
BAE817 NG Poh Li RE Advising on Securities 2012-09-24 2012-09-26
BAF831 HANBURY David Mark James RE Advising on Securities 2012-09-24 2014-12-09
BAF831 HANBURY David Mark James RE Advising on Futures Contracts 2013-04-18 2014-12-09
BAF831 HANBURY David Mark James RE Asset Management 2012-09-24 2014-12-09
BAH583 XU Mengmeng 徐蒙蒙 RE Advising on Securities 2012-10-09 2013-03-11
BAH583 XU Mengmeng 徐蒙蒙 RE Asset Management 2012-10-09 2013-03-11
BAJ122 LEUNG How Ying Ida 梁巧盈 RE Advising on Securities 2012-10-24 2015-09-29
BAJ122 LEUNG How Ying Ida 梁巧盈 RE Asset Management 2012-10-24 2015-09-29
BAO461 HUI Cheung Tai 許長泰 RE Advising on Securities 2012-12-03 2018-02-02
BAO461 HUI Cheung Tai 許長泰 RO Advising on Securities 2018-02-02
BAO461 HUI Cheung Tai 許長泰 RE Asset Management 2012-12-03 2018-02-02
BAO461 HUI Cheung Tai 許長泰 RO Asset Management 2018-02-02
BAT180 LASKOWITZ Jedediah Isiah RE Dealing in Securities 2013-01-15 2015-02-13
BAT180 LASKOWITZ Jedediah Isiah RE Advising on Securities 2013-01-15 2015-02-13
BAT180 LASKOWITZ Jedediah Isiah RE Asset Management 2013-01-15 2015-02-13
BAT862 PREUSSNER Christian RE Advising on Securities 2013-02-01
BBA641 TSE Kit Lam 謝潔琳 RE Advising on Securities 2013-03-22 2014-09-30
BBA641 TSE Kit Lam 謝潔琳 RE Asset Management 2013-03-22 2014-09-30
BBF162 WONG Ginie 黃靜宜 RE Advising on Securities 2013-04-30 2017-07-18
BBF162 WONG Ginie 黃靜宜 RE Asset Management 2013-04-30 2017-07-18
BBG270 STOEGNER Thomas RE Advising on Securities 2017-07-11
BBG270 STOEGNER Thomas RE Advising on Futures Contracts 2017-07-11
BBG270 STOEGNER Thomas RE Asset Management 2017-07-11
BBG312 PATEL Pinakin Kantilal RE Advising on Securities 2013-05-06 2017-07-21
BBG312 PATEL Pinakin Kantilal RE Asset Management 2013-05-06 2017-07-21
BBH794 HO Julie Shening 何世寧 RE Advising on Securities 2013-06-03
BBH794 HO Julie Shening 何世寧 RE Advising on Futures Contracts 2013-06-03
BBH794 HO Julie Shening 何世寧 RE Asset Management 2013-06-03
BBJ888 CHAN Charmaine Ching Man 陳靖汶 RE Advising on Securities 2013-06-07 2017-07-18
BBJ888 CHAN Charmaine Ching Man 陳靖汶 RE Asset Management 2013-06-07 2017-07-18
BBK147 ZHU Yan 朱妍 RE Advising on Securities 2015-04-27
BBK147 ZHU Yan 朱妍 RE Asset Management 2015-04-27
BBP685 XIA Hui 夏輝 RE Advising on Securities 2013-07-17 2015-05-31
BBP685 XIA Hui 夏輝 RE Asset Management 2013-07-17 2015-05-31
BBS866 YANG Hsin-ying 楊芯縈 RE Advising on Securities 2013-08-16 2014-05-15
BBS866 YANG Hsin-ying 楊芯縈 RE Asset Management 2013-08-16 2014-05-15
BBT307 WOOD Timothy Warwick RE Advising on Securities 2013-09-02 2018-09-06
BBT307 WOOD Timothy Warwick RE Advising on Futures Contracts 2013-09-02 2018-09-06
BBT307 WOOD Timothy Warwick RE Asset Management 2013-09-02 2018-09-06
BBT854 CHEN Mengli 陳夢蒞 RE Advising on Securities 2013-08-23 2016-12-09
BBT854 CHEN Mengli 陳夢蒞 RE Asset Management 2013-08-23 2016-12-09
BBW598 RIGDEN Jamie David RE Advising on Securities 2013-09-16 2017-03-31
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BBW917 WONG Yee Lam 黃綺琳 RE Advising on Securities 2013-09-16
BBW917 WONG Yee Lam 黃綺琳 RE Advising on Futures Contracts 2013-09-16
