Hong Kong SFC licence institution AAA137, Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAA137 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA192 TAM Wing Him, Michael 譚永謙 RE Dealing in Securities 2009-03-04 2016-09-24
AAA192 TAM Wing Him, Michael 譚永謙 RE Dealing in Futures Contracts 2013-06-20 2016-09-24
AAA626 MA Kai Chung 馬啟中 RE Dealing in Securities 2009-03-02 2011-11-30
AAB457 CHIANG Hok Yuen 蔣學源 RE Dealing in Securities 2003-04-01 2005-05-24
AAB457 CHIANG Hok Yuen 蔣學源 RO Dealing in Securities 2005-05-24
AAB457 CHIANG Hok Yuen 蔣學源 RE Dealing in Futures Contracts 2016-08-31
AAB457 CHIANG Hok Yuen 蔣學源 RE Advising on Securities 2003-04-01 2003-10-10
AAB457 CHIANG Hok Yuen 蔣學源 RE Advising on Corporate Finance 2003-04-01 2003-10-10
AAB457 CHIANG Hok Yuen 蔣學源 RE Providing Automated Trading Services 2003-04-01 2003-10-10
AAB457 CHIANG Hok Yuen 蔣學源 RO Providing Automated Trading Services 2005-05-24 2005-08-03
AAB457 CHIANG Hok Yuen 蔣學源 RE Asset Management 2003-04-01 2003-10-10
AAB537 CHENG Kai Ming, Charles 鄭啟明 RE Dealing in Securities 2003-04-01 2011-10-06
AAB537 CHENG Kai Ming, Charles 鄭啟明 RE Advising on Securities 2003-04-01 2003-10-15
AAB537 CHENG Kai Ming, Charles 鄭啟明 RE Advising on Corporate Finance 2003-04-01 2003-10-15
AAB537 CHENG Kai Ming, Charles 鄭啟明 RE Providing Automated Trading Services 2003-04-01 2003-10-15
AAB537 CHENG Kai Ming, Charles 鄭啟明 RE Asset Management 2003-04-01 2003-10-15
AAB860 LUI Chi Fai 呂志輝 RE Dealing in Securities 2007-10-17 2009-04-06
AAB930 FAURE Adrian Hendrik 霍哲仁 RO Dealing in Securities 2009-11-03 2013-06-01
AAB930 FAURE Adrian Hendrik 霍哲仁 RE Advising on Securities 2005-05-23 2005-07-18
AAB930 FAURE Adrian Hendrik 霍哲仁 RO Advising on Securities 2005-07-18 2013-06-01
AAB930 FAURE Adrian Hendrik 霍哲仁 RO Providing Automated Trading Services 2009-11-03 2013-06-01
AAC304 LEE Ho Leung, Alrick 李浩良 RE Dealing in Securities 2003-04-01
AAC304 LEE Ho Leung, Alrick 李浩良 RE Advising on Securities 2003-04-01 2004-03-01
AAC304 LEE Ho Leung, Alrick 李浩良 RE Advising on Corporate Finance 2003-04-01 2004-03-01
AAC304 LEE Ho Leung, Alrick 李浩良 RE Providing Automated Trading Services 2003-04-01 2004-03-01
AAC304 LEE Ho Leung, Alrick 李浩良 RE Asset Management 2003-04-01 2004-03-01
AAC315 LEE Sheung Chau 李湘舟 RE Dealing in Securities 2003-04-01 2007-08-06
AAC315 LEE Sheung Chau 李湘舟 RE Advising on Securities 2003-04-01 2003-10-13
AAC315 LEE Sheung Chau 李湘舟 RE Advising on Corporate Finance 2003-04-01 2003-10-13
AAC315 LEE Sheung Chau 李湘舟 RE Providing Automated Trading Services 2003-04-01 2003-10-13
AAC315 LEE Sheung Chau 李湘舟 RE Asset Management 2003-04-01 2003-10-13
AAC858 SO Wai Sang 蘇偉生 RO Dealing in Securities 2003-04-01 2008-07-12
AAC858 SO Wai Sang 蘇偉生 RO Advising on Securities 2003-04-01 2003-10-08
AAC858 SO Wai Sang 蘇偉生 RO Advising on Corporate Finance 2003-04-01 2003-10-08
AAC858 SO Wai Sang 蘇偉生 RO Providing Automated Trading Services 2003-04-01 2003-10-08
AAC858 SO Wai Sang 蘇偉生 RO Asset Management 2003-04-01 2003-10-08
AAC909 LAU Kam Fong, Vera 劉錦芳 RE Dealing in Securities 2003-04-01 2011-04-29
AAC909 LAU Kam Fong, Vera 劉錦芳 RE Advising on Securities 2003-04-01 2003-10-13
AAC909 LAU Kam Fong, Vera 劉錦芳 RE Advising on Corporate Finance 2003-04-01 2003-10-13
AAC909 LAU Kam Fong, Vera 劉錦芳 RE Providing Automated Trading Services 2003-04-01 2003-10-13
AAC909 LAU Kam Fong, Vera 劉錦芳 RE Asset Management 2003-04-01 2003-10-13
AAC933 HORNE Chuen Sum 韓寸心 RE Dealing in Securities 2003-04-01 2004-05-10
AAC933 HORNE Chuen Sum 韓寸心 RE Advising on Securities 2003-04-01 2003-10-13
AAC933 HORNE Chuen Sum 韓寸心 RE Advising on Corporate Finance 2003-04-01 2003-10-13
AAC933 HORNE Chuen Sum 韓寸心 RE Providing Automated Trading Services 2003-04-01 2003-10-13
AAC933 HORNE Chuen Sum 韓寸心 RE Asset Management 2003-04-01 2003-10-13
AAC936 CHIU Suk Yue 趙淑如 RE Dealing in Securities 2003-04-01 2011-04-29
AAC936 CHIU Suk Yue 趙淑如 RE Advising on Securities 2003-04-01 2003-10-13
AAC936 CHIU Suk Yue 趙淑如 RE Advising on Corporate Finance 2003-04-01 2003-10-13
AAC936 CHIU Suk Yue 趙淑如 RE Providing Automated Trading Services 2003-04-01 2003-10-13
AAC936 CHIU Suk Yue 趙淑如 RE Asset Management 2003-04-01 2003-10-13
AAC954 CHEUNG Tin Chung, James 張天寵 RE Dealing in Securities 2003-04-01
AAC954 CHEUNG Tin Chung, James 張天寵 RE Dealing in Futures Contracts 2013-06-21
AAC954 CHEUNG Tin Chung, James 張天寵 RE Advising on Securities 2003-04-01 2003-10-15
AAC954 CHEUNG Tin Chung, James 張天寵 RE Advising on Securities 2011-10-25
AAC954 CHEUNG Tin Chung, James 張天寵 RE Advising on Corporate Finance 2003-04-01 2003-10-15
AAC954 CHEUNG Tin Chung, James 張天寵 RE Providing Automated Trading Services 2003-04-01 2003-10-15
AAC954 CHEUNG Tin Chung, James 張天寵 RE Asset Management 2003-04-01 2003-10-15
AAD570 CHEUNG Kin Wah 張建華 RE Dealing in Securities 2003-04-01
AAD570 CHEUNG Kin Wah 張建華 RE Advising on Securities 2003-04-01 2004-03-01
AAD570 CHEUNG Kin Wah 張建華 RE Advising on Corporate Finance 2003-04-01 2004-03-01
AAD570 CHEUNG Kin Wah 張建華 RE Providing Automated Trading Services 2003-04-01 2004-03-01
AAD570 CHEUNG Kin Wah 張建華 RE Asset Management 2003-04-01 2004-03-01
AAE085 LAU Lai Ping, Catherine 劉麗萍 RE Dealing in Securities 2003-04-01 2005-01-23
AAE085 LAU Lai Ping, Catherine 劉麗萍 RE Advising on Securities 2003-04-01 2005-01-23
AAE085 LAU Lai Ping, Catherine 劉麗萍 RE Advising on Corporate Finance 2003-04-01 2005-01-23
AAE085 LAU Lai Ping, Catherine 劉麗萍 RE Providing Automated Trading Services 2003-04-01 2005-01-23
AAE085 LAU Lai Ping, Catherine 劉麗萍 RE Asset Management 2003-04-01 2005-01-23
AAE127 CHOY Chang Ming 蔡燦明 RE Dealing in Securities 2005-03-14 2007-04-30
AAE127 CHOY Chang Ming 蔡燦明 RO Dealing in Securities 2003-04-01 2005-03-14
AAE127 CHOY Chang Ming 蔡燦明 RO Advising on Securities 2003-04-01 2003-10-16
AAE127 CHOY Chang Ming 蔡燦明 RO Advising on Corporate Finance 2003-04-01 2003-10-16
AAE127 CHOY Chang Ming 蔡燦明 RO Providing Automated Trading Services 2003-04-01 2003-10-16
AAE127 CHOY Chang Ming 蔡燦明 RO Asset Management 2003-04-01 2003-10-16
AAE841 FUNG Connie Posin 馮寶仙 RE Dealing in Securities 2003-04-01 2011-04-29
AAE841 FUNG Connie Posin 馮寶仙 RE Advising on Securities 2003-04-01 2003-10-16
AAE841 FUNG Connie Posin 馮寶仙 RE Advising on Corporate Finance 2003-04-01 2003-10-16
AAE841 FUNG Connie Posin 馮寶仙 RE Providing Automated Trading Services 2003-04-01 2003-10-16
AAE841 FUNG Connie Posin 馮寶仙 RE Asset Management 2003-04-01 2003-10-16
AAE906 MOK Ka Hi, John 莫家熙 RE Dealing in Securities 2003-04-01 2015-12-18
AAE906 MOK Ka Hi, John 莫家熙 RE Dealing in Futures Contracts 2013-06-21 2015-12-18
AAE906 MOK Ka Hi, John 莫家熙 RE Advising on Securities 2003-04-01 2003-10-16
AAE906 MOK Ka Hi, John 莫家熙 RE Advising on Securities 2011-10-27 2015-12-18
AAE906 MOK Ka Hi, John 莫家熙 RE Advising on Corporate Finance 2003-04-01 2003-10-16
AAE906 MOK Ka Hi, John 莫家熙 RE Providing Automated Trading Services 2003-04-01 2003-10-16
AAE906 MOK Ka Hi, John 莫家熙 RE Asset Management 2003-04-01 2003-10-16
AAE938 LEE Wai Keung, Sam 李惠強 RE Dealing in Securities 2003-04-01 2010-10-15
AAE938 LEE Wai Keung, Sam 李惠強 RE Advising on Securities 2003-04-01 2003-10-16
AAE938 LEE Wai Keung, Sam 李惠強 RE Advising on Corporate Finance 2003-04-01 2003-10-16
AAE938 LEE Wai Keung, Sam 李惠強 RE Providing Automated Trading Services 2003-04-01 2003-10-16
AAE938 LEE Wai Keung, Sam 李惠強 RE Asset Management 2003-04-01 2003-10-16
AAF802 LI Irene RE Dealing in Securities 2003-04-01 2003-05-31
AAF802 LI Irene RE Advising on Securities 2003-04-01 2003-05-31
AAF802 LI Irene RE Advising on Corporate Finance 2003-04-01 2003-05-31
AAF802 LI Irene RE Providing Automated Trading Services 2003-04-01 2003-05-31
AAF802 LI Irene RE Asset Management 2003-04-01 2003-05-31
AAG760 LEUNG Pak To 梁伯韜 RO Advising on Securities 2003-04-01 2005-01-28
AAG760 LEUNG Pak To 梁伯韜 RO Advising on Corporate Finance 2003-04-01 2006-07-07
AAG760 LEUNG Pak To 梁伯韜 RO Asset Management 2003-04-01 2005-01-28
AAI093 SHING Kung Yu, Gary 成公儒 RE Dealing in Securities 2003-04-01 2008-11-20
AAI093 SHING Kung Yu, Gary 成公儒 RE Advising on Securities 2003-04-01 2003-10-13
AAI093 SHING Kung Yu, Gary 成公儒 RE Advising on Corporate Finance 2003-04-01 2003-10-13
AAI093 SHING Kung Yu, Gary 成公儒 RE Providing Automated Trading Services 2003-04-01 2003-10-13
AAI093 SHING Kung Yu, Gary 成公儒 RE Asset Management 2003-04-01 2003-10-13
AAI335 CHANG Bernard 張啟煒 RE Dealing in Securities 2003-04-01
AAI335 CHANG Bernard 張啟煒 RE Dealing in Futures Contracts 2013-06-21
AAI335 CHANG Bernard 張啟煒 RE Advising on Securities 2003-04-01 2003-10-16
AAI335 CHANG Bernard 張啟煒 RE Advising on Securities 2012-03-06
AAI335 CHANG Bernard 張啟煒 RE Advising on Corporate Finance 2003-04-01 2003-10-16
AAI335 CHANG Bernard 張啟煒 RE Providing Automated Trading Services 2003-04-01 2003-10-16
AAI335 CHANG Bernard 張啟煒 RE Asset Management 2003-04-01 2003-10-16
AAJ078 MARCHINGTON Paul Anthony RE Dealing in Securities 2016-08-01
AAJ078 MARCHINGTON Paul Anthony RE Dealing in Futures Contracts 2016-08-01
AAJ827 FU Yan Keung 符恩強 RE Dealing in Securities 2003-04-01 2005-02-04
AAJ827 FU Yan Keung 符恩強 RE Advising on Securities 2003-04-01 2005-02-04
AAJ827 FU Yan Keung 符恩強 RE Advising on Corporate Finance 2003-04-01 2005-02-04
AAJ827 FU Yan Keung 符恩強 RE Providing Automated Trading Services 2003-04-01 2005-02-04
AAJ827 FU Yan Keung 符恩強 RE Asset Management 2003-04-01 2005-02-04
AAK431 TANG Wing Yiu, Robert 鄧榮耀 RE Dealing in Securities 2009-08-28 2015-09-11
AAK431 TANG Wing Yiu, Robert 鄧榮耀 RE Dealing in Futures Contracts 2013-06-20 2015-09-11
AAU297 CHENG Siu Chung 鄭少忠 RE Dealing in Securities 2008-06-24 2009-07-10
AAV545 CHAN Chui Fun 陳翠歡 RE Dealing in Securities 2009-02-05 2015-09-05
AAV545 CHAN Chui Fun 陳翠歡 RE Dealing in Futures Contracts 2013-06-13 2015-09-05
AAV594 CHAN Chiu Kai, Judy 陳超琪 RE Dealing in Securities 2009-01-23 2015-11-07
AAV594 CHAN Chiu Kai, Judy 陳超琪 RE Dealing in Futures Contracts 2013-06-21 2015-11-07
AAV864 WONG Sek Ming, Paul 黃錫明 RE Dealing in Securities 2003-04-01 2004-02-23
AAV864 WONG Sek Ming, Paul 黃錫明 RE Advising on Securities 2003-04-01 2003-10-10
AAV864 WONG Sek Ming, Paul 黃錫明 RE Advising on Corporate Finance 2003-04-01 2003-10-10
AAV864 WONG Sek Ming, Paul 黃錫明 RE Providing Automated Trading Services 2003-04-01 2003-10-10
AAV864 WONG Sek Ming, Paul 黃錫明 RE Asset Management 2003-04-01 2003-10-10
AAV883 LAU Hon Ping, Pitzi 劉漢萍 RE Dealing in Securities 2003-04-01 2005-03-21
AAV883 LAU Hon Ping, Pitzi 劉漢萍 RE Advising on Securities 2003-04-01 2007-02-02
AAV883 LAU Hon Ping, Pitzi 劉漢萍 RE Advising on Corporate Finance 2003-04-01 2005-03-21
AAV883 LAU Hon Ping, Pitzi 劉漢萍 RE Providing Automated Trading Services 2003-04-01 2005-03-21
AAV883 LAU Hon Ping, Pitzi 劉漢萍 RE Asset Management 2003-04-01 2005-01-28
AAW534 CHEUNG Man Lung 張文龍 RE Dealing in Securities 2003-04-01 2005-03-21
AAW534 CHEUNG Man Lung 張文龍 RE Advising on Securities 2003-04-01 2008-07-18
AAW534 CHEUNG Man Lung 張文龍 RE Advising on Corporate Finance 2003-04-01 2005-03-21
AAW534 CHEUNG Man Lung 張文龍 RE Providing Automated Trading Services 2003-04-01 2005-03-21
AAW534 CHEUNG Man Lung 張文龍 RE Asset Management 2003-04-01 2005-01-28
AAX447 O'SULLIVAN Ian James RE Dealing in Securities 2004-12-13 2008-09-01
AAX447 O'SULLIVAN Ian James RE Dealing in Securities 2011-09-01
AAX447 O'SULLIVAN Ian James RE Dealing in Futures Contracts 2013-05-31
AAX447 O'SULLIVAN Ian James RE Providing Automated Trading Services 2011-09-01
AAY378 MACFARLANE Richard James RE Dealing in Securities 2014-10-20 2016-02-24
AAY378 MACFARLANE Richard James RE Dealing in Futures Contracts 2014-10-20 2016-02-24
AAY378 MACFARLANE Richard James RE Advising on Securities 2014-10-20 2016-02-24
AAY378 MACFARLANE Richard James RE Providing Automated Trading Services 2014-10-20 2016-02-24
AAY606 WONG Wai Han, Jill 黃慧嫻 RE Dealing in Securities 2004-04-30 2007-09-24
AAY703 SADHWANI Ramesh Kumar Chuharmal RE Dealing in Securities 2003-04-01 2009-02-16
AAY703 SADHWANI Ramesh Kumar Chuharmal RE Advising on Securities 2003-04-01 2003-10-13
AAY703 SADHWANI Ramesh Kumar Chuharmal RE Advising on Corporate Finance 2003-04-01 2003-10-13
AAY703 SADHWANI Ramesh Kumar Chuharmal RE Providing Automated Trading Services 2003-04-01 2003-10-13
AAY703 SADHWANI Ramesh Kumar Chuharmal RE Asset Management 2003-04-01 2003-10-13
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Dealing in Securities 2006-04-18 2007-06-22
ABB808 MORRISON Allister George RE Dealing in Securities 2010-06-09 2015-01-16
ABB808 MORRISON Allister George RE Advising on Securities 2010-06-09 2015-01-16
ABB808 MORRISON Allister George RE Advising on Corporate Finance 2010-06-09 2015-01-16
ABD620 KHOO Adrian RE Dealing in Securities 2003-04-01 2009-01-12
ABD620 KHOO Adrian RO Dealing in Securities 2009-01-12
ABD620 KHOO Adrian RE Advising on Securities 2003-04-01 2005-03-21
ABD620 KHOO Adrian RE Advising on Corporate Finance 2003-04-01 2009-01-12
ABD620 KHOO Adrian RO Advising on Corporate Finance 2009-01-12
ABD620 KHOO Adrian RE Providing Automated Trading Services 2003-04-01 2005-03-21
ABD620 KHOO Adrian RE Asset Management 2003-04-01 2005-01-28
ABE356 LI Kwok Fong 李國芳 RE Dealing in Securities 2007-11-26 2008-02-11
ABE356 LI Kwok Fong 李國芳 RE Advising on Securities 2007-11-26 2008-02-11
ABF697 CHAN Hon Mei, Norma 陳翰媺 RE Dealing in Securities 2009-01-30 2014-09-30
ABF697 CHAN Hon Mei, Norma 陳翰媺 RE Dealing in Futures Contracts 2013-06-21 2014-09-30
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Dealing in Securities 2003-04-01
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Dealing in Futures Contracts 2013-06-20
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Advising on Securities 2003-04-01 2003-10-10
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Advising on Securities 2011-10-24
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Advising on Corporate Finance 2003-04-01 2003-10-10
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Providing Automated Trading Services 2003-04-01 2003-10-10
ABF873 SIOU Suk Yi, Eva 蕭淑儀 RE Asset Management 2003-04-01 2003-10-10
ABG077 BROWN Melissa RE Dealing in Securities 2003-04-01 2003-07-31
ABG077 BROWN Melissa RE Advising on Securities 2003-04-01 2003-07-31
ABG077 BROWN Melissa RE Advising on Corporate Finance 2003-04-01 2003-07-31
ABG077 BROWN Melissa RE Providing Automated Trading Services 2003-04-01 2003-07-31
ABG077 BROWN Melissa RE Asset Management 2003-04-01 2003-07-31
ABH321 LAU Kwok Lap, Eddie 劉國立 RE Advising on Securities 2006-04-13 2014-07-15
ABH707 LOO Yim Sheung, Louisa 盧艷嫦 RE Dealing in Securities 2009-02-05 2012-12-14
ABH952 LO Ka Hung 羅家雄 RE Dealing in Securities 2003-04-01 2005-03-15
ABH952 LO Ka Hung 羅家雄 RE Dealing in Securities 2006-06-01 2011-10-13
ABH952 LO Ka Hung 羅家雄 RE Advising on Securities 2003-04-01 2003-10-16
ABH952 LO Ka Hung 羅家雄 RE Advising on Corporate Finance 2003-04-01 2003-10-16
ABH952 LO Ka Hung 羅家雄 RE Providing Automated Trading Services 2003-04-01 2003-10-16
ABH952 LO Ka Hung 羅家雄 RE Asset Management 2003-04-01 2003-10-16
ABL716 NG Kong Ping, Albert 吳港平 RE Dealing in Securities 2006-04-26 2007-03-30
ABL716 NG Kong Ping, Albert 吳港平 RE Advising on Corporate Finance 2006-04-26 2007-03-30
ABL783 WOO Rebecca Heng-yun 吳恆恩 RE Dealing in Securities 2005-07-18 2014-07-31
ABM251 CHAN Wai Ngai, Myra 陳慧艾 RE Dealing in Securities 2003-06-25 2004-04-21
ABM251 CHAN Wai Ngai, Myra 陳慧艾 RE Advising on Securities 2003-06-25 2004-04-21
ABM624 CHAN Kent W B RE Advising on Securities 2005-10-05 2007-03-19
ABN073 KENNEDY Justin 甘迺迪 RO Dealing in Securities 2003-04-01 2009-10-14
ABN073 KENNEDY Justin 甘迺迪 RO Advising on Securities 2003-04-01 2003-10-08
ABN073 KENNEDY Justin 甘迺迪 RO Providing Automated Trading Services 2003-04-01 2003-10-08
ABN073 KENNEDY Justin 甘迺迪 RO Providing Automated Trading Services 2008-03-31 2009-10-14
ABN073 KENNEDY Justin 甘迺迪 RO Asset Management 2003-04-01 2003-10-08
ABN508 TSE Pui Yun 謝佩欣 RE Dealing in Securities 2009-01-30 2015-09-05
ABN508 TSE Pui Yun 謝佩欣 RE Dealing in Futures Contracts 2013-06-20 2015-09-05
ABN664 CHAN Yee Tong Margaret 陳懿彤 RE Dealing in Securities 2003-04-01 2011-11-28
ABN664 CHAN Yee Tong Margaret 陳懿彤 RE Advising on Securities 2003-04-01 2003-10-13
ABN664 CHAN Yee Tong Margaret 陳懿彤 RE Advising on Corporate Finance 2003-04-01 2003-10-13
ABN664 CHAN Yee Tong Margaret 陳懿彤 RE Providing Automated Trading Services 2003-04-01 2003-10-13
ABN664 CHAN Yee Tong Margaret 陳懿彤 RE Asset Management 2003-04-01 2003-10-13
ABO128 CHAN Che Kan 陳自勤 RE Dealing in Securities 2011-02-15 2012-05-21
ABR628 CHING Sick Lun, Wallace 程識麟 RE Dealing in Securities 2009-07-22 2011-04-06
ABR709 YUEN Ming Fai 袁銘輝 RE Dealing in Securities 2011-08-22 2011-11-30
ABS158 SHIH Chia Cheong 石家祥 RE Dealing in Securities 2003-04-01 2009-09-30
ABS158 SHIH Chia Cheong 石家祥 RE Advising on Securities 2003-04-01 2003-10-10
ABS158 SHIH Chia Cheong 石家祥 RE Advising on Corporate Finance 2003-04-01 2003-10-10
ABS158 SHIH Chia Cheong 石家祥 RE Providing Automated Trading Services 2003-04-01 2003-10-10
ABS158 SHIH Chia Cheong 石家祥 RE Asset Management 2003-04-01 2003-10-10
ABS469 LI Weiqiang 李偉強 RE Dealing in Securities 2003-04-01 2005-02-23
ABS469 LI Weiqiang 李偉強 RE Advising on Securities 2003-04-01 2003-10-10
ABS469 LI Weiqiang 李偉強 RE Advising on Corporate Finance 2003-04-01 2003-10-10
ABS469 LI Weiqiang 李偉強 RE Providing Automated Trading Services 2003-04-01 2003-10-10
ABS469 LI Weiqiang 李偉強 RE Asset Management 2003-04-01 2003-10-10
ABS673 LAM Shung Yau, Andy 林崇有 RE Dealing in Securities 2003-04-01 2005-06-02
ABS673 LAM Shung Yau, Andy 林崇有 RO Dealing in Securities 2005-06-02 2018-12-04
ABS673 LAM Shung Yau, Andy 林崇有 RE Dealing in Futures Contracts 2013-06-03 2018-12-04
ABS673 LAM Shung Yau, Andy 林崇有 RE Advising on Securities 2003-04-01 2003-10-13
ABS673 LAM Shung Yau, Andy 林崇有 RE Advising on Corporate Finance 2003-04-01 2003-10-13
ABS673 LAM Shung Yau, Andy 林崇有 RE Providing Automated Trading Services 2003-04-01 2003-10-13
ABS673 LAM Shung Yau, Andy 林崇有 RE Asset Management 2003-04-01 2003-10-13
ABT235 WONG Lung Man, Antonio 黃隆民 RE Dealing in Securities 2003-04-01
ABT235 WONG Lung Man, Antonio 黃隆民 RE Dealing in Futures Contracts 2013-06-20
ABT235 WONG Lung Man, Antonio 黃隆民 RE Advising on Securities 2003-04-01 2003-10-15
ABT235 WONG Lung Man, Antonio 黃隆民 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ABT235 WONG Lung Man, Antonio 黃隆民 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ABT235 WONG Lung Man, Antonio 黃隆民 RE Asset Management 2003-04-01 2003-10-15
ABT543 CHEUNG Ming 張明 RE Dealing in Securities 2015-07-14
ABT543 CHEUNG Ming 張明 RE Dealing in Futures Contracts 2015-07-14
ABT543 CHEUNG Ming 張明 RE Advising on Securities 2015-07-14
ABT565 LEE Boon Heng 李文興 RE Dealing in Securities 2003-04-01 2008-05-30
ABT565 LEE Boon Heng 李文興 RE Advising on Securities 2003-04-01 2003-10-16
ABT565 LEE Boon Heng 李文興 RE Advising on Corporate Finance 2003-04-01 2003-10-16
ABT565 LEE Boon Heng 李文興 RE Providing Automated Trading Services 2003-04-01 2003-10-16
ABT565 LEE Boon Heng 李文興 RE Asset Management 2003-04-01 2003-10-16
ABT611 DASWANI Anil Jeevan RE Dealing in Securities 2003-04-01 2005-03-21
ABT611 DASWANI Anil Jeevan RE Advising on Securities 2003-04-01
ABT611 DASWANI Anil Jeevan RE Advising on Corporate Finance 2003-04-01 2005-03-21
ABT611 DASWANI Anil Jeevan RE Providing Automated Trading Services 2003-04-01 2005-03-21
ABT611 DASWANI Anil Jeevan RE Asset Management 2003-04-01 2005-01-28
ABT659 REN Margaret Keying 任克英 RO Advising on Securities 2003-04-01 2004-07-16
ABT659 REN Margaret Keying 任克英 RO Advising on Corporate Finance 2003-04-01 2004-07-16