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BBY785 YUNG Ka Ming 翁家明 RE Dealing in Securities 2013-10-08 2014-12-09
BBY785 YUNG Ka Ming 翁家明 RE Advising on Securities 2013-10-08 2014-12-09
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BBY785 YUNG Ka Ming 翁家明 RE Asset Management 2013-10-08 2014-12-09
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BCI303 CHAN Mo Yan 陳慕恩 RE Asset Management 2013-11-21 2018-09-28
BCK262 ZHOU He 周赫 RE Advising on Securities 2013-12-03 2014-05-10
BCK262 ZHOU He 周赫 RE Asset Management 2013-12-03 2014-05-10
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BCS522 XU Na 徐娜 RE Advising on Securities 2017-06-26
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BCV134 STIBBE Paula RE Advising on Securities 2014-02-04 2016-03-02
BCV134 STIBBE Paula RE Asset Management 2014-02-04 2016-03-02
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BDE774 XIAO Letian 肖樂天 RE Advising on Securities 2018-08-08
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BDF019 STEWART Robert Patrick Gordon RE Advising on Securities 2014-04-01 2018-07-31
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BDJ463 HUANG Jingjing 黃晶晶 RE Asset Management 2014-05-05 2017-06-30
BDK994 AU Yee Wing 區綺穎 RE Advising on Securities 2014-05-16 2018-06-22
BDK994 AU Yee Wing 區綺穎 RE Asset Management 2014-05-16 2018-06-22
BDO588 OU Yaqian 歐雅倩 RE Advising on Securities 2014-06-11 2015-05-30
BDO588 OU Yaqian 歐雅倩 RE Asset Management 2014-06-11 2015-05-30
BDP242 WONG Chun Yu 黃俊儒 RE Advising on Securities 2014-06-20
BDP242 WONG Chun Yu 黃俊儒 RE Advising on Futures Contracts 2016-06-27
BDP242 WONG Chun Yu 黃俊儒 RE Asset Management 2014-06-20
BDT179 WITHEROW Samuel Linton RE Advising on Securities 2014-07-10 2014-09-27
BDT179 WITHEROW Samuel Linton RE Asset Management 2014-07-10 2014-09-27
BDU330 CHAN Wai Sze Stephanie 陳慧詩 RE Advising on Securities 2014-07-14 2016-05-06
BDU330 CHAN Wai Sze Stephanie 陳慧詩 RE Asset Management 2014-07-14 2016-05-06
BDV513 HAI Sin Man Estella 奚倩雯 RE Advising on Securities 2014-07-28
BDV513 HAI Sin Man Estella 奚倩雯 RE Asset Management 2014-07-28
BDV938 FRANKLIN Marc Richard RE Advising on Securities 2014-08-11 2015-05-28
BDV938 FRANKLIN Marc Richard RE Advising on Futures Contracts 2014-08-11 2015-05-28
BDV938 FRANKLIN Marc Richard RE Asset Management 2014-08-11 2015-05-28
BEB248 ZHANG Xue 張雪 RE Advising on Securities 2018-05-28
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BEC094 NG Yu Hei 吳宇熙 RE Advising on Securities 2014-09-01 2018-08-02
BEC094 NG Yu Hei 吳宇熙 RE Asset Management 2014-09-01 2018-08-02
BED049 CHAN Dennis Chi Chung 陳子聰 RE Advising on Securities 2014-09-05
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BEF836 PATON Karen Anne RE Advising on Securities 2014-10-03 2017-07-18
BEF836 PATON Karen Anne RE Asset Management 2014-10-03 2017-07-18
BEN373 WORTHINGTON Robert Charles RE Advising on Securities 2014-11-20 2017-06-27
BEN373 WORTHINGTON Robert Charles RE Asset Management 2014-11-20 2017-06-27
BER773 MOY Rachel Anne 梅馨尹 RE Advising on Securities 2014-12-17
BER773 MOY Rachel Anne 梅馨尹 RE Asset Management 2014-12-17