ABV540 SO Kin Wai 蘇健偉 RE Dealing in Securities 2009-08-28 2015-11-06
ABV540 SO Kin Wai 蘇健偉 RE Dealing in Futures Contracts 2013-06-20 2015-11-06
ABV792 GARTHOFF Alexander Raymond RE Advising on Securities 2003-04-01 2006-11-10
ABV792 GARTHOFF Alexander Raymond RE Advising on Corporate Finance 2003-04-01 2005-03-21
ABV792 GARTHOFF Alexander Raymond RE Asset Management 2003-04-01 2005-01-28
ABW127 NG Kar Ming 伍嘉銘 RE Dealing in Securities 2003-04-01 2006-03-17
ABW127 NG Kar Ming 伍嘉銘 RE Advising on Securities 2003-04-01 2003-10-10
ABW127 NG Kar Ming 伍嘉銘 RE Advising on Corporate Finance 2003-04-01 2003-10-10
ABW127 NG Kar Ming 伍嘉銘 RE Providing Automated Trading Services 2003-04-01 2003-10-10
ABW127 NG Kar Ming 伍嘉銘 RE Asset Management 2003-04-01 2003-10-10
ABW349 LARKIN Anthony Gerrard RE Advising on Securities 2010-09-20 2010-11-02
ABW349 LARKIN Anthony Gerrard RE Advising on Securities 2018-05-11 2018-05-18
ABW349 LARKIN Anthony Gerrard RE Advising on Securities 2018-11-19 2018-11-24
ABW349 LARKIN Anthony Gerrard RO Advising on Securities 2010-11-02 2011-05-02
ABX016 CHEUNG Adrian Kwok Kuen 張國權 RE Dealing in Securities 2006-09-04 2011-11-29
ABX017 GRANDE Mary Margareth R. RE Dealing in Securities 2009-08-28 2012-02-17
ABX297 SAUNDERS Michael John RE Dealing in Securities 2004-05-11 2005-08-09
ABX298 MAN Yee 文儀 RE Dealing in Securities 2003-04-01
ABX298 MAN Yee 文儀 RE Dealing in Futures Contracts 2013-06-21
ABX298 MAN Yee 文儀 RE Advising on Securities 2003-04-01 2003-10-10
ABX298 MAN Yee 文儀 RE Advising on Securities 2011-10-24
ABX298 MAN Yee 文儀 RE Advising on Corporate Finance 2003-04-01 2003-10-10
ABX298 MAN Yee 文儀 RE Providing Automated Trading Services 2003-04-01 2003-10-10
ABX298 MAN Yee 文儀 RE Asset Management 2003-04-01 2003-10-10
ABX300 ZHANG Wendong 張文東 RE Dealing in Securities 2007-01-31 2008-10-24
ABX300 ZHANG Wendong 張文東 RE Advising on Corporate Finance 2007-01-31 2008-10-24
ABY846 BUTCHER Andrew Keith RE Dealing in Securities 2003-04-01 2003-12-31
ABY846 BUTCHER Andrew Keith RE Advising on Securities 2003-04-01 2003-12-31
ABY846 BUTCHER Andrew Keith RE Advising on Corporate Finance 2003-04-01 2003-12-31
ABY846 BUTCHER Andrew Keith RE Providing Automated Trading Services 2003-04-01 2003-12-31
ABY846 BUTCHER Andrew Keith RE Asset Management 2003-04-01 2003-12-31
ABY969 YIU Brian Chi Pang 姚志鵬 RE Dealing in Securities 2008-07-02 2008-08-12
ABZ368 LO Yin Ping 勞燕萍 RE Dealing in Securities 2003-04-01 2007-12-22
ABZ368 LO Yin Ping 勞燕萍 RE Dealing in Securities 2009-04-22 2013-04-03
ABZ368 LO Yin Ping 勞燕萍 RE Advising on Securities 2003-04-01 2004-03-01
ABZ368 LO Yin Ping 勞燕萍 RE Advising on Corporate Finance 2003-04-01 2004-03-01
ABZ368 LO Yin Ping 勞燕萍 RE Providing Automated Trading Services 2003-04-01 2004-03-01
ABZ368 LO Yin Ping 勞燕萍 RE Asset Management 2003-04-01 2004-03-01
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RE Dealing in Securities 2003-04-01 2005-05-31
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RO Dealing in Securities 2005-05-31 2011-06-14
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RE Advising on Securities 2003-04-01 2003-09-22
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RE Advising on Corporate Finance 2003-04-01 2003-09-22
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RE Providing Automated Trading Services 2003-04-01 2003-09-22
ABZ713 CHAN Sin Man, Lisa 陳倩雯 RE Asset Management 2003-04-01 2003-09-22
ACA305 KAPUR Ajay Singh RE Dealing in Securities 2003-04-01 2004-08-01
ACA305 KAPUR Ajay Singh RE Advising on Securities 2003-04-01 2004-08-01
ACA305 KAPUR Ajay Singh RE Advising on Securities 2006-08-14 2006-09-13
ACA305 KAPUR Ajay Singh RE Advising on Corporate Finance 2003-04-01 2004-08-01
ACA305 KAPUR Ajay Singh RE Providing Automated Trading Services 2003-04-01 2004-08-01
ACA305 KAPUR Ajay Singh RE Asset Management 2003-04-01 2004-08-01
ACC651 SHAO Kam Fu 邵金虎 RE Dealing in Securities 2003-04-01 2005-04-22
ACC651 SHAO Kam Fu 邵金虎 RE Dealing in Securities 2007-05-29 2017-10-28
ACC651 SHAO Kam Fu 邵金虎 RE Advising on Securities 2003-04-01 2005-03-21
ACC651 SHAO Kam Fu 邵金虎 RE Advising on Securities 2007-12-19 2017-10-28
ACC651 SHAO Kam Fu 邵金虎 RE Advising on Corporate Finance 2003-04-01 2005-03-21
ACC651 SHAO Kam Fu 邵金虎 RE Providing Automated Trading Services 2003-04-01 2005-03-21
ACC651 SHAO Kam Fu 邵金虎 RE Asset Management 2003-04-01 2005-01-28
ACE273 MARTIN Paul RE Dealing in Securities 2010-04-15 2014-03-31
ACE273 MARTIN Paul RE Dealing in Futures Contracts 2013-05-31 2014-03-31
ACE507 POLLARD Matthew Rupert RE Dealing in Securities 2006-05-30 2008-02-06
ACE507 POLLARD Matthew Rupert RE Advising on Corporate Finance 2006-05-30 2008-02-06
ACF125 LEE Raymond Yuman 李裕民 RE Dealing in Securities 2004-03-25 2007-06-13
ACF125 LEE Raymond Yuman 李裕民 RO Dealing in Securities 2007-06-13 2008-07-10
ACF125 LEE Raymond Yuman 李裕民 RE Advising on Securities 2003-04-01 2004-03-01
ACF125 LEE Raymond Yuman 李裕民 RE Advising on Corporate Finance 2003-04-01 2007-06-13
ACF125 LEE Raymond Yuman 李裕民 RO Advising on Corporate Finance 2007-06-13 2008-07-10
ACF125 LEE Raymond Yuman 李裕民 RE Asset Management 2003-04-01 2004-03-01
ACF130 PARKER Anthony Simon RE Dealing in Securities 2003-04-01 2008-04-17
ACF130 PARKER Anthony Simon RE Advising on Securities 2003-04-01 2005-03-03
ACF130 PARKER Anthony Simon RE Advising on Corporate Finance 2003-04-01 2008-04-17
ACF130 PARKER Anthony Simon RE Providing Automated Trading Services 2003-04-01 2005-03-03
ACF130 PARKER Anthony Simon RE Asset Management 2003-04-01 2005-03-03
ACF190 MACDONALD Robert Cumming RE Dealing in Securities 2018-03-23 2018-03-24
ACF190 MACDONALD Robert Cumming RE Dealing in Securities 2018-05-28 2018-06-15
ACF190 MACDONALD Robert Cumming RE Dealing in Securities 2018-06-28 2018-06-29
ACF190 MACDONALD Robert Cumming RE Dealing in Securities 2018-09-03 2018-09-22
ACF190 MACDONALD Robert Cumming RE Dealing in Securities 2018-10-05 2018-10-31
ACF190 MACDONALD Robert Cumming RE Dealing in Securities 2018-11-13 2018-11-16
ACF190 MACDONALD Robert Cumming RE Dealing in Securities 2018-12-03 2018-12-04
ACG009 YAU Yim Mui, Samantha 丘艷梅 RE Dealing in Securities 2003-04-01 2004-03-02
ACG009 YAU Yim Mui, Samantha 丘艷梅 RE Advising on Securities 2003-04-01 2004-03-02
ACG009 YAU Yim Mui, Samantha 丘艷梅 RE Advising on Corporate Finance 2003-04-01 2004-03-02
ACG009 YAU Yim Mui, Samantha 丘艷梅 RE Providing Automated Trading Services 2003-04-01 2004-03-02
ACG009 YAU Yim Mui, Samantha 丘艷梅 RE Asset Management 2003-04-01 2004-03-02
ACG483 TSE Ping Kuen 謝炳權 RE Dealing in Securities 2009-03-09 2011-07-29
ACH233 JACOBSON Timothy William Francis RE Dealing in Securities 2003-04-01 2010-02-28
ACH233 JACOBSON Timothy William Francis RE Advising on Securities 2003-04-01 2004-03-01
ACH233 JACOBSON Timothy William Francis RE Advising on Corporate Finance 2003-04-01 2004-03-01
ACH233 JACOBSON Timothy William Francis RE Providing Automated Trading Services 2003-04-01 2004-03-01
ACH233 JACOBSON Timothy William Francis RE Asset Management 2003-04-01 2004-03-01
ACI586 ZHAO Jing 趙競 RE Dealing in Securities 2006-04-28 2012-05-09
ACI586 ZHAO Jing 趙競 RE Advising on Corporate Finance 2006-04-28 2012-05-09
ACI718 GOODWIN Hannah Victoria RE Dealing in Securities 2005-04-29 2007-10-18
ACI718 GOODWIN Hannah Victoria RO Dealing in Securities 2007-10-18 2013-10-31
ACI771 LAW Nicholas Kwan Chak 羅君澤 RE Dealing in Securities 2004-09-23 2004-12-13
ACI843 MISRA Sanjiv RO Advising on Securities 2003-04-01 2003-06-01
ACI843 MISRA Sanjiv RO Advising on Corporate Finance 2003-04-01 2003-06-01
ACI843 MISRA Sanjiv RO Asset Management 2003-04-01 2003-06-01
ACI897 YEN Earl Ching-hwa 顏慶華 RE Dealing in Securities 2003-04-01 2004-07-15
ACI897 YEN Earl Ching-hwa 顏慶華 RE Advising on Securities 2003-04-01 2004-07-15
ACI897 YEN Earl Ching-hwa 顏慶華 RE Advising on Corporate Finance 2003-04-01 2004-07-15
ACI897 YEN Earl Ching-hwa 顏慶華 RE Providing Automated Trading Services 2003-04-01 2004-07-15
ACI897 YEN Earl Ching-hwa 顏慶華 RE Asset Management 2003-04-01 2004-07-15
ACJ013 KLAINGUTI Andreas Giorgio RE Dealing in Securities 2011-09-07 2012-07-16
ACJ141 LI Chi Keung 李志強 RE Dealing in Securities 2003-04-01
ACJ141 LI Chi Keung 李志強 RE Dealing in Futures Contracts 2013-06-21
ACJ141 LI Chi Keung 李志強 RE Advising on Securities 2003-04-01 2003-10-10
ACJ141 LI Chi Keung 李志強 RE Advising on Corporate Finance 2003-04-01 2003-10-10
ACJ141 LI Chi Keung 李志強 RE Providing Automated Trading Services 2003-04-01 2003-10-10
ACJ141 LI Chi Keung 李志強 RE Asset Management 2003-04-01 2003-10-10
ACJ145 LEE Chuk Ching 李竹菁 RE Dealing in Securities 2003-04-01 2009-12-31
ACJ145 LEE Chuk Ching 李竹菁 RE Advising on Securities 2003-04-01 2003-10-10
ACJ145 LEE Chuk Ching 李竹菁 RE Advising on Securities 2007-12-05 2009-12-31
ACJ145 LEE Chuk Ching 李竹菁 RE Advising on Corporate Finance 2003-04-01 2003-10-10
ACJ145 LEE Chuk Ching 李竹菁 RE Providing Automated Trading Services 2003-04-01 2003-10-10
ACJ145 LEE Chuk Ching 李竹菁 RE Asset Management 2003-04-01 2003-10-10
ACJ168 TSANG Yee Har, Michelle 曾綺霞 RE Dealing in Securities 2009-06-29 2016-03-18
ACJ168 TSANG Yee Har, Michelle 曾綺霞 RE Dealing in Futures Contracts 2013-05-31 2016-03-18
ACJ200 LAU Yee Choi 劉義才 RE Dealing in Securities 2003-04-01 2007-06-28
ACJ200 LAU Yee Choi 劉義才 RE Advising on Securities 2003-04-01 2003-10-10
ACJ200 LAU Yee Choi 劉義才 RE Advising on Corporate Finance 2003-04-01 2003-10-10
ACJ200 LAU Yee Choi 劉義才 RE Providing Automated Trading Services 2003-04-01 2003-10-10
ACJ200 LAU Yee Choi 劉義才 RE Asset Management 2003-04-01 2003-10-10
ACJ594 SLEVIN Francis Joseph RO Dealing in Securities 2003-10-15 2007-01-27
ACJ594 SLEVIN Francis Joseph RO Advising on Securities 2003-04-01 2003-10-08
ACJ594 SLEVIN Francis Joseph RO Advising on Corporate Finance 2003-04-01 2007-01-27