BES249 CUNNINGHAM Sean Lee RE Advising on Securities 2018-10-15
BES249 CUNNINGHAM Sean Lee RE Asset Management 2018-10-24
BEX113 MUNDY David James RE Advising on Securities 2017-10-26 2017-12-14
BEX113 MUNDY David James RO Advising on Securities 2017-12-14 2018-04-24
BEX113 MUNDY David James RE Asset Management 2017-10-26 2017-12-14
BEX113 MUNDY David James RO Asset Management 2017-12-14 2018-04-24
BEZ513 SONG Zhe 宋喆 RE Advising on Securities 2015-02-13
BEZ513 SONG Zhe 宋喆 RE Asset Management 2015-02-13
BEZ762 JIN Lily Yan RE Advising on Securities 2015-02-16
BEZ762 JIN Lily Yan RE Asset Management 2015-02-16
BEZ774 FALCON Michael Irving RO Dealing in Securities 2018-02-14
BEZ774 FALCON Michael Irving RO Dealing in Futures Contracts 2018-02-14
BEZ774 FALCON Michael Irving RO Advising on Securities 2017-03-02
BEZ774 FALCON Michael Irving RO Advising on Futures Contracts 2018-02-14
BEZ774 FALCON Michael Irving RE Asset Management 2015-02-27 2016-02-11
BEZ774 FALCON Michael Irving RO Asset Management 2016-02-11
BFB184 SUN Po-Hsuan 孫柏軒 RE Advising on Securities 2015-03-09 2016-07-06
BFB184 SUN Po-Hsuan 孫柏軒 RE Asset Management 2015-03-09 2016-07-06
BFE569 LEE Wen Yang 李文揚 RE Advising on Securities 2015-04-02
BFE569 LEE Wen Yang 李文揚 RE Asset Management 2015-04-02
BFH421 CHEUNG Wing Mong 張永望 RE Advising on Securities 2015-04-21 2017-03-12
BFH421 CHEUNG Wing Mong 張永望 RE Asset Management 2015-04-21 2017-03-12
BFH422 CHEN Chia-hui 陳佳慧 RE Advising on Securities 2015-04-21 2018-11-22
BFH422 CHEN Chia-hui 陳佳慧 RE Asset Management 2015-04-21 2018-11-22
BFM552 LAI Yeuk Ho Hardy 黎若顥 RE Advising on Securities 2015-05-18 2017-07-07
BFM552 LAI Yeuk Ho Hardy 黎若顥 RE Asset Management 2015-05-18 2017-07-07
BFN019 PANG Yu Fai Ray 彭宇暉 RE Dealing in Securities 2015-05-22
BFN019 PANG Yu Fai Ray 彭宇暉 RE Dealing in Futures Contracts 2015-05-22
BFN019 PANG Yu Fai Ray 彭宇暉 RE Advising on Securities 2015-05-22 2017-02-22
BFN019 PANG Yu Fai Ray 彭宇暉 RE Advising on Futures Contracts 2015-05-22 2017-02-22
BFN019 PANG Yu Fai Ray 彭宇暉 RE Asset Management 2015-05-22
BFP314 GRINNAN IV St George Tucker RE Advising on Securities 2015-06-12
BFP314 GRINNAN IV St George Tucker RE Asset Management 2015-06-12
BFP878 LAM Yee Mei 林綺薇 RE Advising on Securities 2018-10-04
BFP878 LAM Yee Mei 林綺薇 RE Asset Management 2018-10-04
BFX534 LIU Bin 劉彬 RE Advising on Securities 2015-07-24 2018-02-20
BFX534 LIU Bin 劉彬 RE Asset Management 2015-07-24 2018-02-20
BFX699 YIP Yan Ki Candy 葉欣琪 RE Advising on Securities 2015-07-27 2016-04-15
BFX699 YIP Yan Ki Candy 葉欣琪 RE Advising on Securities 2017-11-21
BFX699 YIP Yan Ki Candy 葉欣琪 RE Asset Management 2015-07-27 2016-04-15
BFX699 YIP Yan Ki Candy 葉欣琪 RE Asset Management 2017-11-21
BGB555 TSOI Anthony 蔡宗佑 RE Advising on Securities 2015-08-24 2018-09-14
BGB555 TSOI Anthony 蔡宗佑 RE Asset Management 2015-08-24 2018-09-14
BGD200 LIU Yingyi 劉穎翊 RE Advising on Securities 2015-09-08 2017-06-30
BGD200 LIU Yingyi 劉穎翊 RE Asset Management 2015-09-08 2017-06-30
BGK429 CHE Da 車達 RE Advising on Securities 2015-10-22 2017-07-21
BGK429 CHE Da 車達 RE Advising on Futures Contracts 2015-10-22 2017-07-21