ACJ658 NICHOLS Stephen James RE Dealing in Securities 2006-04-07 2007-10-15
ACJ658 NICHOLS Stephen James RO Dealing in Securities 2007-10-15 2010-06-30
ACK872 TSENG Yee, Paul 曾儀 RE Dealing in Securities 2003-04-01 2010-04-26
ACK872 TSENG Yee, Paul 曾儀 RE Advising on Securities 2003-04-01 2003-10-17
ACK872 TSENG Yee, Paul 曾儀 RE Advising on Corporate Finance 2003-04-01 2003-10-17
ACK872 TSENG Yee, Paul 曾儀 RE Providing Automated Trading Services 2003-04-01 2003-10-17
ACK872 TSENG Yee, Paul 曾儀 RE Asset Management 2003-04-01 2003-10-17
ACL488 HEMRAJANI Geeta Arjandas RE Dealing in Securities 2003-04-01 2005-04-15
ACL488 HEMRAJANI Geeta Arjandas RE Advising on Securities 2003-04-01 2003-10-10
ACL488 HEMRAJANI Geeta Arjandas RE Advising on Corporate Finance 2003-04-01 2005-04-15
ACL488 HEMRAJANI Geeta Arjandas RE Providing Automated Trading Services 2003-04-01 2003-10-10
ACL488 HEMRAJANI Geeta Arjandas RE Asset Management 2003-04-01 2003-10-10
ACL565 CHENG Yuk Ka 鄭毓嘉 RE Dealing in Securities 2003-04-01 2008-12-19
ACL565 CHENG Yuk Ka 鄭毓嘉 RE Advising on Securities 2003-04-01 2003-10-09
ACL565 CHENG Yuk Ka 鄭毓嘉 RE Advising on Corporate Finance 2003-04-01 2003-10-09
ACL565 CHENG Yuk Ka 鄭毓嘉 RE Providing Automated Trading Services 2003-04-01 2003-10-09
ACL565 CHENG Yuk Ka 鄭毓嘉 RE Asset Management 2003-04-01 2003-10-09
ACL977 KOO Hsi Jung, Kenneth 顧希雍 RE Dealing in Securities 2003-04-01 2013-11-05
ACL977 KOO Hsi Jung, Kenneth 顧希雍 RE Advising on Securities 2003-04-01 2003-10-15
ACL977 KOO Hsi Jung, Kenneth 顧希雍 RE Advising on Corporate Finance 2003-04-01 2013-11-05
ACL977 KOO Hsi Jung, Kenneth 顧希雍 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ACL977 KOO Hsi Jung, Kenneth 顧希雍 RE Asset Management 2003-04-01 2003-10-15
ACM103 LANCE Margaret Mann RE Dealing in Securities 2003-04-01 2004-04-07
ACM103 LANCE Margaret Mann RE Advising on Securities 2003-04-01 2003-10-08
ACM103 LANCE Margaret Mann RE Advising on Corporate Finance 2003-04-01 2003-10-08
ACM103 LANCE Margaret Mann RE Providing Automated Trading Services 2003-04-01 2003-10-08
ACM103 LANCE Margaret Mann RE Asset Management 2003-04-01 2003-10-08
ACN140 RAHIM Aamir Rezaur 韋浩謙 RE Dealing in Securities 2003-04-01 2005-06-02
ACN140 RAHIM Aamir Rezaur 韋浩謙 RO Dealing in Securities 2005-06-02 2015-06-30
ACN140 RAHIM Aamir Rezaur 韋浩謙 RE Advising on Securities 2003-04-01 2005-03-03
ACN140 RAHIM Aamir Rezaur 韋浩謙 RE Advising on Corporate Finance 2003-04-01 2005-06-02
ACN140 RAHIM Aamir Rezaur 韋浩謙 RO Advising on Corporate Finance 2005-06-02 2015-06-30
ACN140 RAHIM Aamir Rezaur 韋浩謙 RE Providing Automated Trading Services 2003-04-01 2005-03-03
ACN140 RAHIM Aamir Rezaur 韋浩謙 RE Asset Management 2003-04-01 2005-03-03
ACN440 CHAU Chui Yeung, Jenny 周翠揚 RE Dealing in Securities 2003-04-01 2005-06-13
ACN440 CHAU Chui Yeung, Jenny 周翠揚 RE Advising on Securities 2003-04-01 2004-08-09
ACN440 CHAU Chui Yeung, Jenny 周翠揚 RE Advising on Corporate Finance 2003-04-01 2004-08-09
ACN440 CHAU Chui Yeung, Jenny 周翠揚 RE Providing Automated Trading Services 2003-04-01 2004-08-09
ACN440 CHAU Chui Yeung, Jenny 周翠揚 RE Asset Management 2003-04-01 2004-08-09
ACN979 KURZ Peter Michael RE Advising on Securities 2014-09-01 2014-09-08
ACN979 KURZ Peter Michael RE Advising on Securities 2015-01-09 2015-01-17
ACN979 KURZ Peter Michael RE Advising on Securities 2015-04-29 2015-05-08
ACN979 KURZ Peter Michael RE Advising on Securities 2015-08-27 2015-09-04
ACN979 KURZ Peter Michael RE Advising on Securities 2015-11-05 2015-11-16
ACN979 KURZ Peter Michael RE Advising on Securities 2016-01-19 2016-01-24
ACN979 KURZ Peter Michael RE Advising on Securities 2016-05-06 2016-05-13
ACN979 KURZ Peter Michael RE Advising on Securities 2016-06-27 2016-06-30
ACN979 KURZ Peter Michael RE Advising on Securities 2017-01-16 2017-01-21
ACN979 KURZ Peter Michael RE Advising on Securities 2017-05-04 2017-05-13
ACN979 KURZ Peter Michael RE Advising on Securities 2017-10-12 2017-10-21
ACN979 KURZ Peter Michael RE Advising on Securities 2017-12-11 2017-12-15
ACN979 KURZ Peter Michael RE Advising on Securities 2018-06-12 2018-06-18
ACN979 KURZ Peter Michael RE Advising on Securities 2018-10-05 2018-10-13
ACN988 LI Zemin 李則旻 RE Dealing in Securities 2003-04-01 2005-04-07
ACN988 LI Zemin 李則旻 RE Advising on Securities 2003-04-01 2003-10-13
ACN988 LI Zemin 李則旻 RE Advising on Corporate Finance 2003-04-01 2003-10-13
ACN988 LI Zemin 李則旻 RE Providing Automated Trading Services 2003-04-01 2003-10-13
ACN988 LI Zemin 李則旻 RE Asset Management 2003-04-01 2003-10-13
ACO001 FALCO Dominick Francis RE Dealing in Securities 2003-04-01 2004-02-27
ACO001 FALCO Dominick Francis RE Advising on Securities 2003-04-01 2003-10-15
ACO001 FALCO Dominick Francis RE Advising on Corporate Finance 2003-04-01 2003-10-15
ACO001 FALCO Dominick Francis RE Providing Automated Trading Services 2003-04-01 2003-10-15
ACO001 FALCO Dominick Francis RE Asset Management 2003-04-01 2003-10-15
ACO137 KULLAVANIJAYA Picharn RE Dealing in Securities 2003-06-16 2006-08-01
ACO137 KULLAVANIJAYA Picharn RE Advising on Corporate Finance 2003-06-16 2006-08-01
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Dealing in Securities 2009-12-15 2010-11-24
ACO194 TSANG Ling Kay, Rodney 曾令祺 RO Dealing in Securities 2010-11-24 2013-05-05
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Advising on Corporate Finance 2009-12-15 2010-11-24
ACO194 TSANG Ling Kay, Rodney 曾令祺 RO Advising on Corporate Finance 2010-11-24 2013-05-05
ACO626 HANNA Donald Porter RE Dealing in Securities 2003-04-01 2005-03-21
ACO626 HANNA Donald Porter RE Advising on Securities 2003-04-01 2009-06-17
ACO626 HANNA Donald Porter RE Advising on Corporate Finance 2003-04-01 2005-03-21
ACO626 HANNA Donald Porter RE Providing Automated Trading Services 2003-04-01 2005-03-21
ACO626 HANNA Donald Porter RE Asset Management 2003-04-01 2005-01-28
ACP574 SAVAGE Eric George RE Dealing in Securities 2003-04-01 2005-03-17
ACP574 SAVAGE Eric George RE Advising on Securities 2003-04-01 2005-03-03
ACP574 SAVAGE Eric George RE Advising on Corporate Finance 2003-04-01 2005-03-17
ACP574 SAVAGE Eric George RE Providing Automated Trading Services 2003-04-01 2005-03-03
ACP574 SAVAGE Eric George RE Asset Management 2003-04-01 2005-03-03
ACP610 YIP Yan Tion, Samson 葉仁犉 RE Dealing in Securities 2003-04-01 2003-11-18
ACP610 YIP Yan Tion, Samson 葉仁犉 RE Advising on Securities 2003-04-01 2003-11-18
ACP610 YIP Yan Tion, Samson 葉仁犉 RE Advising on Corporate Finance 2003-04-01 2003-11-18
ACP610 YIP Yan Tion, Samson 葉仁犉 RE Providing Automated Trading Services 2003-04-01 2003-11-18
ACP610 YIP Yan Tion, Samson 葉仁犉 RE Asset Management 2003-04-01 2003-11-18
ACP792 CHEONG Kin 張健 RE Dealing in Securities 2005-04-13 2008-05-16
ACP833 CHAN Kwok Tat, Daryl 陳國達 RE Dealing in Securities 2006-10-31 2008-03-31
ACP864 LI Wing Yee, Monica 李穎懿 RE Dealing in Securities 2003-11-28 2008-08-08
ACP864 LI Wing Yee, Monica 李穎懿 RE Dealing in Securities 2009-07-21
ACP864 LI Wing Yee, Monica 李穎懿 RE Dealing in Futures Contracts 2013-06-21
ACR432 HEYES Richard Charles RE Dealing in Securities 2012-03-30 2013-10-15
ACR432 HEYES Richard Charles RO Dealing in Securities 2013-10-15
ACR432 HEYES Richard Charles RE Dealing in Futures Contracts 2013-06-03 2014-05-22
ACR432 HEYES Richard Charles RO Advising on Securities 2013-10-15
ACR432 HEYES Richard Charles RE Providing Automated Trading Services 2012-03-30 2013-10-15
ACR432 HEYES Richard Charles RO Providing Automated Trading Services 2013-10-15
ACR445 WONG Ka Lap 黃嘉立 RE Dealing in Securities 2011-12-12 2013-12-06
ACR445 WONG Ka Lap 黃嘉立 RE Dealing in Futures Contracts 2013-06-20 2013-12-06
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Dealing in Securities 2003-04-01 2006-06-14
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Advising on Securities 2003-04-01 2003-10-15
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Asset Management 2003-04-01 2003-10-15
ACR485 HO Edmund 何艾文 RE Dealing in Securities 2004-06-16 2004-11-25
ACR485 HO Edmund 何艾文 RO Dealing in Securities 2004-11-25 2008-11-21
ACR485 HO Edmund 何艾文 RE Advising on Corporate Finance 2004-06-16 2004-11-25
ACR485 HO Edmund 何艾文 RO Advising on Corporate Finance 2004-11-25 2008-11-21
ACR650 CHENG Kit Yee, Cindy 鄭潔儀 RE Dealing in Securities 2003-04-01
ACR650 CHENG Kit Yee, Cindy 鄭潔儀 RE Dealing in Futures Contracts 2013-06-21
ACR650 CHENG Kit Yee, Cindy 鄭潔儀 RE Advising on Securities 2003-04-01 2003-10-09
ACR650 CHENG Kit Yee, Cindy 鄭潔儀 RE Advising on Corporate Finance 2003-04-01 2003-10-09
ACR650 CHENG Kit Yee, Cindy 鄭潔儀 RE Providing Automated Trading Services 2003-04-01 2003-10-09
ACR650 CHENG Kit Yee, Cindy 鄭潔儀 RE Asset Management 2003-04-01 2003-10-09
ACS329 KIM Ho Young RE Dealing in Securities 2003-04-01 2008-12-22
ACS329 KIM Ho Young RO Dealing in Securities 2008-12-22 2013-02-28
ACS329 KIM Ho Young RE Advising on Securities 2003-04-01 2003-10-16
ACS329 KIM Ho Young RE Advising on Corporate Finance 2003-04-01 2003-10-16
ACS329 KIM Ho Young RE Providing Automated Trading Services 2003-04-01 2003-10-16
ACS329 KIM Ho Young RE Asset Management 2003-04-01 2003-10-16
ACS806 LEE Simone 李詩敏 RE Dealing in Securities 2003-04-01 2007-05-18
ACS806 LEE Simone 李詩敏 RE Dealing in Securities 2008-04-14 2011-03-11
ACS806 LEE Simone 李詩敏 RE Advising on Securities 2003-04-01 2003-10-17
ACS806 LEE Simone 李詩敏 RE Advising on Corporate Finance 2003-04-01 2003-10-17
ACS806 LEE Simone 李詩敏 RE Providing Automated Trading Services 2003-04-01 2003-10-17
ACS806 LEE Simone 李詩敏 RE Asset Management 2003-04-01 2003-10-17
ACT290 BAKER Christopher RE Dealing in Securities 2004-05-12 2006-06-06
ACT509 HU Shuxin 胡愫心 RE Dealing in Securities 2003-04-01 2005-10-07
ACT509 HU Shuxin 胡愫心 RE Advising on Securities 2003-04-01 2003-10-10
ACT509 HU Shuxin 胡愫心 RE Advising on Corporate Finance 2003-04-01 2003-10-10
ACT509 HU Shuxin 胡愫心 RE Providing Automated Trading Services 2003-04-01 2003-10-10
ACT509 HU Shuxin 胡愫心 RE Asset Management 2003-04-01 2003-10-10
ACT567 NG Benjamin Kin Wah 吳建華 RE Dealing in Securities 2003-04-01
ACT567 NG Benjamin Kin Wah 吳建華 RE Advising on Securities 2003-04-01 2005-03-21
ACT567 NG Benjamin Kin Wah 吳建華 RE Advising on Corporate Finance 2003-04-01
ACT567 NG Benjamin Kin Wah 吳建華 RE Providing Automated Trading Services 2003-04-01 2005-03-21
ACT567 NG Benjamin Kin Wah 吳建華 RE Asset Management 2003-04-01 2005-01-28
ACT729 CHOW Wai Ming 周維明 RE Dealing in Securities 2015-09-09
ACT729 CHOW Wai Ming 周維明 RE Advising on Corporate Finance 2015-09-09
ACV551 QIAN Yujun 錢于軍 RE Dealing in Securities 2007-04-17 2008-07-11
ACV551 QIAN Yujun 錢于軍 RO Dealing in Securities 2008-07-11 2014-09-22
ACV551 QIAN Yujun 錢于軍 RE Advising on Corporate Finance 2007-04-17 2008-07-11
ACV551 QIAN Yujun 錢于軍 RO Advising on Corporate Finance 2008-07-11 2014-09-22
ACV752 JACOBSON John Brennan RE Dealing in Securities 2009-11-25 2012-07-27
ACV952 DE TRENCK Charles Frederick RE Dealing in Securities 2003-04-01 2005-03-21
ACV952 DE TRENCK Charles Frederick RE Advising on Securities 2003-04-01 2008-02-29
ACV952 DE TRENCK Charles Frederick RE Advising on Corporate Finance 2003-04-01 2005-03-21
ACV952 DE TRENCK Charles Frederick RE Providing Automated Trading Services 2003-04-01 2005-03-21
ACV952 DE TRENCK Charles Frederick RE Asset Management 2003-04-01 2005-01-28
ACV997 WONG Victor Wei Duk RE Dealing in Securities 2003-04-01 2011-06-16
ACV997 WONG Victor Wei Duk RE Advising on Securities 2003-04-01 2003-10-10
ACV997 WONG Victor Wei Duk RE Advising on Corporate Finance 2003-04-01 2003-10-10
ACV997 WONG Victor Wei Duk RE Advising on Corporate Finance 2010-03-23 2011-06-16
ACV997 WONG Victor Wei Duk RE Providing Automated Trading Services 2003-04-01 2003-10-10
ACV997 WONG Victor Wei Duk RE Asset Management 2003-04-01 2003-10-10
ACW374 LAM Wah Yu 林華宇 RE Dealing in Securities 2003-04-01 2011-04-29
ACW374 LAM Wah Yu 林華宇 RE Advising on Securities 2003-04-01 2003-10-15
ACW374 LAM Wah Yu 林華宇 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ACW374 LAM Wah Yu 林華宇 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ACW374 LAM Wah Yu 林華宇 RE Asset Management 2003-04-01 2003-10-15
ACX188 JENSEN William Charles RE Dealing in Securities 2004-10-18 2004-10-24
ACX715 CHU Chi Yan, Brian 朱智仁 RE Dealing in Securities 2004-06-29 2006-04-27
ACX996 KHUBCHANDANI Priya Chain RE Dealing in Securities 2003-04-01 2005-07-19
ACX996 KHUBCHANDANI Priya Chain RE Advising on Securities 2003-04-01 2003-10-10
ACX996 KHUBCHANDANI Priya Chain RE Advising on Corporate Finance 2003-04-01 2003-10-10
ACX996 KHUBCHANDANI Priya Chain RE Providing Automated Trading Services 2003-04-01 2003-10-10
ACX996 KHUBCHANDANI Priya Chain RE Asset Management 2003-04-01 2003-10-10
ACY655 YAN In Tan, Teresa 甄彥丹 RE Dealing in Securities 2009-09-28 2011-10-11
ACZ175 MULCHANDANI Narayan Phatu RE Dealing in Securities 2003-04-01 2008-03-07
ACZ175 MULCHANDANI Narayan Phatu RE Advising on Securities 2003-04-01 2003-10-10
ACZ175 MULCHANDANI Narayan Phatu RE Advising on Corporate Finance 2003-04-01 2003-10-10
ACZ175 MULCHANDANI Narayan Phatu RE Providing Automated Trading Services 2003-04-01 2003-10-10
ACZ175 MULCHANDANI Narayan Phatu RE Asset Management 2003-04-01 2003-10-10
ACZ581 LEE Geun Cheol RE Dealing in Securities 2003-04-01 2011-11-30
ACZ581 LEE Geun Cheol RE Advising on Securities 2003-04-01 2003-10-16
ACZ581 LEE Geun Cheol RE Advising on Securities 2008-01-04 2011-11-30
ACZ581 LEE Geun Cheol RE Advising on Corporate Finance 2003-04-01 2003-10-16
ACZ581 LEE Geun Cheol RE Providing Automated Trading Services 2003-04-01 2003-10-16
ACZ581 LEE Geun Cheol RE Asset Management 2003-04-01 2003-10-16
ACZ592 CHIN Ching Lan 錢靜蘭 RE Dealing in Securities 2007-06-18 2012-11-15
ACZ592 CHIN Ching Lan 錢靜蘭 RE Advising on Securities 2011-09-05 2012-11-15
ADA394 CHAN Shun Fat, Adam 陳順發 RE Dealing in Securities 2007-10-05 2012-06-12
ADA684 HO Tin Chee, Andrew 何天慈 RE Dealing in Securities 2004-03-30 2006-05-19
ADA734 DAY Christopher Elliott Verco 狄圖發 RE Dealing in Securities 2011-06-16 2012-04-13
ADB408 HAM Choon Seung 咸春丞 RE Dealing in Securities 2007-10-16 2007-10-25
ADB747 RUSSELL David Bolton RO Dealing in Securities 2018-07-06
ADB747 RUSSELL David Bolton RO Dealing in Futures Contracts 2018-07-06
ADB747 RUSSELL David Bolton RO Advising on Securities 2018-07-06
ADB747 RUSSELL David Bolton RO Providing Automated Trading Services 2018-07-06
ADB875 LAM Chi Wai 林志偉 RE Dealing in Securities 2003-04-01 2008-05-30
ADB875 LAM Chi Wai 林志偉 RE Advising on Securities 2003-04-01 2003-10-15
ADB875 LAM Chi Wai 林志偉 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ADB875 LAM Chi Wai 林志偉 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ADB875 LAM Chi Wai 林志偉 RE Asset Management 2003-04-01 2003-10-15
ADD792 KONG Cheuk Hang 江焯亨 RE Dealing in Securities 2009-02-18 2015-09-05
ADD792 KONG Cheuk Hang 江焯亨 RE Dealing in Futures Contracts 2013-06-21 2015-09-05
ADE250 GUEVARRA Maria Joelette T. RE Dealing in Securities 2010-09-03 2011-09-12
ADE658 ROBERTS Stephen Hunter RO Dealing in Securities 2003-04-01 2003-05-26
ADE658 ROBERTS Stephen Hunter RO Advising on Securities 2003-04-01 2003-05-26
ADE658 ROBERTS Stephen Hunter RO Advising on Corporate Finance 2003-04-01 2003-05-26
ADE658 ROBERTS Stephen Hunter RO Providing Automated Trading Services 2003-04-01 2003-05-26
ADE658 ROBERTS Stephen Hunter RO Asset Management 2003-04-01 2003-05-26
ADF372 KIM Moon Soo 金文洙 RE Dealing in Securities 2003-04-01 2004-06-01
ADF372 KIM Moon Soo 金文洙 RE Advising on Securities 2003-04-01 2003-10-15
ADF372 KIM Moon Soo 金文洙 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ADF372 KIM Moon Soo 金文洙 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ADF372 KIM Moon Soo 金文洙 RE Asset Management 2003-04-01 2003-10-15
ADF528 LAU Tat Wai, David 劉達維 RE Dealing in Securities 2003-04-01 2008-05-29
ADF528 LAU Tat Wai, David 劉達維 RO Dealing in Securities 2008-05-29 2008-11-21
ADF528 LAU Tat Wai, David 劉達維 RE Advising on Securities 2003-04-01 2005-03-03
ADF528 LAU Tat Wai, David 劉達維 RE Advising on Corporate Finance 2003-04-01 2008-05-29
ADF528 LAU Tat Wai, David 劉達維 RO Advising on Corporate Finance 2008-05-29 2008-11-21
ADF528 LAU Tat Wai, David 劉達維 RE Providing Automated Trading Services 2003-04-01 2005-03-03
ADF528 LAU Tat Wai, David 劉達維 RE Asset Management 2003-04-01 2005-03-03
ADG121 MAWICKE John Henry RE Dealing in Securities 2011-05-09 2013-10-04
ADG983 XUE Lan 薛瀾 RE Dealing in Securities 2003-04-01 2005-03-21
ADG983 XUE Lan 薛瀾 RE Advising on Securities 2003-04-01 2010-05-17
ADG983 XUE Lan 薛瀾 RE Advising on Corporate Finance 2003-04-01 2005-03-21
ADG983 XUE Lan 薛瀾 RE Providing Automated Trading Services 2003-04-01 2005-03-21
ADG983 XUE Lan 薛瀾 RE Asset Management 2003-04-01 2005-01-28
ADH141 HO Lan Kwan, Christine 何蘭君 RE Dealing in Securities 2003-04-01 2003-07-11
ADH141 HO Lan Kwan, Christine 何蘭君 RE Advising on Securities 2003-04-01 2003-07-11
ADH141 HO Lan Kwan, Christine 何蘭君 RE Advising on Corporate Finance 2003-04-01 2003-07-11
ADH141 HO Lan Kwan, Christine 何蘭君 RE Providing Automated Trading Services 2003-04-01 2003-07-11
ADH141 HO Lan Kwan, Christine 何蘭君 RE Asset Management 2003-04-01 2003-07-11
ADH165 NG Pui Yee 伍佩儀 RE Dealing in Securities 2003-04-01 2018-06-22
ADH165 NG Pui Yee 伍佩儀 RE Dealing in Futures Contracts 2013-06-21 2018-06-22
ADH165 NG Pui Yee 伍佩儀 RE Advising on Securities 2003-04-01 2003-10-15
ADH165 NG Pui Yee 伍佩儀 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ADH165 NG Pui Yee 伍佩儀 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ADH165 NG Pui Yee 伍佩儀 RE Asset Management 2003-04-01 2003-10-15
ADH400 WAI Chi Cheong, Gordon 韋志昌 RE Dealing in Securities 2003-04-01 2005-03-21
ADH400 WAI Chi Cheong, Gordon 韋志昌 RE Advising on Securities 2003-04-01 2005-04-15
ADH400 WAI Chi Cheong, Gordon 韋志昌 RE Advising on Corporate Finance 2003-04-01 2005-03-21
ADH400 WAI Chi Cheong, Gordon 韋志昌 RE Providing Automated Trading Services 2003-04-01 2005-03-21
ADH400 WAI Chi Cheong, Gordon 韋志昌 RE Asset Management 2003-04-01 2005-01-28
ADH472 FAN Sik Ling, Jacqueline 范惜玲 RE Dealing in Securities 2005-07-14 2018-11-30
ADH524 POON Cho Fai 潘祖輝 RE Dealing in Securities 2004-06-18 2005-06-02
ADH524 POON Cho Fai 潘祖輝 RO Dealing in Securities 2005-06-02 2017-09-27
ADH524 POON Cho Fai 潘祖輝 RO Advising on Corporate Finance 2009-01-15 2017-09-27
ADH995 KONG Siu Man 江兆民 RE Dealing in Securities 2004-09-16 2007-04-24
ADI032 WOO Cheung Yee, Jimmy 吳祥貽 RE Dealing in Securities 2016-06-08 2018-08-24
ADI032 WOO Cheung Yee, Jimmy 吳祥貽 RE Dealing in Futures Contracts 2016-06-15 2018-08-24
ADI418 TANG Wai Hung 鄧偉雄 RE Dealing in Securities 2011-07-13 2011-11-29
ADI418 TANG Wai Hung 鄧偉雄 RE Advising on Corporate Finance 2011-07-13 2011-11-29
ADI595 KLIP Donald William RE Dealing in Securities 2005-07-11 2007-04-11
ADI662 YANG Angus Sheau Yu 楊曉瑜 RE Dealing in Securities 2016-04-27 2016-07-12
ADI662 YANG Angus Sheau Yu 楊曉瑜 RO Dealing in Securities 2016-07-12 2017-06-28
ADI662 YANG Angus Sheau Yu 楊曉瑜 RE Dealing in Futures Contracts 2016-04-27 2017-06-28
ADI730 CHEN Wei 陳煒 RE Advising on Securities 2004-08-30 2010-03-19
ADJ152 WONG Otto Lien Da 王連大 RE Advising on Securities 2003-04-01 2005-05-03
ADJ152 WONG Otto Lien Da 王連大 RE Advising on Corporate Finance 2003-04-01 2005-03-03
ADJ152 WONG Otto Lien Da 王連大 RE Asset Management 2003-04-01 2005-03-03
ADJ356 MA Kin Man 馬建民 RE Dealing in Securities 2003-04-01 2005-03-21
ADJ356 MA Kin Man 馬建民 RE Advising on Securities 2003-04-01 2005-04-07
ADJ356 MA Kin Man 馬建民 RE Advising on Corporate Finance 2003-04-01 2005-03-21
ADJ356 MA Kin Man 馬建民 RE Providing Automated Trading Services 2003-04-01 2005-03-21