BGK429 CHE Da 車達 RE Asset Management 2015-10-22 2017-07-21
BGL306 YUNG Wan Seen Stephanie 翁韻善 RE Advising on Securities 2015-10-29 2017-10-06
BGL306 YUNG Wan Seen Stephanie 翁韻善 RE Asset Management 2015-10-29 2017-10-06
BGM185 LI Tuo 李拓 RE Advising on Securities 2015-11-06
BGM185 LI Tuo 李拓 RE Asset Management 2015-11-06
BGM249 CHOI-LEE Nora RE Advising on Securities 2015-11-17 2017-07-18
BGM249 CHOI-LEE Nora RE Asset Management 2015-11-17 2017-07-18
BGN414 HO Lap Hei 何立熙 RE Advising on Securities 2015-11-23 2016-05-20
BGN414 HO Lap Hei 何立熙 RE Asset Management 2015-11-23 2016-05-20
BGP176 WILCOX Nicholas John Alexander RE Advising on Securities 2015-11-27
BGP176 WILCOX Nicholas John Alexander RE Asset Management 2015-11-27
BGQ696 SHEN Hsin 沈馨 RE Advising on Securities 2015-12-10
BGQ696 SHEN Hsin 沈馨 RE Advising on Futures Contracts 2015-12-10
BGQ696 SHEN Hsin 沈馨 RE Asset Management 2015-12-10
BGQ703 LEE Yi Hsin 李懿欣 RE Advising on Securities 2015-12-10 2016-06-28
BGQ703 LEE Yi Hsin 李懿欣 RE Advising on Futures Contracts 2015-12-10 2016-06-28
BGQ703 LEE Yi Hsin 李懿欣 RE Asset Management 2015-12-10 2016-06-28
BGQ891 YU Cheng Wen 余鎮文 RE Advising on Securities 2015-12-14
BGQ891 YU Cheng Wen 余鎮文 RE Advising on Futures Contracts 2015-12-14
BGQ891 YU Cheng Wen 余鎮文 RE Asset Management 2015-12-14
BGR123 YI Jaehyun 李在賢 RE Advising on Securities 2015-12-15
BGR123 YI Jaehyun 李在賢 RE Asset Management 2015-12-15
BGT733 JIN Yuejue 金玥珏 RE Advising on Securities 2016-01-04
BGT733 JIN Yuejue 金玥珏 RE Asset Management 2016-01-04
BGY565 KHAZZAM Shawn RE Advising on Securities 2016-01-29 2016-12-13
BHD186 KIM Terri 金泰利 RE Advising on Securities 2016-03-10
BHD186 KIM Terri 金泰利 RE Asset Management 2016-03-10
BHF142 DING Anli 丁安麗 RE Advising on Securities 2016-03-22 2017-05-10
BHF142 DING Anli 丁安麗 RE Asset Management 2016-03-22 2017-05-10
BHH078 CHENG Sheng-Yen 鄭聖諺 RE Advising on Securities 2016-04-12
BHH078 CHENG Sheng-Yen 鄭聖諺 RE Asset Management 2016-04-12
BHJ810 PANG Jun Yi 馮俊儀 RE Advising on Securities 2016-04-26
BHJ810 PANG Jun Yi 馮俊儀 RE Advising on Futures Contracts 2016-04-26
BHJ810 PANG Jun Yi 馮俊儀 RE Asset Management 2016-04-26
BHL111 GIEUW Godfrey Harrison 丘漢堅 RE Advising on Securities 2016-05-06 2016-06-08
BHL111 GIEUW Godfrey Harrison 丘漢堅 RE Asset Management 2016-05-06 2016-06-08
BHL502 CHANG Yu-Cheng 張育誠 RE Advising on Securities 2016-05-10
BHL502 CHANG Yu-Cheng 張育誠 RE Asset Management 2016-05-10
BHL708 SIKKA Karan RE Advising on Securities 2016-05-12
BHL708 SIKKA Karan RE Advising on Futures Contracts 2016-05-12
BHL708 SIKKA Karan RE Asset Management 2016-05-12
BHO636 WASILEWICZ Maciej Karol RE Advising on Securities 2016-06-02 2018-10-19
BHO636 WASILEWICZ Maciej Karol RE Advising on Futures Contracts 2016-06-02 2018-10-19
BHO636 WASILEWICZ Maciej Karol RE Asset Management 2016-06-02 2018-10-19
BHP424 WU Mei Yen 吳美燕 RE Advising on Securities 2016-06-15
BHP424 WU Mei Yen 吳美燕 RE Asset Management 2016-06-15
BHQ343 TIAN Yajing 田雅婧 RE Advising on Securities 2016-06-20 2017-03-13
BHQ343 TIAN Yajing 田雅婧 RE Asset Management 2016-06-20 2017-03-13

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