ADJ356 MA Kin Man 馬建民 RE Asset Management 2003-04-01 2005-01-28
ADJ410 FONG Robert Hing 方興 RE Dealing in Securities 2003-04-01 2004-06-25
ADJ410 FONG Robert Hing 方興 RE Advising on Securities 2003-04-01 2004-06-25
ADJ410 FONG Robert Hing 方興 RE Advising on Corporate Finance 2003-04-01 2004-06-25
ADJ410 FONG Robert Hing 方興 RE Providing Automated Trading Services 2003-04-01 2004-06-25
ADJ410 FONG Robert Hing 方興 RE Asset Management 2003-04-01 2004-06-25
ADJ619 STIMPSON John Matthew RE Dealing in Securities 2005-04-06 2008-01-01
ADJ619 STIMPSON John Matthew RE Dealing in Securities 2009-02-09 2011-03-16
ADJ799 YAU Sheung Kam 邱湘琴 RE Dealing in Securities 2016-09-19
ADK285 TSANG Kwai Yee, Alice 曾桂儀 RE Dealing in Securities 2003-04-01 2008-12-11
ADK285 TSANG Kwai Yee, Alice 曾桂儀 RE Advising on Securities 2003-04-01 2003-10-15
ADK285 TSANG Kwai Yee, Alice 曾桂儀 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ADK285 TSANG Kwai Yee, Alice 曾桂儀 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ADK285 TSANG Kwai Yee, Alice 曾桂儀 RE Asset Management 2003-04-01 2003-10-15
ADK527 WAN Wai Cheung 溫惠章 RE Dealing in Securities 2009-02-04 2009-02-16
ADL626 LO Wai Ming, Steven 盧偉明 RE Dealing in Securities 2009-01-30 2016-01-16
ADL626 LO Wai Ming, Steven 盧偉明 RE Dealing in Futures Contracts 2013-06-26 2016-01-16
ADM062 HSU Calvin James 許聖賚 RE Dealing in Securities 2003-04-01 2008-05-29
ADM062 HSU Calvin James 許聖賚 RE Dealing in Securities 2013-07-29 2015-07-30
ADM062 HSU Calvin James 許聖賚 RO Dealing in Securities 2015-07-30 2016-08-01
ADM062 HSU Calvin James 許聖賚 RE Dealing in Futures Contracts 2013-07-29 2015-07-30
ADM062 HSU Calvin James 許聖賚 RO Dealing in Futures Contracts 2015-07-30 2016-08-01
ADM062 HSU Calvin James 許聖賚 RE Advising on Securities 2003-04-01 2003-10-13
ADM062 HSU Calvin James 許聖賚 RE Advising on Securities 2008-01-04 2008-05-29
ADM062 HSU Calvin James 許聖賚 RE Advising on Securities 2013-07-29 2015-07-30
ADM062 HSU Calvin James 許聖賚 RO Advising on Securities 2015-07-30 2016-08-01
ADM062 HSU Calvin James 許聖賚 RE Advising on Corporate Finance 2003-04-01 2003-10-13
ADM062 HSU Calvin James 許聖賚 RE Providing Automated Trading Services 2003-04-01 2003-10-13
ADM062 HSU Calvin James 許聖賚 RE Asset Management 2003-04-01 2003-10-13
ADM569 LU Amanda Xiao Qiang 路小強 RE Dealing in Securities 2003-04-01 2005-09-12
ADM569 LU Amanda Xiao Qiang 路小強 RE Advising on Securities 2003-04-01 2005-03-03
ADM569 LU Amanda Xiao Qiang 路小強 RE Advising on Corporate Finance 2003-04-01 2005-09-12
ADM569 LU Amanda Xiao Qiang 路小強 RE Providing Automated Trading Services 2003-04-01 2005-03-03
ADM569 LU Amanda Xiao Qiang 路小強 RE Asset Management 2003-04-01 2005-03-03
ADP224 SHAW Philip John RE Dealing in Securities 2007-06-12 2016-07-08
ADP224 SHAW Philip John RO Dealing in Securities 2016-07-08
ADP224 SHAW Philip John RE Dealing in Futures Contracts 2013-05-31 2016-07-08
ADP224 SHAW Philip John RO Dealing in Futures Contracts 2016-07-08
ADP877 LAMBAH Ravi Mahinder RE Dealing in Securities 2007-06-14 2010-06-22
ADP877 LAMBAH Ravi Mahinder RE Advising on Corporate Finance 2007-06-14 2010-06-22
ADQ080 ELLIS Carolyn K Mark 麥嘉蓮 RE Dealing in Securities 2003-04-01 2007-02-02
ADQ080 ELLIS Carolyn K Mark 麥嘉蓮 RE Advising on Securities 2003-04-01 2003-10-08
ADQ080 ELLIS Carolyn K Mark 麥嘉蓮 RE Advising on Corporate Finance 2003-04-01 2003-10-08
ADQ080 ELLIS Carolyn K Mark 麥嘉蓮 RE Providing Automated Trading Services 2003-04-01 2003-10-08
ADQ080 ELLIS Carolyn K Mark 麥嘉蓮 RE Asset Management 2003-04-01 2003-10-08
ADQ628 SUN Timothy 孫德懋 RE Advising on Securities 2004-02-27 2006-03-03
ADQ861 SHUM Richard 岑傑誠 RE Dealing in Securities 2004-12-09 2005-01-20
ADQ868 MIU Hung Lucy 苗紅 RE Dealing in Securities 2003-06-19 2008-09-30
ADR418 PARTHASARATHY Ravindra RE Advising on Securities 2010-06-01 2016-05-05
ADR824 LEE Man Fat, Samuel 李萬發 RE Dealing in Securities 2009-12-14 2014-07-16
ADR824 LEE Man Fat, Samuel 李萬發 RE Dealing in Futures Contracts 2013-05-31 2014-07-16
ADS004 TONG Shing Kit, Jack 湯承傑 RE Dealing in Securities 2008-07-17 2009-12-11
ADS090 KIM Jin Hyun RE Dealing in Securities 2003-04-01 2005-03-21
ADS090 KIM Jin Hyun RE Advising on Securities 2003-04-01 2006-05-30
ADS090 KIM Jin Hyun RE Advising on Corporate Finance 2003-04-01 2005-03-21
ADS090 KIM Jin Hyun RE Providing Automated Trading Services 2003-04-01 2005-03-21
ADS090 KIM Jin Hyun RE Asset Management 2003-04-01 2005-01-28
ADS446 FANG Sean 方頌和 RE Dealing in Securities 2010-11-05 2012-07-16
ADS446 FANG Sean 方頌和 RE Advising on Corporate Finance 2010-11-05 2012-07-16
ADS488 DICKINSON Alexander Edward RE Dealing in Securities 2007-02-05 2015-03-25
ADS488 DICKINSON Alexander Edward RE Dealing in Futures Contracts 2013-06-04 2015-03-25
ADT641 ROSGEN Markus Johannes RE Advising on Securities 2004-05-07 2015-09-10
ADT652 WAI King Him, Bernard Stephen 韋敬謙 RE Dealing in Securities 2003-04-01
ADT652 WAI King Him, Bernard Stephen 韋敬謙 RE Dealing in Futures Contracts 2013-06-03
ADT652 WAI King Him, Bernard Stephen 韋敬謙 RE Advising on Securities 2003-04-01 2003-10-13
ADT652 WAI King Him, Bernard Stephen 韋敬謙 RE Advising on Corporate Finance 2003-04-01 2003-10-13
ADT652 WAI King Him, Bernard Stephen 韋敬謙 RE Providing Automated Trading Services 2003-04-01 2003-10-13
ADT652 WAI King Him, Bernard Stephen 韋敬謙 RE Asset Management 2003-04-01 2003-10-13
ADU274 HONG Yu Sik 洪裕植 RE Dealing in Securities 2003-04-01 2005-03-30
ADU274 HONG Yu Sik 洪裕植 RE Advising on Securities 2003-04-01 2003-10-15
ADU274 HONG Yu Sik 洪裕植 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ADU274 HONG Yu Sik 洪裕植 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ADU274 HONG Yu Sik 洪裕植 RE Asset Management 2003-04-01 2003-10-15
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Dealing in Securities 2011-07-07 2012-02-29
ADU318 LI Wai Kong 李偉江 RE Dealing in Securities 2003-04-01 2009-06-24
ADU318 LI Wai Kong 李偉江 RE Advising on Securities 2003-04-01 2003-10-16
ADU318 LI Wai Kong 李偉江 RE Advising on Corporate Finance 2003-04-01 2003-10-16
ADU318 LI Wai Kong 李偉江 RE Providing Automated Trading Services 2003-04-01 2003-10-16
ADU318 LI Wai Kong 李偉江 RE Asset Management 2003-04-01 2003-10-16
ADU680 YICK Wing Yuen, Kenneth 易永源 RE Dealing in Securities 2005-03-01
ADU680 YICK Wing Yuen, Kenneth 易永源 RE Dealing in Futures Contracts 2013-06-21
ADU680 YICK Wing Yuen, Kenneth 易永源 RE Advising on Securities 2011-10-24
ADV243 TANG Chung Kwan 鄧仲君 RE Dealing in Securities 2003-04-01 2005-01-10
ADV243 TANG Chung Kwan 鄧仲君 RE Advising on Securities 2003-04-01 2003-10-15
ADV243 TANG Chung Kwan 鄧仲君 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ADV243 TANG Chung Kwan 鄧仲君 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ADV243 TANG Chung Kwan 鄧仲君 RE Asset Management 2003-04-01 2003-10-15
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Securities 2007-12-20 2008-11-19
ADV539 WONG Wai Ling 王慧鈴 RE Dealing in Securities 2003-04-01 2005-02-18
ADV539 WONG Wai Ling 王慧鈴 RE Dealing in Securities 2005-03-30 2007-02-08
ADV539 WONG Wai Ling 王慧鈴 RE Advising on Securities 2003-04-01 2003-10-13
ADV539 WONG Wai Ling 王慧鈴 RE Advising on Corporate Finance 2003-04-01 2003-10-13
ADV539 WONG Wai Ling 王慧鈴 RE Providing Automated Trading Services 2003-04-01 2003-10-13
ADV539 WONG Wai Ling 王慧鈴 RE Asset Management 2003-04-01 2003-10-13
ADV590 NGAN Hung Kit, Dennis 顏鴻傑 RE Dealing in Securities 2008-09-18 2008-11-19
ADV635 PEH Chong Ghee 白仲儀 RE Dealing in Securities 2003-04-01 2004-02-10
ADV635 PEH Chong Ghee 白仲儀 RE Advising on Securities 2003-04-01 2004-02-10
ADV635 PEH Chong Ghee 白仲儀 RE Advising on Corporate Finance 2003-04-01 2004-02-10
ADV635 PEH Chong Ghee 白仲儀 RE Providing Automated Trading Services 2003-04-01 2004-02-10
ADV635 PEH Chong Ghee 白仲儀 RE Asset Management 2003-04-01 2004-02-10
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RE Dealing in Securities 2007-08-13 2008-11-14
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RO Dealing in Securities 2008-11-14 2008-11-21
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RE Advising on Corporate Finance 2007-08-13 2008-11-14
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RO Advising on Corporate Finance 2008-11-14 2008-11-21
ADW050 SOBTI Rohit RE Advising on Securities 2003-04-01 2007-03-20
ADW050 SOBTI Rohit RE Advising on Corporate Finance 2003-04-01 2005-03-21
ADW050 SOBTI Rohit RE Asset Management 2003-04-01 2005-01-28
ADW089 BANFIELD Colin Dennis RE Dealing in Securities 2010-06-21 2011-12-02
ADW089 BANFIELD Colin Dennis RO Dealing in Securities 2011-12-02
ADW089 BANFIELD Colin Dennis RE Advising on Corporate Finance 2010-06-21 2011-12-02
ADW089 BANFIELD Colin Dennis RO Advising on Corporate Finance 2011-12-02
ADW509 YANG Kai 楊凱 RE Dealing in Securities 2005-06-06 2006-05-16
ADW509 YANG Kai 楊凱 RE Advising on Corporate Finance 2005-06-06 2006-05-16
ADW540 SO Chi Hang, Christopher 蘇智恆 RE Dealing in Securities 2006-08-03
ADW540 SO Chi Hang, Christopher 蘇智恆 RE Dealing in Futures Contracts 2013-06-19
ADX074 LAM Mo Sim 林慕嬋 RE Dealing in Securities 2003-04-01 2006-03-31
ADX074 LAM Mo Sim 林慕嬋 RE Advising on Securities 2003-04-01 2003-10-13
ADX074 LAM Mo Sim 林慕嬋 RE Advising on Corporate Finance 2003-04-01 2003-10-13
ADX074 LAM Mo Sim 林慕嬋 RE Providing Automated Trading Services 2003-04-01 2003-10-13
ADX074 LAM Mo Sim 林慕嬋 RE Asset Management 2003-04-01 2003-10-13
ADX604 MC LANE Willard Adrian RE Dealing in Securities 2012-10-24 2013-04-01
ADX604 MC LANE Willard Adrian RE Dealing in Securities 2015-04-17
ADX604 MC LANE Willard Adrian RE Advising on Corporate Finance 2012-10-24 2013-04-01
ADX604 MC LANE Willard Adrian RE Advising on Corporate Finance 2015-04-17
ADX617 CHU Wai Kwan Elaine 徐慧君 RE Dealing in Securities 2003-04-01 2005-03-21
ADX617 CHU Wai Kwan Elaine 徐慧君 RE Advising on Securities 2003-04-01 2010-08-26
ADX617 CHU Wai Kwan Elaine 徐慧君 RE Advising on Corporate Finance 2003-04-01 2005-03-21
ADX617 CHU Wai Kwan Elaine 徐慧君 RE Providing Automated Trading Services 2003-04-01 2005-03-21
ADX617 CHU Wai Kwan Elaine 徐慧君 RE Asset Management 2003-04-01 2005-01-28
ADX634 WU Sheng 武胜 RE Dealing in Securities 2006-05-22 2008-05-26
ADX634 WU Sheng 武胜 RO Dealing in Securities 2008-05-26 2010-06-09
ADX634 WU Sheng 武胜 RE Advising on Corporate Finance 2006-05-22 2008-05-26
ADX634 WU Sheng 武胜 RO Advising on Corporate Finance 2008-05-26 2010-06-09
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Dealing in Securities 2003-04-01 2005-03-17
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Advising on Securities 2003-04-01 2003-10-17
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Advising on Corporate Finance 2003-04-01 2005-03-17
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Providing Automated Trading Services 2003-04-01 2003-10-17
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Asset Management 2003-04-01 2003-10-17
ADX865 LI Yin Lam, Iris 李彥霖 RE Dealing in Securities 2016-01-14
ADX865 LI Yin Lam, Iris 李彥霖 RE Advising on Securities 2016-01-14
ADY240 FUNG Yu Wai, David 馮裕偉 RE Dealing in Securities 2003-04-01 2003-05-22
ADY240 FUNG Yu Wai, David 馮裕偉 RE Dealing in Securities 2003-08-15 2006-07-29
ADY240 FUNG Yu Wai, David 馮裕偉 RE Advising on Securities 2003-04-01 2003-05-22
ADY240 FUNG Yu Wai, David 馮裕偉 RE Advising on Corporate Finance 2003-04-01 2003-05-22
ADY240 FUNG Yu Wai, David 馮裕偉 RE Advising on Corporate Finance 2003-08-15 2006-07-29
ADY240 FUNG Yu Wai, David 馮裕偉 RE Providing Automated Trading Services 2003-04-01 2003-05-22
ADY240 FUNG Yu Wai, David 馮裕偉 RE Asset Management 2003-04-01 2003-05-22
ADY323 CHIANG Ming Zuei Charles 江明叡 RE Dealing in Securities 2010-07-13 2012-06-12
ADZ038 SOO Sau Moy, Charmain 蘇秀梅 RE Dealing in Securities 2003-04-22 2012-11-16
ADZ412 NGAI Pun, Ben 倪彬 RE Dealing in Securities 2004-11-11 2007-08-23
ADZ412 NGAI Pun, Ben 倪彬 RE Advising on Corporate Finance 2004-11-11 2007-08-23
ADZ419 CHAN Bill 陳銘勳 RE Dealing in Securities 2004-06-18 2008-11-19
ADZ419 CHAN Bill 陳銘勳 RE Dealing in Securities 2009-06-01 2010-08-24
ADZ441 YU Man Kiu, Janice 茹蔓喬 RE Dealing in Securities 2005-05-25 2009-04-21
ADZ814 HARMAN Richard Robert RE Dealing in Securities 2003-04-01 2005-08-09
ADZ814 HARMAN Richard Robert RE Advising on Securities 2003-04-01 2003-10-13
ADZ814 HARMAN Richard Robert RE Advising on Corporate Finance 2003-04-01 2003-10-13
ADZ814 HARMAN Richard Robert RE Providing Automated Trading Services 2003-04-01 2003-10-13
ADZ814 HARMAN Richard Robert RE Asset Management 2003-04-01 2003-10-13
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Dealing in Securities 2005-09-26 2007-03-23
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Advising on Corporate Finance 2005-09-26 2007-03-23
AEA002 WONG Mei Keung 黃美強 RE Dealing in Securities 2007-08-30 2008-02-14
AEA002 WONG Mei Keung 黃美強 RE Advising on Corporate Finance 2007-08-30 2008-02-14
AEA298 CHAN Mang No, Ana 陳盟娜 RE Dealing in Securities 2009-01-30 2016-02-13
AEA298 CHAN Mang No, Ana 陳盟娜 RE Dealing in Futures Contracts 2013-06-21 2016-02-13
AEA524 HUI Sau Wai 許秀慧 RE Dealing in Securities 2008-07-17 2015-09-05
AEA524 HUI Sau Wai 許秀慧 RE Dealing in Futures Contracts 2013-06-26 2015-09-05
AEA552 CHANG Chung Kei, Dominic 張仲基 RE Dealing in Securities 2007-07-12 2008-11-19
AEB508 YANG Tsu-wei 楊祖威 RE Dealing in Securities 2011-08-03 2013-07-24
AEB508 YANG Tsu-wei 楊祖威 RE Dealing in Futures Contracts 2013-05-31 2013-07-24
AEC937 LAU Tak Hung 劉德雄 RE Advising on Securities 2009-07-23
AED567 TANG Cho Yu, Joey 鄧祖禹 RE Dealing in Securities 2004-08-02
AED567 TANG Cho Yu, Joey 鄧祖禹 RE Dealing in Futures Contracts 2013-06-03
AED583 HO Wing Shan 何穎珊 RE Dealing in Securities 2003-04-01 2003-07-31
AED583 HO Wing Shan 何穎珊 RE Advising on Securities 2003-04-01 2003-07-31
AED583 HO Wing Shan 何穎珊 RE Advising on Corporate Finance 2003-04-01 2003-07-31
AED583 HO Wing Shan 何穎珊 RE Providing Automated Trading Services 2003-04-01 2003-07-31
AED583 HO Wing Shan 何穎珊 RE Asset Management 2003-04-01 2003-07-31
AED970 CALLAGHAN Paul Andrew Stewart RE Advising on Securities 2016-12-05 2017-05-26
AED970 CALLAGHAN Paul Andrew Stewart RO Advising on Securities 2017-05-26
AED970 CALLAGHAN Paul Andrew Stewart RE Advising on Futures Contracts 2016-12-05
AEE170 HO Tak Leung, Simon 何德亮 RE Advising on Securities 2008-08-04 2016-08-31
AEE589 CHENG Dien Yiu, Anthony 鄭典耀 RE Dealing in Securities 2007-04-24 2008-11-14
AEE589 CHENG Dien Yiu, Anthony 鄭典耀 RE Advising on Securities 2007-04-24 2008-11-14
AEE589 CHENG Dien Yiu, Anthony 鄭典耀 RE Advising on Corporate Finance 2007-04-24 2008-11-14
AEE775 YIM Heung Yue 嚴香如 RE Dealing in Securities 2003-04-01 2006-06-26
AEE775 YIM Heung Yue 嚴香如 RE Advising on Securities 2003-04-01 2003-10-17
AEE775 YIM Heung Yue 嚴香如 RE Advising on Corporate Finance 2003-04-01 2003-10-17
AEE775 YIM Heung Yue 嚴香如 RE Providing Automated Trading Services 2003-04-01 2003-10-17
AEE775 YIM Heung Yue 嚴香如 RE Asset Management 2003-04-01 2003-10-17
AEF114 LEE Wai Hong, Wilson 李維航 RE Dealing in Securities 2009-03-02 2010-06-30
AEF576 MARNICK Martin Brendan RE Dealing in Securities 2003-04-01 2004-12-10
AEF576 MARNICK Martin Brendan RE Advising on Securities 2003-04-01 2003-10-10
AEF576 MARNICK Martin Brendan RE Advising on Corporate Finance 2003-04-01 2003-10-10
AEF576 MARNICK Martin Brendan RE Providing Automated Trading Services 2003-04-01 2003-10-10
AEF576 MARNICK Martin Brendan RE Asset Management 2003-04-01 2003-10-10
AEF593 SHEN Kenneth RE Dealing in Securities 2003-04-01 2005-03-17
AEF593 SHEN Kenneth RE Advising on Securities 2003-04-01 2003-10-17
AEF593 SHEN Kenneth RE Advising on Corporate Finance 2003-04-01 2005-03-17
AEF593 SHEN Kenneth RE Providing Automated Trading Services 2003-04-01 2003-10-17
AEF593 SHEN Kenneth RE Asset Management 2003-04-01 2003-10-17
AEG478 WONG Chun 黃錚 RE Dealing in Securities 2007-06-25 2008-10-17
AEG478 WONG Chun 黃錚 RE Advising on Corporate Finance 2007-06-25 2008-10-17
AEH653 LAM Sung Lai, Edward 林崇禮 RE Dealing in Securities 2006-07-17 2007-05-18
AEH653 LAM Sung Lai, Edward 林崇禮 RO Dealing in Securities 2007-05-18 2012-10-26
AEH653 LAM Sung Lai, Edward 林崇禮 RE Advising on Corporate Finance 2006-07-17 2007-05-18
AEH653 LAM Sung Lai, Edward 林崇禮 RO Advising on Corporate Finance 2007-05-18 2012-10-26
AEH889 WUN Yuen Yan 尹婉欣 RE Dealing in Securities 2006-07-14 2011-05-11
AEH939 OBANDO Marta Joann RE Dealing in Securities 2008-08-01 2013-10-31
AEI022 LAI Tsui Lin 黎翠蓮 RE Dealing in Securities 2003-04-01 2013-11-07
AEI022 LAI Tsui Lin 黎翠蓮 RE Advising on Securities 2003-04-01 2003-10-08
AEI022 LAI Tsui Lin 黎翠蓮 RE Advising on Corporate Finance 2003-04-01 2003-10-08
AEI022 LAI Tsui Lin 黎翠蓮 RE Providing Automated Trading Services 2003-04-01 2003-10-08
AEI022 LAI Tsui Lin 黎翠蓮 RE Asset Management 2003-04-01 2003-10-08
AEI263 MAK Kar Yue 麥嘉如 RE Dealing in Securities 2003-04-01 2004-10-05
AEI263 MAK Kar Yue 麥嘉如 RE Advising on Securities 2003-04-01 2004-10-05
AEI263 MAK Kar Yue 麥嘉如 RE Advising on Corporate Finance 2003-04-01 2004-10-05
AEI263 MAK Kar Yue 麥嘉如 RE Providing Automated Trading Services 2003-04-01 2004-10-05
AEI263 MAK Kar Yue 麥嘉如 RE Asset Management 2003-04-01 2004-10-05
AEI555 CHAN Man Hon 陳文瀚 RE Dealing in Securities 2003-04-01 2005-03-21
AEI555 CHAN Man Hon 陳文瀚 RE Advising on Securities 2003-04-01 2008-05-09
AEI555 CHAN Man Hon 陳文瀚 RE Advising on Corporate Finance 2003-04-01 2005-03-21
AEI555 CHAN Man Hon 陳文瀚 RE Providing Automated Trading Services 2003-04-01 2005-03-21
AEI555 CHAN Man Hon 陳文瀚 RE Asset Management 2003-04-01 2005-01-28
AEI859 WAITE III Norman RE Dealing in Securities 2003-04-01 2003-05-22
AEI859 WAITE III Norman RE Advising on Securities 2003-04-01 2003-05-22
AEI859 WAITE III Norman RE Advising on Corporate Finance 2003-04-01 2003-05-22
AEI859 WAITE III Norman RE Providing Automated Trading Services 2003-04-01 2003-05-22
AEI859 WAITE III Norman RE Asset Management 2003-04-01 2003-05-22
AEJ724 CHUM Kwan Yue, Desmond 鄭君如 RE Dealing in Securities 2003-04-01 2008-04-30
AEJ724 CHUM Kwan Yue, Desmond 鄭君如 RE Advising on Securities 2003-04-01 2005-03-21
AEJ724 CHUM Kwan Yue, Desmond 鄭君如 RE Advising on Corporate Finance 2003-04-01 2005-03-21
AEJ724 CHUM Kwan Yue, Desmond 鄭君如 RE Providing Automated Trading Services 2003-04-01 2005-03-21
AEJ724 CHUM Kwan Yue, Desmond 鄭君如 RE Asset Management 2003-04-01 2005-01-28
AEJ792 WAI King Tze, Thomas 韋敬慈 RE Dealing in Securities 2008-06-10 2008-07-22
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RE Dealing in Securities 2004-03-15 2007-08-06
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RO Dealing in Securities 2007-08-06 2009-03-18
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RE Advising on Corporate Finance 2004-03-15 2007-08-06
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RO Advising on Corporate Finance 2007-08-06 2009-03-18
AEK266 CHU Chun-Ju 朱俊如 RE Dealing in Securities 2014-03-05 2014-08-08
AEL937 HIME Jessica Naomi Anne RE Dealing in Securities 2003-04-01 2008-09-06
AEL937 HIME Jessica Naomi Anne RE Advising on Securities 2003-04-01 2003-10-15
AEL937 HIME Jessica Naomi Anne RE Advising on Corporate Finance 2003-04-01 2003-10-15
AEL937 HIME Jessica Naomi Anne RE Providing Automated Trading Services 2003-04-01 2003-10-15
AEL937 HIME Jessica Naomi Anne RE Asset Management 2003-04-01 2003-10-15
AEL985 LEE Chin Leung 李展良 RE Dealing in Securities 2003-04-01 2005-03-03
AEL985 LEE Chin Leung 李展良 RE Advising on Securities 2003-04-01 2005-06-02
AEL985 LEE Chin Leung 李展良 RE Advising on Securities 2006-01-01 2008-10-20
AEL985 LEE Chin Leung 李展良 RO Advising on Securities 2005-06-02 2006-01-01
AEL985 LEE Chin Leung 李展良 RE Advising on Corporate Finance 2003-04-01 2005-03-03
AEL985 LEE Chin Leung 李展良 RE Providing Automated Trading Services 2003-04-01 2005-03-03
AEL985 LEE Chin Leung 李展良 RE Asset Management 2003-04-01 2005-03-03
AEN111 TANG Tsz Tung 鄧子棟 RE Dealing in Securities 2003-04-01 2008-11-07
AEN111 TANG Tsz Tung 鄧子棟 RE Advising on Securities 2003-04-01 2003-10-10
AEN111 TANG Tsz Tung 鄧子棟 RE Advising on Corporate Finance 2003-04-01 2003-10-10
AEN111 TANG Tsz Tung 鄧子棟 RE Providing Automated Trading Services 2003-04-01 2003-10-10
AEN111 TANG Tsz Tung 鄧子棟 RE Asset Management 2003-04-01 2003-10-10
AEN584 HOANG Wei Jyun 黃煒鈞 RE Dealing in Securities 2011-12-09 2015-12-05
AEN584 HOANG Wei Jyun 黃煒鈞 RE Dealing in Futures Contracts 2013-06-17 2015-12-05
AEO322 DUFFY Craig Andrew RE Dealing in Securities 2003-10-13 2017-12-18
AEO322 DUFFY Craig Andrew RE Advising on Corporate Finance 2008-09-19 2017-12-18
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Dealing in Securities 2003-04-01 2008-08-08
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Dealing in Securities 2009-07-20 2010-07-30
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Advising on Securities 2003-04-01 2003-10-10
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Advising on Corporate Finance 2003-04-01 2003-10-10
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Providing Automated Trading Services 2003-04-01 2003-10-10
AEO360 TAM Yeuk Lan, Winnie Cordelia 譚若蘭 RE Asset Management 2003-04-01 2003-10-10
AEO420 FUNG Jason 馮子成 RE Dealing in Securities 2003-04-01 2006-06-19
AEO420 FUNG Jason 馮子成 RE Advising on Securities 2003-04-01 2005-03-21
AEO420 FUNG Jason 馮子成 RE Advising on Corporate Finance 2003-04-01 2006-06-19
AEO420 FUNG Jason 馮子成 RE Providing Automated Trading Services 2003-04-01 2005-03-21
AEO420 FUNG Jason 馮子成 RE Asset Management 2003-04-01 2005-01-28
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Dealing in Securities 2003-04-01 2010-09-10
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Advising on Securities 2003-04-01 2003-10-10
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Advising on Securities 2007-12-05 2010-09-10
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Advising on Corporate Finance 2003-04-01 2003-10-10
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Providing Automated Trading Services 2003-04-01 2003-10-10
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Asset Management 2003-04-01 2003-10-10
AEO683 LAM John Junior 林慕賢 RE Dealing in Securities 2005-03-01 2008-05-30
AEO691 HSIEH Joyce Tsung-Chin 謝宗芩 RE Dealing in Securities 2003-04-01 2006-05-12
AEO691 HSIEH Joyce Tsung-Chin 謝宗芩 RE Advising on Securities 2003-04-01 2003-10-15
AEO691 HSIEH Joyce Tsung-Chin 謝宗芩 RE Advising on Corporate Finance 2003-04-01 2003-10-15
AEO691 HSIEH Joyce Tsung-Chin 謝宗芩 RE Providing Automated Trading Services 2003-04-01 2003-10-15
AEO691 HSIEH Joyce Tsung-Chin 謝宗芩 RE Asset Management 2003-04-01 2003-10-15
AEO843 LAU King Chi, Sandra 劉敬慈 RE Dealing in Securities 2003-04-01 2016-01-16
AEO843 LAU King Chi, Sandra 劉敬慈 RE Dealing in Futures Contracts 2013-06-21 2016-01-16
AEO843 LAU King Chi, Sandra 劉敬慈 RE Advising on Securities 2003-04-01 2003-10-15
AEO843 LAU King Chi, Sandra 劉敬慈 RE Advising on Securities 2011-10-25 2016-01-16
AEO843 LAU King Chi, Sandra 劉敬慈 RE Advising on Corporate Finance 2003-04-01 2003-10-15
AEO843 LAU King Chi, Sandra 劉敬慈 RE Providing Automated Trading Services 2003-04-01 2003-10-15
AEO843 LAU King Chi, Sandra 劉敬慈 RE Asset Management 2003-04-01 2003-10-15
AEO945 HUANG Hao 黃豪 RE Dealing in Securities 2003-04-01 2004-02-10
AEO945 HUANG Hao 黃豪 RE Advising on Securities 2003-04-01 2003-10-15
AEO945 HUANG Hao 黃豪 RE Advising on Corporate Finance 2003-04-01 2003-10-15
AEO945 HUANG Hao 黃豪 RE Providing Automated Trading Services 2003-04-01 2003-10-15
AEO945 HUANG Hao 黃豪 RE Asset Management 2003-04-01 2003-10-15
AEP631 LAW Ho Yan, Edith 羅可欣 RE Dealing in Securities 2003-04-01 2003-06-05
AEP631 LAW Ho Yan, Edith 羅可欣 RE Advising on Securities 2003-04-01 2003-06-05
AEP631 LAW Ho Yan, Edith 羅可欣 RE Advising on Corporate Finance 2003-04-01 2003-06-05
AEP631 LAW Ho Yan, Edith 羅可欣 RE Providing Automated Trading Services 2003-04-01 2003-06-05
AEP631 LAW Ho Yan, Edith 羅可欣 RE Asset Management 2003-04-01 2003-06-05
AEP880 MAXINO Grotius Wilbur Lasola RE Dealing in Securities 2003-04-01 2005-03-21
AEP880 MAXINO Grotius Wilbur Lasola RE Advising on Securities 2003-04-01 2005-12-16
AEP880 MAXINO Grotius Wilbur Lasola RE Advising on Corporate Finance 2003-04-01 2005-03-21
AEP880 MAXINO Grotius Wilbur Lasola RE Providing Automated Trading Services 2003-04-01 2005-03-21
AEP880 MAXINO Grotius Wilbur Lasola RE Asset Management 2003-04-01 2005-01-28
AEQ242 FERGUSON Scott Andrew RE Dealing in Securities 2003-04-01 2003-05-01
AEQ242 FERGUSON Scott Andrew RE Advising on Securities 2003-04-01 2003-05-01
AEQ242 FERGUSON Scott Andrew RE Advising on Corporate Finance 2003-04-01 2003-05-01
AEQ242 FERGUSON Scott Andrew RE Providing Automated Trading Services 2003-04-01 2003-05-01
AEQ242 FERGUSON Scott Andrew RE Asset Management 2003-04-01 2003-05-01
AEQ330 LIPTAK John Bennett RE Dealing in Securities 2010-04-08 2014-02-10
AET313 YAU Yuen Man 游婉雯 RE Dealing in Securities 2012-08-24 2013-03-24
AEU447 SOFOLUWE Olu Benga RE Dealing in Securities 2014-02-28 2018-02-15
AEU892 CHOI Wang Yu, Winston 蔡宏宇 RE Dealing in Securities 2006-06-05 2007-07-03
AEV420 KIM James Jung-Beck RE Dealing in Securities 2003-04-01 2006-03-20
AEV420 KIM James Jung-Beck RE Advising on Securities 2003-04-01 2003-10-15
AEV420 KIM James Jung-Beck RE Advising on Corporate Finance 2003-04-01 2003-10-15
AEV420 KIM James Jung-Beck RE Providing Automated Trading Services 2003-04-01 2003-10-15
AEV420 KIM James Jung-Beck RE Asset Management 2003-04-01 2003-10-15
AEW033 LAM Wing Chung, Charles 林穎聰 RE Dealing in Securities 2003-04-01
AEW033 LAM Wing Chung, Charles 林穎聰 RE Dealing in Futures Contracts 2013-05-31
AEW033 LAM Wing Chung, Charles 林穎聰 RE Advising on Securities 2003-04-01 2003-06-25
AEW033 LAM Wing Chung, Charles 林穎聰 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AEW033 LAM Wing Chung, Charles 林穎聰 RE Providing Automated Trading Services 2003-04-01 2003-06-25
AEW033 LAM Wing Chung, Charles 林穎聰 RE Asset Management 2003-04-01 2003-06-25
AEW050 LEUNG Kin, Kenneth 梁堅 RE Dealing in Securities 2011-07-05 2018-04-03
AEW050 LEUNG Kin, Kenneth 梁堅 RE Advising on Corporate Finance 2011-07-05 2018-04-03
AEW911 YU Bella Hoi Ying 余凱凝 RE Dealing in Securities 2005-04-15 2007-04-10
AEX135 FUNG Siu Ping 馮小平 RE Dealing in Securities 2003-10-10 2004-02-24
AEX704 HITSCH Rudolf 吳林峰 RE Dealing in Securities 2010-11-11 2016-05-21
AEX704 HITSCH Rudolf 吳林峰 RE Dealing in Futures Contracts 2013-06-27 2016-05-21
AEX956 MAK Shui Ping, Christina 麥瑞冰 RE Dealing in Securities 2014-08-22 2016-01-16
AEX956 MAK Shui Ping, Christina 麥瑞冰 RE Dealing in Futures Contracts 2014-08-22 2016-01-16
AEY371 SOHN So Yon 孫素娟 RE Dealing in Securities 2003-04-01 2005-03-03
AEY371 SOHN So Yon 孫素娟 RE Dealing in Securities 2010-09-09
AEY371 SOHN So Yon 孫素娟 RE Dealing in Futures Contracts 2013-05-31
AEY371 SOHN So Yon 孫素娟 RE Advising on Securities 2003-04-01 2005-06-02
AEY371 SOHN So Yon 孫素娟 RE Advising on Securities 2006-01-01
AEY371 SOHN So Yon 孫素娟 RO Advising on Securities 2005-06-02 2006-01-01
AEY371 SOHN So Yon 孫素娟 RE Advising on Corporate Finance 2003-04-01 2005-03-03
AEY371 SOHN So Yon 孫素娟 RE Providing Automated Trading Services 2003-04-01 2005-03-03
AEY371 SOHN So Yon 孫素娟 RE Asset Management 2003-04-01 2005-03-03
AEY426 CHRISTIANSON Wei Sun 孫瑋 RE Dealing in Securities 2004-10-27 2006-04-30
AEY426 CHRISTIANSON Wei Sun 孫瑋 RE Advising on Corporate Finance 2004-10-27 2006-04-30
AEY445 YOUNG Ting Kar 楊庭嘉 RE Dealing in Securities 2003-04-01 2007-06-22
AEY445 YOUNG Ting Kar 楊庭嘉 RE Dealing in Securities 2010-10-14 2011-04-01
AEY445 YOUNG Ting Kar 楊庭嘉 RE Advising on Securities 2003-04-01 2003-10-15
AEY445 YOUNG Ting Kar 楊庭嘉 RE Advising on Corporate Finance 2003-04-01 2003-10-15
AEY445 YOUNG Ting Kar 楊庭嘉 RE Providing Automated Trading Services 2003-04-01 2003-10-15
AEY445 YOUNG Ting Kar 楊庭嘉 RE Asset Management 2003-04-01 2003-10-15
AEY478 LAU Yau Fong 劉幽芳 RE Dealing in Securities 2003-04-01 2003-09-29
AEY478 LAU Yau Fong 劉幽芳 RE Advising on Securities 2003-04-01 2003-09-22
AEY478 LAU Yau Fong 劉幽芳 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AEY478 LAU Yau Fong 劉幽芳 RE Providing Automated Trading Services 2003-04-01 2003-09-22
AEY478 LAU Yau Fong 劉幽芳 RE Asset Management 2003-04-01 2003-09-22
AEY560 HURST Richard Mark RE Dealing in Securities 2010-11-15
AEZ304 CHISHTY Shaheryar Arshad RE Dealing in Securities 2003-04-01 2008-10-30
AEZ304 CHISHTY Shaheryar Arshad RE Advising on Securities 2003-04-01 2005-03-03
AEZ304 CHISHTY Shaheryar Arshad RE Advising on Corporate Finance 2003-04-01 2008-10-30
AEZ304 CHISHTY Shaheryar Arshad RE Providing Automated Trading Services 2003-04-01 2005-03-03
AEZ304 CHISHTY Shaheryar Arshad RE Asset Management 2003-04-01 2005-03-03
AEZ525 LI Kit 李潔 RE Dealing in Securities 2003-09-19 2003-11-20
AEZ565 JEDDY Nadeem Ahmed RE Dealing in Securities 2003-04-01 2007-03-30
AEZ565 JEDDY Nadeem Ahmed RE Advising on Securities 2003-04-01 2005-03-03
AEZ565 JEDDY Nadeem Ahmed RE Advising on Corporate Finance 2003-04-01 2007-03-30
AEZ565 JEDDY Nadeem Ahmed RE Providing Automated Trading Services 2003-04-01 2005-03-03
AEZ565 JEDDY Nadeem Ahmed RE Asset Management 2003-04-01 2005-03-03
AEZ566 MACTAGGART Kirsty RE Dealing in Securities 2003-04-01 2005-04-11
AEZ566 MACTAGGART Kirsty RE Advising on Securities 2003-04-01 2003-09-22
AEZ566 MACTAGGART Kirsty RE Advising on Corporate Finance 2003-04-01 2003-09-22

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